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Unification of Germany
States of the German Empirewhen the Duchy of Saxe-Lauenburg was merged into the Kingdom of Prussia on 1 July 1876
Native nameDeutsche Einigung
Date18 August 186618 January 1871
LocationNorth German ConfederationNorth German Confederation
Participants
Outcome

Theunification of Germany(German:Deutsche Einigung,pronounced[ˈdɔʏtʃəˈʔaɪnɪɡʊŋ]) was a process of building the firstnation-stateforGermanswithfederal featuresbased on the concept ofLesser Germany(one withoutHabsburgs' multi-ethnic Austria or its German-speaking part). It commenced on 18 August 1866 with adoption of theNorth German Confederation Treatyestablishing theNorth German Confederation,initially amilitary alliancede factodominated byPrussiawhich was subsequently deepened through adoption of theNorth German Constitution.

The process symbolically concluded when most of south German states joined the North German Confederation with the ceremonialproclamation of the German Empirei.e. theGerman Reichhaving25 member statesand led by theKingdom of PrussiaofHohenzollernson 18 January 1871; the event was later celebrated as the customary date of theGerman Empire's foundation, although the legally meaningful events relevant to the accomplishment of unification occurred on 1 January 1871 (accession of South German states and constitutional adoption of the name "German Empire") and 4 May 1871 (entry into force of the permanentConstitution of the German Empire).

Despite the legal, administrative, and political disruption caused by thedissolution of the Holy Roman Empirein 1806, the German-speaking people of the old Empire had a common linguistic, cultural, and legal tradition.European liberalismoffered an intellectual basis for unification by challengingdynasticandabsolutistmodels of social and political organization; its German manifestation emphasized the importance of tradition, education, and linguistic unity. Economically, the creation of the PrussianZollverein(customs union) in 1818, and its subsequent expansion to include other states of the Austria (underAustrian Empire)-ledGerman Confederation,reduced competition between and within states. Emerging modes of transportation facilitated business and recreational travel, leading to contact and sometimes conflict between and among German-speakers from throughoutCentral Europe.The model of diplomaticspheres of influenceresulting from theCongress of Viennain 1814–1815 after the Napoleonic Wars endorsed Austrian dominance in Central Europe throughHabsburgleadership of the German Confederation, designed to replace the Holy Roman Empire. The negotiators atViennatook no account of Prussia's growing strength within and declined to create a second coalition of the German states under Prussia's influence, and so failed to foresee that Prussia (Kingdom of Prussia) would rise to challenge Austria for leadership of the German peoples. ThisGerman dualismpresentedtwo solutions to the problem of unification:Kleindeutsche Lösung,the small Germany solution (Germany without Austria), orGroßdeutsche Lösung,the greater Germany solution (Germany with Austria or its German-speaking part), ultimately settled in favor of the former solution in thePeace of Prague.

Historians debate whetherOtto von BismarckMinister President of Prussia—had a master plan to expand theNorth German Confederationof 1866 to include the remaining independent German states into a single entity or simply to expand thepowerof the Kingdom of Prussia. They conclude that factors in addition to the strength of Bismarck'sRealpolitikled a collection of early modernpolitiesto reorganize their political, economic, military, and diplomatic relationships in the 19th century. Reaction to Danish andFrench nationalismprovided for expressions of German unity. Military successes—especially those of Prussia—in three regional wars generated enthusiasm and pride that politicians could harness to promote unification. This experience echoed the memory of mutual accomplishment in the Napoleonic Wars, particularly in theWar of Liberationof 1813–1814. By establishing a Germany withoutmulti-ethnicAustria (underAustria-Hungary) or itsGerman-speaking part,the political and administrative unification in 1871 at least temporarily solved the problem of dualism.

Despite undergoing in the later years several further changes of its name and borders, overhauls of its constitutional system, periods of limited sovereignty and interrupted unity of its territory or government, and despitedissolution of its dominant founding federated state,the polity resulting from the unification process continues its existence, surviving until today in its contemporary form known as theFederal Republic of Germany.

Early history

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Map of the AustrianHabsburg monarchy-ledHoly Roman Empire(HRE) in 1789. The two biggest lands of the HRE were the German-speaking part ofAustria(orange) and the German-speaking part ofPrussia(blue), besides a large number of small states (many of them too small to be shown on the map).

Germans emerged in medieval times among the descendants of the RomanizedGermanic peoplesin the area of modern western Germany, between theRhineandElberivers, particularly theFranks,Frisians,Saxons,Thuringii,Alemanni,andBaiuvarii.[1]The region was divided into long-lasting divisions, or "Stem duchies",based upon these ethnic designations, under the dominance of the western Franks starting withClovis I,who established control of the Romanized and Frankish population of Gaul in the 5th century, and began a new process of conquering the peoples east of the Rhine. In subsequent centuries the power of the Franks grew considerably.[2]By the early 9th century AD, large parts of Europe had been united under the rule of the Frankish leaderCharlemagne,who expanded theFrankish Empire(Francia) in several directions including east of the Rhine, where he conqueredSaxonsandFrisians.[3]A confederated realm of German princedoms,along with some adjacent lands, had been in existence for over a thousand years; dating to theTreaty of Verduni.e. the establishment ofEast Franciafrom eastern Frankish Empire in east of the Rhine in 843, especially when theOttonian dynastytook power to rule East Francia in 919. The realm later in 962 made up the core of theHoly Roman Empire,which at times includedmore than 1,000 entitiesand was called the "Holy Roman Empire of the German Nation" from 1512 with theDiet of Cologne(new title was adopted partly because the Empire lost most of its territories in Italy andBurgundyto the south and west by the late 15th century, but also to emphasize the new importance of the GermanImperial Estatesin ruling the Empire due to theImperial Reform). The states of the Holy Roman Empire ranged in size from the small and complex territories of the princelyHohenlohefamily branches to sizable, well-defined territories such as theElectorate of Bavaria,theMargraviate of Brandenburgor theKingdom of Bohemia.Their governance varied: they includedfree imperial cities,also of different sizes, such as the powerfulAugsburgand the minusculeWeil der Stadt;ecclesiastical territories, also of varying sizes and influence, such as the wealthyAbbey of Reichenauand the powerfulArchbishopric of Cologne;and dynastic states such asWürttemberg.Among the German-speaking states, the Holy Roman Empire's administrative and legal mechanisms provided a venue to resolve disputes between peasants and landlords, between jurisdictions, and within jurisdictions. Through the organization ofimperial circles(Reichskreise), groups of states consolidated resources and promoted regional and organizational interests, including economic cooperation and military protection.

Early modern era and Eighteenth century

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Since the 15th century, with few exceptions, the Empire'sPrince-electorshad chosen successive heads of theHouse of Habsburgfrom theDuchy of Austriato hold the title ofHoly Roman Emperor.Although they initially sought to restore central Imperial power, preserving a weak and fragmented Empire was convenient for France and Sweden, and therefore, their ensuing intervention led to thePeace of Westphaliawhich effectively thwarted for centuries any serious attempts to reinforce the imperial central authority and petrified fragmentation, resulting in the German-speaking territories comprising on the eve of theNapoleonic Warsstill more than 300 political entities, most of them being parts of theHoly Roman Empire,though portions of the extensiveHabsburg Monarchy(exclusively its large non-German-speaking territories:Lands of the Crown of Saint Stephenand the Austrian partition of Polish-Lithuanian Commonwealth) or of theHohenzollernKingdom of Prussia(both the German-speaking formerDuchy of Prussiaand the non-German-speaking entire territory of the Prussian partition of Polish-Lithuanian Commonwealth) as well as the German-speaking Swiss cantons were outside of the Imperial borders. This became known as the practice ofKleinstaaterei( "small-statery" ) As a further consequence, there was no German national identity in development as late as 1800, mainly due to the highly autonomous or semi-independent nature of the princely states; most inhabitants of theHoly Roman Empire,outside of those ruled by the emperor directly, identified themselves mainly with their prince rather than with the Empire or the nation as a whole. However, by the 19th century, transportation and communications improvements started to bring these regions closer together.[4]

Dissolution of the Old Empire

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Invasion of the Holy Roman Empire by theFirst French Empirein theWar of the Second Coalition(1798–1802) resulted in crushing the Empire and allied forces byNapoleon Bonaparte.The treaties ofLunéville(1801) and theMediatization of 1803secularized the ecclesiastical principalities and abolished most free imperial cities and these territories along with their inhabitants were absorbed by dynastic states. This transfer particularly enhanced the territories ofWürttembergandBaden.In 1806, after a successful invasion of Prussia and the defeat of Prussia at the joint battles ofJena-Auerstedt1806 during theWar of the Third Coalition,Napoleon dictated theTreaty of Pressburgwhich included the formaldissolution of the Holy Roman Empireand the abdication ofEmperor Francis IIfrom the nominal reign over it. Napoleon established instead a Germanclient stateof France known as theConfederation of the Rhinewhich,inter alia,provided for the mediatization of over a hundred petty princes and counts and the absorption of their territories, as well as those of hundreds ofimperial knights,by the Confederation's member-states. Several states were promoted to kingdoms such as theKingdom of Bavaria,theKingdom of Saxonyor theKingdom of Hanover.[5]Following the formal secession from the Empire of the majority of its constituent states, the Emperor dissolved the Holy Roman Empire.[6]In his abdication, Francis released all former estates from their duties and obligations to him, and took upon himself solely the title of Emperor of Austria, which had been established since 1804.[7]

Rise of German nationalism under Napoleon

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Under thehegemony of the First French Empire(1804–1814), popular German nationalism thrived in the reorganized German states. Due in part to the shared experience, albeit under French dominance, various justifications emerged to identify "Germany" as a potential future single state. For the German philosopherJohann Gottlieb Fichte,

The first, original, and truly natural boundaries of states are beyond doubt their internal boundaries. Those who speak the same language are joined to each other by a multitude of invisible bonds by nature herself, long before any human art begins; they understand each other and have the power of continuing to make themselves understood more and more clearly; they belong together and are by nature one and an inseparable whole.[8]

monument commemorating the battle, tall square block, soldier on top, images of soldiers around the monument
TheBattle of the Nations monument,erected for the centennial in 1913, honors the efforts of the German people in the victory over Napoleon.

A common language may have been seen to serve as the basis of a nation, but as contemporary historians of 19th-century Germany noted, it took more than linguistic similarity to unify these several hundred polities.[9]The experience of German-speaking Central Europe during the years of French hegemony contributed to a sense of common cause to remove the French invaders and reassert control over their own lands. TheNapoleon's campaigns in Poland(1806–07) resulting in his decision to re-establish a form of Polish statehood (theDuchy of Warsaw) at the cost of also Prussian-conquered Polish territories, as well as his campaigns onIberian Peninsula,in western Germany, and his disastrousinvasion of Russiain 1812 disillusioned many Germans, princes and peasants alike. Napoleon'sContinental Systemnearly ruined the Central European economy. The invasion of Russia included nearly 125,000 troops from German lands, and the loss of that army encouraged many Germans, both high- and low-born, to envision a Central Europe free of Napoleon's influence.[10]The creation of student militias such as theLützow Free Corpsexemplified this tendency.[11]

The debacle in Russia loosened the French grip on the German princes. In 1813, Napoleon mounted a campaign in the German states to bring them back into the French orbit; the subsequentWar of Liberationculminated in the greatBattle of Leipzig,also known as theBattle of Nations.In October 1813, more than 500,000 combatants engaged in ferocious fighting over three days, making it the largest European land battle of the 19th century. The engagement resulted in a decisive victory for theCoalitionof Austria, Prussia, Russia, Saxony, and Sweden. As a result, theConfederation of the Rhinecollapsed and theFrench periodcame to an end. Success encouraged the Coalition forces to pursue Napoleon across the Rhine; his army and his government collapsed, and the victorious Coalition incarcerated Napoleon onElba.During the brief Napoleonic restoration known as the100 Daysof 1815, forces of theSeventh Coalition,including an Anglo-Allied army under the command of theDuke of Wellingtonand aPrussianarmy under the command ofGebhard von Blücher,were victorious atWaterloo(18 June 1815).[a]The critical role played by Blücher's troops, especially after having to retreat from the field atLignythe day before, helped to turn the tide of combat against the French. The Prussian cavalry pursued the defeated French in the evening of 18 June, sealing the allied victory. From the German perspective, the actions of Blücher's troops at Waterloo, and the combined efforts at Leipzig, offered a rallying point of pride and enthusiasm.[13]This interpretation became a key building block of theBorussianmythexpounded by the pro-Prussian nationalist historians later in the 19th century.[14]

Congress of Vienna and the rise of German dualism

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double eagle, black on gold coat of arms
Coat of arms of theGerman Confederation,also called theDeutscher Bund

After Napoleon's defeat, theCongress of Viennaestablished a new European political-diplomatic system based on thebalance of power.This system reorganized Europe intospheres of influence,which, in some cases, suppressed the aspirations of the various nationalities, including the Germans and Italians.[15]

Generally, an enlarged Prussia and the 38 other states consolidated from the mediatized territories of 1803 were confederated within theAustrian Empire's sphere of influence. The Congress established a looseGerman Confederation(1815–1866), headed by Austria, with a "FederalDiet"(called theBundestagorBundesversammlung,an assembly of appointed leaders) that met in the city ofFrankfurt am Main.Its borders resembled those of its predecessor, the Holy Roman Empire (though there were some deviations e.g. Prussian territory in the Confederation was extended to include also the formerly Polish territories of theLauenburg and Bütow Landand the formerStarostwo of Draheim,while Austrian part was extended to include in the years 1818–1850 also the formerly Polish territories of theDuchy of Oświęcimand theDuchy of Zator), meaning that large portions of both Prussia and Austria were left outside. In recognition of the imperial position traditionally held by the Habsburgs, the emperors of Austria became the titular presidents of this parliament. Despite the nomenclature ofDiet(Assembly or Parliament), this institution should in no way be construed as a broadly, or popularly, elected group of representatives. Many of the states did not have constitutions, and those that did, such as theDuchy of Baden,basedsuffrageon strict property requirements which effectively limited suffrage to a small portion of the male population.[16]

Problems of reorganization

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map of Europe, showing territory of predominantly German-speaking population, and Austria's multi-national, multi-linguistic territory
Boundaries of the German Confederation. Prussia is blue, Austria-Hungary yellow, and the rest grey.

Problematically, the built-in Austrian dominance failed to take into account Prussia's 18th-century emergence in Imperial politics. This impractical solution did not reflect the new status of Prussia in the overall scheme. Although the Prussian army had been dramatically defeated in the 1806Battle of Jena-Auerstedt,it had made a spectacular comeback at Waterloo. Consequently, Prussian leaders expected to play a pivotal role in German politics.[17]Ever since thePrince-ElectorofBrandenburghad made himselfKing in Prussiaat the beginning of that century, their domains had steadily increased through inheritance and war. Prussia's consolidated strength had become especially apparent during thePartitions of Poland,theWar of the Austrian Successionand theSeven Years' WarunderFrederick the Great.[18]AsMaria TheresaandJosephtried to restore Habsburg hegemony in the Holy Roman Empire, Frederick countered with the creation of theFürstenbund(Union of Princes) in 1785. Austrian-Prussiandualismlay firmly rooted in old Imperial politics. Those balance of power manoeuvers were epitomized by theWar of the Bavarian Succession,or "Potato War"among common folk. Even after the end of the Holy Roman Empire, this competition influenced the growth and development of nationalist movements in the 19th century.[19]

Prelude

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Vormärz

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The period of Austrian and Prussian police-states and vast censorship between the Congress of Vienna and theRevolutions of 1848 in Germanylater became widely known as theVormärz( "before March" ), referring to March 1848. During this period, European liberalism gained momentum; the agenda included economic, social, and political issues. Most European liberals in theVormärzsought unification under nationalist principles, promoted the transition to capitalism, sought the expansion of male suffrage, among other issues. Their "radicalness" depended upon where they stood on the spectrum ofmale suffrage:the wider the definition of suffrage, the more radical.[20]

The surge of Germannationalism,stimulated by the experience of Germans in the Napoleonic period and initially allied withliberalism,shifted political, social, and cultural relationships within the German states.[21]In this context, one can detect its roots in the experience of Germans in the Napoleonic period.[22]Furthermore, implicit and sometimes explicit promises made during theGerman Campaign of 1813engendered an expectation ofpopular sovereigntyand widespread participation in the political process, promises that largely went unfulfilled once peace had been achieved.[23]

Emergence of liberal nationalism and conservative response

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students carrying flags and banners march to the castle on the hill
In October, 1817, approximately 500 students rallied atWartburg Castle,whereMartin Lutherhad sought refuge over three centuries earlier, to demonstrate in favor of national unification. Wartburg was chosen for its symbolic connection to German national character. Contemporary colored wood engraving[24]
men and women marching to the ruined castle on top of a hill
Pro-nationalist participants march to the ruins of Hambach Castle in 1832. Students and some professionals, and their spouses, predominated. They carried the flag of the undergroundBurschenschaft,which later became the basis of the flag of modern Germany.
Men sitting around a table. Most of them are muzzled, some are gagged as well, some have blindfolds on, and some have their ears muffled.
A German caricature mocking theCarlsbad Decrees,which suppressed freedom of expression

Despite considerable conservative reaction, ideas of unity joined with notions of popular sovereignty in German-speaking lands. TheBurschenschaftstudent organizations and popular demonstrations, such as those held atWartburgCastle in October 1817, contributed to a growing sense of unity among German speakers of Central Europe.[25]

At theWartburg Festivalin 1817 the first real movements among the students were formed – fraternities and student organizations emerged. The colors black, red and gold were symbolic of this. Agitation by student organizations led such conservative leaders asKlemens Wenzel, Prince von Metternich,to fear the rise of national sentiment.[23]

The assassination of German dramatistAugust von Kotzebuein March 1819 by a radical student seeking unification was followed on 20 September 1819 by the proclamation of theCarlsbad Decrees,which hampered intellectual leadership of the nationalist movement.[23]Metternich was able to harness conservative outrage at the assassination to consolidate legislation that would further limit the press and constrain the rising liberal and nationalist movements. Consequently, these decrees drove theBurschenschaftenunderground, restricted the publication of nationalist materials, expanded censorship of the press and private correspondence, and limited academic speech by prohibiting university professors from encouraging nationalist discussion. The decrees were the subject ofJohann Joseph von Görres's pamphletTeutschland [archaic: Deutschland] und die Revolution(Germany and the Revolution) (1820), in which he concluded that it was both impossible and undesirable to repress the free utterance of public opinion by reactionary measures.[25]

TheHambach Festival(Hambacher Fest) in May 1832 was attended by a crowd of more than 30,000.[26]Promoted as acounty fair,[27]its participants celebrated fraternity, liberty, and national unity. Celebrants gathered in the town below and marched to the ruins ofHambach Castleon the heights above the small town of Hambach, in the Palatinate province of Bavaria. Carrying flags, beating drums, and singing, the participants took the better part of the morning and mid-day to arrive at the castle grounds, where they listened to speeches by nationalist orators from across the conservative to radical political spectrum. The overall content of the speeches suggested a fundamental difference between the German nationalism of the 1830s and the French nationalism of theJuly Revolution:the focus of German nationalism lay in the education of the people; once the populace was educated as to what was needed, they would accomplish it. The Hambach rhetoric emphasized the overall peaceable nature of German nationalism: the point was not to build barricades, a very "French" form of nationalism, but to build emotional bridges between groups.[28]As he had done in 1819, after theKotzebueassassination, Metternich used the popular demonstration at Hambach to push conservative social policy. The "Six Articles" of 28 June 1832 primarily reaffirmed the principle of monarchical authority. On 5 July, the Frankfurt Diet voted for an additional 10 articles, which reiterated existing rules on censorship, restricted political organizations, and limited other public activity. Furthermore, the member states agreed to send military assistance to any government threatened by unrest.[29]Prince Wredeled half of the Bavarian army to the Palatinate to "subdue" the province. Several hapless Hambach speakers were arrested, tried and imprisoned; one, Karl Heinrich Brüggemann (1810–1887), a law student and representative of the secretiveBurschenschaft,was sent to Prussia, where he was first condemned to death, but later pardoned.[26]

Crucially, both the Wartburg rally in 1817 and the Hambach Festival in 1832 had lacked any clear-cut program of unification. At Hambach, the positions of the many speakers illustrated their disparate agendas. Held together only by the idea of unification, their notions of how to achieve this did not include specific plans but instead rested on the nebulous idea that theVolk(the people), if properly educated, would bring about unification on their own. Grand speeches, flags, exuberant students, and picnic lunches did not translate into a new political, bureaucratic, or administrative apparatus. While many spoke about the need for a constitution, no such document appeared from the discussions. In 1848, nationalists sought to remedy that problem.[30]

Economy and the customs union

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drawing of a wagon loaded with barrels, covered with a tarp, stuck between two border signs, the driver paying a fee to cross. Caption reads "German cartoon on customs prior to the Zollverein, 1834".
This drawing offered a satirical commentary on the prevalence of toll barriers in the many German states, circa 1834. Some states were so small that transporters loaded and reloaded their cargoes two and three times a day.

Several other factors complicated the rise ofnationalismin the German states. The man-made factors included political rivalries between members of the German confederation, particularly between the Austrians and the Prussians, and socio-economic competition among the commercial and merchant interests, and the old land-owning and aristocratic interests. Natural factors included widespread drought in the early 1830s, and again in the 1840s, and a food crisis in the 1840s. Further complications emerged as a result of a shift in industrialization and manufacturing; as people sought jobs, they left their villages and small towns to work during the week in the cities, returning for a day and a half on weekends.[31]

The economic, social and cultural dislocation of ordinary people, the economic hardship of an economy in transition, and the pressures of meteorological disasters all contributed to growing problems in Central Europe.[32]The failure of most of the governments to deal with the food crisis of the mid-1840s, caused by thepotato blight(related to theGreat Irish Famine) and several seasons of bad weather, encouraged many to think that the rich and powerful had no interest in their problems. Those in authority were concerned about the growing unrest, political and social agitation among the working classes, and the disaffection of theintelligentsia.No amount of censorship, fines, imprisonment, or banishment, it seemed, could stem the criticism. Furthermore, it was becoming increasingly clear that both Austria and Prussia wanted to be the leaders in any resulting unification; each would inhibit the drive of the other to achieve unification.[33]

Formation of theZollverein,an institution key to unifying the German states economically, helped to create a larger sense of economic unification. Initially conceived by the Prussian Finance MinisterHans, Count von Bülow,as a Prussiancustoms unionin 1818, theZollvereinlinked the many Prussian andHohenzollernterritories. Over the ensuing thirty years (and more) other German states joined. The Union helped to reduce protectionist barriers between the German states, especially improving the transport of raw materials and finished goods, making it both easier to move goods across territorial borders and less costly to buy, transport, and sell raw materials. This was particularly important for the emerging industrial centers, most of which were located in the Prussian regions of theRhineland,theSaar,and theRuhrvalleys.[34]States more distant from the coast joined the Customs Union earlier. Not being a member mattered more for the states of south Germany, since the external tariff of the Customs Union prevented customs-free access to the coast (which gave access to international markets). Thus, by 1836, all states to the south of Prussia had joined the Customs Union, except Austria.[35]

In contrast, the coastal states already had barrier free access to international trade and did not want consumers and producers burdened with the import duties they would pay if they were within the Zollverein customs border. Hanover on the north coast formed its own customs union – the "Tax Union" orSteuerverein– in 1834 with Brunswick and with Oldenburg in 1836. The external tariffs on finished goods and overseas raw materials were below the rates of the Zollverein. Brunswick joined the Zollverein Customs Union in 1842, while Hanover and Oldenburg finally joined in 1854[36]After the Austro-Prussian war of 1866, Schleswig, Holstein and Lauenburg were annexed by Prussia and thus annexed also to the Customs Union, while the two Mecklenburg states and the city states of Hamburg and Bremen joined late because they were reliant on international trade. The Mecklenburgs joined in 1867, while Bremen andHamburg joined in 1888.[35]

Roads and railways

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By the early 19th century, German roads had deteriorated to an appalling extent. Travelers, both foreign and local, complained bitterly about the state of theHeerstraßen,the military roads previously maintained for the ease of moving troops. As German states ceased to be a military crossroads, however, the roads improved; the length of hard–surfaced roads in Prussia increased from 3,800 kilometers (2,400 mi) in 1816 to 16,600 kilometers (10,300 mi) in 1852, helped in part by the invention ofmacadam.By 1835,Heinrich von Gagernwrote that roads were the "veins and arteries of the body politic..." and predicted that they would promote freedom, independence and prosperity.[37]As people moved around, they came into contact with others, on trains, at hotels, in restaurants, and for some, at fashionable resorts such as the spa inBaden-Baden.Water transportation also improved. The blockades on the Rhine had been removed by Napoleon's orders, but by the 1820s, steam engines freed riverboats from the cumbersome system of men and animals that towed them upstream. By 1846, 180 steamers plied German rivers andLake Constance,and a network of canals extended from theDanube,theWeser,and theElberivers.[38]

As important as these improvements were, they could not compete with the impact of the railway. German economistFriedrich Listcalled the railways and the Customs Union "Siamese Twins", emphasizing their important relationship to one another.[39]He was not alone: the poetAugust Heinrich Hoffmann von Fallerslebenwrote a poem in which he extolled the virtues of theZollverein,which he began with a list of commodities that had contributed more to German unity than politics or diplomacy.[40]Historians of theGerman Empirelater regarded the railways as the first indicator of a unified state; the patriotic novelist,Wilhelm Raabe,wrote: "The German empire was founded with the construction of the first railway..."[41]Not everyone greeted theiron monsterwith enthusiasm. The Prussian kingFrederick William IIIsaw no advantage in traveling from Berlin toPotsdama few hours faster, and Metternich refused to ride in one at all. Others wondered if the railways were an "evil" that threatened the landscape:Nikolaus Lenau's 1838 poemAn den Frühling(To Spring) bemoaned the way trains destroyed the pristine quietude of German forests.[42]

TheBavarian Ludwig Railway,which was the first passenger or freight rail line in the German lands, connectedNurembergandFürthin 1835. Although it was 6 kilometers (3.7 mi) long and only operated in daylight, it proved both profitable and popular. Within three years, 141 kilometers (88 mi) of track had been laid, by 1840, 462 kilometers (287 mi), and by 1860, 11,157 kilometers (6,933 mi). Lacking a geographically central organizing feature (such as a national capital), the rails were laid in webs, linking towns and markets within regions, regions within larger regions, and so on. As the rail network expanded, it became cheaper to transport goods: in 1840, 18Pfennigsper ton per kilometer and in 1870, fivePfennigs.The effects of the railway were immediate. For example, raw materials could travel up and down theRuhrValley without having to unload and reload. Railway lines encouraged economic activity by creating demand for commodities and by facilitating commerce. In 1850, inland shipping carried three times more freight than railroads; by 1870, the situation was reversed, and railroads carried four times more. Rail travel changed how cities looked and how people traveled. Its impact reached throughout the social order, affecting the highest born to the lowest. Although some of the outlying German provinces were not serviced by rail until the 1890s, the majority of the population, manufacturing centers, and production centers were linked to the rail network by 1865.[43]

Geography, patriotism and language

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German linguistic area (green) and political boundaries around 1841 (grey) in comparison to the text's geographic references (bold blue)

As travel became easier, faster, and less expensive, Germans started to see unity in factorsotherthan their language. TheBrothers Grimm,who compiled a massive dictionary known asThe Grimm,also assembled a compendium of folk tales and fables, which highlighted the story-telling parallels between different regions.[b]Karl Baedekerwrote guidebooks to different cities and regions of Central Europe, indicating places to stay, sites to visit, and giving a short history of castles, battlefields, famous buildings, and famous people. His guides also included distances, roads to avoid, and hiking paths to follow.[45]

The words ofAugust Heinrich Hoffmann von Fallerslebenexpressed not only the linguistic unity of the German people but also their geographic unity. InDeutschland, Deutschland über Alles,officially calledDas Lied der Deutschen( "The Song of the Germans"), Fallersleben called upon sovereigns throughout the German states to recognize the unifying characteristics of the German people.[46]Such other patriotic songs as "Die Wacht am Rhein"(" The Watch on the Rhine ") byMax Schneckenburgerbegan to focus attention on geographic space, not limiting "Germanness" to a common language. Schneckenburger wrote "The Watch on the Rhine" in a specific patriotic response to French assertions that the Rhine was France's "natural" eastern boundary. In the refrain, "Dear fatherland, dear fatherland, put your mind to rest / The watch stands true on the Rhine", and in such other patriotic poetry as Nicholaus Becker's "Das Rheinlied" ( "The Rhine" ), Germans were called upon to defend their territorial homeland. In 1807,Alexander von Humboldtargued that national character reflected geographic influence, linking landscape to people. Concurrent with this idea, movements to preserve old fortresses and historic sites emerged, and these particularly focused on the Rhineland, the site of so many confrontations with France and Spain.[47]

German revolutions and Polish uprising of 1848–1849

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The widespread—mainly German—revolutions of 1848–49sought unification of Germany under a single constitution. The revolutionaries pressured various state governments, particularly those in theRhineland,for a parliamentary assembly that would have the responsibility to draft a constitution. Ultimately, many of the left-wing revolutionaries hoped this constitution would establishuniversal male suffrage,a permanent national parliament, and a unified Germany, possibly under the leadership of the Prussian king. This seemed to be the most logical course since Prussia was the strongest of the German states, as well as the largest in geographic size. Meanwhile, center-right revolutionaries sought some kind of expanded suffrage within their states and potentially, a form of loose unification. Finally, the Polish majority living in the share of Polish territory annexed by Prussiapursued their own liberation agenda.

Frankfurt Parliament

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Romanesque church, men marching into it, through a phalanx of uniformed men, houses and church are draped in banners and flags
Pre-parliament delegates processing intoPaul's Churchin Frankfurt, where they laid the groundwork for electing a National Parliament[48]

Their pressure resulted in a variety of elections, based on different voting qualifications, such as thePrussian three-class franchise,which weighted votes based on the amount of taxes paid and therefore gave some electoral groups—chiefly the wealthier, landed ones—greater representative power.[49]

On 27 March 1849, theFrankfurt Parliamentpassed thePaulskirchenverfassung(Constitution of St. Paul's Church) and offered the title ofKaiser(Emperor) to the Prussian kingFrederick William IVthe next month. He refused for a variety of reasons. Publicly, he replied that he could not accept a crown without the consent of the actual states, by which he meant the princes. Privately, he feared opposition from the other German princes and military intervention from Austria or Russia. He also held a fundamental distaste for the idea of accepting a crown from a popularly elected parliament: he would not accept a crown of "clay".[50]Despite franchise requirements that often perpetuated many of the problems of sovereignty and political participation liberals sought to overcome, the Frankfurt Parliament did manage to draft a constitution and reach an agreement on thekleindeutschsolution. While the liberals failed to achieve the unification they sought, they did manage to gain a partial victory by working with the German princes on many constitutional issues and collaborating with them on reforms.[51]

The aborted 1848–1849 German Empire in retrospective analysis

[edit]

Scholars of German history have engaged in decades of debate over how the successes and failures of the Frankfurt Parliament contribute to the historiographical explanations of German nation building. One school of thought, which emerged afterThe Great Warand gained momentum in the aftermath ofWorld War II,maintains that the failure of German liberals in the Frankfurt Parliament led tobourgeoisiecompromise with conservatives (especially the conservativeJunkerlandholders), which subsequently led to the so-calledSonderweg(distinctive path) of 20th-century German history.[52]Failure to achieve unification in 1848, this argument holds, resulted in the late formation of the nation-state in 1871, which in turn delayed the development of positive national values.Hitleroften called on the German public to sacrifice all for the cause of their great nation, but his regime did not create German nationalism: it merely capitalized on an intrinsic cultural value of German society that still remains prevalent even to this day.[53]Furthermore, this argument maintains, the "failure" of 1848 reaffirmed latent aristocratic longings among the German middle class; consequently, this group never developed a self-conscious program of modernization.[54]

More recent scholarship has rejected this idea, claiming that Germany did not have an actual "distinctive path" any more than any other nation, a historiographic idea known asexceptionalism.[55]Instead, modern historians claim 1848 saw specific achievements by the liberal politicians. Many of their ideas and programs were later incorporated into Bismarck's social programs (e.g., social insurance, education programs, and wider definitions of suffrage). In addition, the notion of a distinctive path relies upon the underlying assumption that some other nation's path (in this case, the United Kingdom's) is the accepted norm.[56]This new argument further challenges the norms of the British-centric model of development: studies of national development in Britain and other "normal" states (e.g., France or the United States) have suggested that even in these cases, the modern nation-state did not develop evenly. Nor did it develop particularly early, being rather a largely mid-to-late-19th-century phenomenon.[57]Since the end of the 1990s, this view has become widely accepted, although some historians still find theSonderweganalysis helpful in understanding the period ofNational Socialism.[58][59]

Problem of spheres of influence: The Erfurt Union and the Punctation of Olmütz

[edit]
The allegorical figure of Germania (robed woman, sword, flowing hair) is standing, holding sword
This depiction ofGermania,also byPhilipp Veit,was created to hide the organ of thePaul's Churchin Frankfurt, during the meeting of the Parliament there, March 1848–49. The sword was intended to symbolize theWord of Godand to mark the renewal of the people and their triumphant spirit.

After the Frankfurt Parliament disbanded, Frederick William IV, under the influence of GeneralJoseph Maria von Radowitz,supported the establishment of theErfurt Union—a federation of German states, excluding Austria—by the free agreement of the German princes. This limited union under Prussia would have almost eliminated Austrian influence on the other German states. Combined diplomatic pressure from Austria and Russia (a guarantor of the 1815 agreements that established European spheres of influence) forced Prussia to relinquish the idea of the Erfurt Union at a meeting in the small town ofOlmützin Moravia. In November 1850, the Prussians—specifically Radowitz and Frederick William—agreed to the restoration of the German Confederation under Austrian leadership. This became known as thePunctation of Olmütz,but among Prussians it was known as the "Humiliation of Olmütz."[60]

Although seemingly minor events, the Erfurt Union proposal and the Punctation of Olmütz brought the problems of influence in the German states into sharp focus. The question became not a matter ofifbut ratherwhenunification would occur, andwhenwas contingent upon strength. One of the former Frankfurt Parliament members,Johann Gustav Droysen,summed up the problem:

We cannot conceal the fact that the wholeGerman questionis a simple alternative between Prussia and Austria. In these states, German life has its positive and negative poles—in the former, all the interests [that] are national and reformative, in the latter, all that are dynastic and destructive. The German question is not a constitutional question but a question of power; and the Prussian monarchy is now wholly German, while that of Austria cannot be.[61]

Unification under these conditions raised a basic diplomatic problem. The possibility of German (orItalian) unification would overturn the overlappingspheres of influencesystem created in 1815 at the Congress of Vienna. The principal architects of this convention,Metternich,Castlereagh,andTsar Alexander(with his foreign secretary CountKarl Nesselrode), had conceived of and organized a Europe balanced and guaranteed by four "great powers":Great Britain, France, Russia, and Austria, with each power having a geographic sphere of influence. France's sphere included the Iberian Peninsula and a share of influence in the Italian states. Russia's included the eastern regions of Central Europe and a balancing influence in the Balkans. Austria's sphere expanded throughout much of the Central European territories formerly held by theHoly Roman Empire.Britain's sphere was the rest of the world, especially the seas.[62]

This sphere of influence system depended upon the fragmentation of the German and Italian states, not their consolidation. Consequently, a German nation united under one banner presented significant questions. There was no readily applicable definition for who the German people would be or how far the borders of a German nation would stretch. There was also uncertainty as to who would best lead and defend "Germany", however it was defined. Different groups offered different solutions to this problem. In theKleindeutschland( "Lesser Germany" ) solution, the German states would be united under the leadership of thePrussian Hohenzollerns;in theGrossdeutschland( "Greater Germany" ) solution, the German states would be united under the leadership of theAustrian Habsburgs.This controversy, the latest phase of theGerman dualismdebate that had dominated the politics of the German states and Austro-Prussian diplomacy since the 1701 creation of theKingdom of Prussia,would come to a head during the following twenty years.[63]

External expectations of a unified Germany

[edit]

Other nationalists had high hopes for the German unification movement, and the frustration with lasting German unification after 1850 seemed to set the national movement back. Revolutionaries associated national unification with progress. AsGiuseppe Garibaldiwrote to German revolutionaryKarl Blindon 10 April 1865, "The progress of humanity seems to have come to a halt, and you with your superior intelligence will know why. The reason is that the world lacks a nation [that] possesses true leadership. Such leadership, of course, is required not to dominate other peoples but to lead them along the path of duty, to lead them toward the brotherhood of nations where all the barriers erected by egoism will be destroyed." Garibaldi looked to Germany for the "kind of leadership [that], in the true tradition of medieval chivalry, would devote itself to redressing wrongs, supporting the weak, sacrificing momentary gains and material advantage for the much finer and more satisfying achievement of relieving the suffering of our fellow men. We need a nation courageous enough to give us a lead in this direction. It would rally to its cause all those who are suffering wrong or who aspire to a better life and all those who are now enduring foreign oppression." [c]

German unification had also been viewed as a prerequisite for the creation of a European federation, whichGiuseppe Mazziniand other European patriots had been promoting for more than three decades:

In the spring of 1834, while at Berne, Mazzini and a dozen refugees from Italy, Poland and Germany founded a new association with the grandiose name ofYoung Europe.Its basic, and equally grandiose idea, was that, as the French Revolution of 1789 had enlarged the concept of individual liberty, another revolution would now be needed for national liberty; and his vision went further because he hoped that in the no doubt distant future free nations might combine to form a loosely federal Europe with some kind of federal assembly to regulate their common interests. [...] His intention was nothing less than to overturn the European settlement agreed [to] in 1815 by the Congress of Vienna, which had reestablished an oppressive hegemony of a few great powers and blocked the emergence of smaller nations. [...] Mazzini hoped, but without much confidence, that his vision of a league or society of independent nations would be realized in his own lifetime. In practice Young Europe lacked the money and popular support for more than a short-term existence. Nevertheless he always remained faithful to the ideal of a united continent for which the creation of individual nations would be an indispensable preliminary.[65]

Prussia's growing strength:Realpolitik

[edit]
three men in military uniforms carrying pickel helmets—the ones with pikes sticking out of the crowns
The convergence of leadership in politics and diplomacy by Bismarck, left, reorganization of the army and its training techniques byAlbrecht von Roon(center), and the redesign of operational and strategic principles byHelmuth von Moltke(right) placed Prussia among the most powerful states in European affairs after the 1860s.

KingFrederick William IVsuffered a stroke in 1857 and could no longer rule. This led to his brotherWilliambecomingprince regentof the Kingdom of Prussia in 1858. Meanwhile,Helmuth von Moltkehad become chief of thePrussian General Staffin 1857, andAlbrecht von Roonwould becomePrussian Minister of Warin 1859.[66]This shuffling of authority within the Prussian military establishment would have important consequences. Von Roon and William (who took an active interest in military structures) began reorganizing the Prussian army, while Moltke redesigned the strategic defense of Prussia by streamlining operational command. Prussian army reforms (especially how to pay for them) caused aconstitutional crisisbeginning in 1860 because both parliament and William—via his minister of war—wanted control over the military budget. William, crowned King Wilhelm I in 1861, appointedOtto von Bismarckto the position ofMinister-President of Prussiain 1862. Bismarck resolved the crisis in favor of the war minister.[67]

TheCrimean Warof 1854–55 and theItalian War of 1859disrupted relations among Great Britain, France, Austria, and Russia. In the aftermath of this disarray, the convergence of von Moltke's operational redesign, von Roon and Wilhelm's army restructure, and Bismarck's diplomacy influenced the realignment of the European balance of power. Their combined agendas established Prussia as the leading German power through a combination of foreign diplomatic triumphs—backed up by the possible use of Prussian military might—and an internal conservatism tempered by pragmatism, which came to be known asRealpolitik.[68]

Bismarck expressed the essence ofRealpolitikin his subsequently famous"Blood and Iron" speechto the Budget Committee of the Prussian Chamber of Deputies on 30 September 1862, shortly after he became Minister President: "The great questions of the time will not be resolved by speeches and majority decisions—that was the great mistake of 1848 and 1849—but by iron and blood."[69]Bismarck's words, "iron and blood" (or "blood and iron", as often attributed), have often been misappropriated as evidence of a German lust for blood and power.[70]First, the phrase from his speech "the great questions of time will not be resolved by speeches and majority decisions" is often interpreted as a repudiation of the political process—a repudiation Bismarck did not himself advocate.[d]Second, his emphasis on blood and iron did not imply simply the unrivaled military might of the Prussian army but rather two important aspects: the ability of the assorted German states to produce iron and other related war materials and the willingness to use those war materials if necessary.[72]

By 1862, when Bismarck made his speech, the idea of a German nation-state in the peaceful spirit ofPan-Germanismhad shifted from the liberal and democratic character of 1848 to accommodate Bismarck's more conservativeRealpolitik.Bismarck sought to link a unified state to the Hohenzollern dynasty, which for some historians remains one of Bismarck's primary contributions to the creation of theGerman Empirein 1871.[73]While the conditions of the treaties binding the various German states to one another prohibited Bismarck from taking unilateral action, the politician and diplomat in him realized the impracticality of this.[74]To get the German states to unify, Bismarck needed a single, outside enemy that would declare war on one of the German states first, thus providing acasus bellito rally all Germans behind. This opportunity arose with the outbreak of theFranco-Prussian Warin 1870. Historians have long debated Bismarck's role in the events leading up to the war. The traditional view, promulgated in large part by late 19th- and early 20th-century pro-Prussian historians, maintains that Bismarck's intent was always German unification. Post-1945 historians, however, see more short-term opportunism and cynicism in Bismarck's manipulation of the circumstances to create a war, rather than a grand scheme to unify a nation-state.[75]Regardless of motivation, by manipulating events of 1866 and 1870, Bismarck demonstrated the political and diplomatic skill that had caused Wilhelm to turn to him in 1862.[76]

From north to south: The Danish part ofJutlandin purple and terracotta,Schleswigin red and brown, andHolsteinin lime yellow. TheSchleswig-Holstein Questionwas about the status of those territories.

Three episodes proved fundamental to the unification of Germany. First, the deathwithout male heirsofFrederick VII of Denmarkled to theSecond War of Schleswigin 1864. Second, theunification of Italyprovided Prussia an ally against Austria in theAustro-Prussian Warof 1866. Finally, France—fearing Hohenzollern encirclement—declared war on Prussia in 1870, resulting in theFranco-Prussian War.Through a combination of Bismarck's diplomacy and political leadership,von Roon's military reorganization, andvon Moltke's military strategy, Prussia demonstrated that none of the European signatories of the1815 peace treatycould guarantee Austria's sphere of influence in Central Europe, thus achieving Prussian hegemony in Germany and ending the dualism debate.[77]

The Schleswig-Holstein Question

[edit]

The first episode in the saga of German unification under Bismarck came with the Schleswig-Holstein Question. On 15 November 1863,Christian IXbecame king of Denmark and duke ofSchleswig,Holstein,andLauenburg,which the Danish king held inpersonal union.On 18 November 1863, he signed theDanish November Constitutionwhich replaced The Law of Sjælland and The Law of Jutland, which meant the new constitution applied to the Duchy of Schleswig. TheGerman Confederationsaw this act as a violation of theLondon Protocol of 1852,which emphasized the status of the Kingdom of Denmark as distinct from the three independent duchies. The German Confederation could use the ethnicities of the area as a rallying cry: Holstein and Lauenburg were largely of German origin and spoke German in everyday life, while Schleswig had a significant Danish population and history. Diplomatic attempts to have the November Constitution repealed collapsed, and fighting began when Prussian and Austrian troops crossed theEider riveron 1 February 1864.

Initially, the Danes attempted to defend their country using an ancient earthen wall known as theDanevirke,but this proved futile. The Danes were no match for the combined Prussian and Austrian forces and their modern armaments. Theneedle gun,one of the firstbolt action riflesto be used in conflict, aided the Prussians in both this war and theAustro-Prussian Wartwo years later. The rifle enabled a Prussian soldier to fire five shots while lying prone, while its muzzle-loading counterpart could only fire one shot and had to be reloaded while standing. TheSecond Schleswig Warresulted in victory for the combined armies of Prussia and Austria, and the two countries won control of Schleswig and Holstein in the concludingpeace of Vienna,signed on 30 October 1864.[78]

War between Austria and Prussia, 1866

[edit]
Situation at the time of the outbreak of the war:
Prussia
Austria
Prussia's allies
Austria's allies
Neutral members of the German Confederation
Under joint administration (Schleswig-Holstein)

The second episode in Bismarck's unification efforts occurred in 1866. In concert withthe newly formed Italy,Bismarck created a diplomatic environment in which Austria declared war on Prussia. The dramatic prelude to the war occurred largely in Frankfurt, where the two powers claimed to speak for all the German states in the parliament. In April 1866, the Prussian representative inFlorencesigned a secret agreement with the Italian government, committing each state to assist the other in a war against Austria. The next day, the Prussian delegate to the Frankfurt assembly presented a plan calling for a national constitution, a directly elected national Diet, and universal suffrage. German liberals were justifiably skeptical of this plan, having witnessed Bismarck's difficult and ambiguous relationship with the PrussianLandtag(State Parliament), a relationship characterized by Bismarck's cajoling and riding roughshod over the representatives. These skeptics saw the proposal as a ploy to enhance Prussian power rather than a progressive agenda of reform.[79]

Choosing sides

[edit]

The debate over the proposed national constitution became moot when news of Italian troop movements inTyroland near the Venetian border reached Vienna in April 1866. The Austrian government ordered partialmobilizationin the southern regions; the Italians responded by ordering full mobilization. Despite calls for rational thought and action, Italy, Prussia, and Austria continued to rush toward armed conflict. On 1 May, Wilhelm gavevon Moltkecommand over the Prussian armed forces, and the next day he began full-scale mobilization.[80]

In the Diet, the group of middle-sized states, known asMittelstaaten(Bavaria,Württemberg,the grand duchies ofBadenandHesse,and the duchies ofSaxony–Weimar,Saxony–Meiningen,Saxony–Coburg,andNassau), supported complete demobilization within the Confederation. These individual governments rejected the potent combination of enticing promises and subtle (or outright) threats Bismarck used to try to gain their support against the Habsburgs. The Prussianwar cabinetunderstood that its only supporters among the German states against the Habsburgs were two small principalities bordering onBrandenburgthat had little military strength or political clout: the Grand Duchies ofMecklenburg-SchwerinandMecklenburg-Strelitz.They also understood that Prussia's only ally abroad was Italy.[81]

Opposition to Prussia's strong-armed tactics surfaced in other social and political groups. Throughout the German states, city councils, liberal parliamentary members who favored a unified state, and chambers of commerce—which would see great benefits from unification—opposed any war between Prussia and Austria. They believed any such conflict would only serve the interests of royal dynasties. Their own interests, which they understood as "civil" or "bourgeois", seemed irrelevant. Public opinion also opposed Prussian domination. Catholic populations along theRhine—especially in such cosmopolitan regions asCologneand in the heavily populatedRuhrValley—continued to support Austria. By late spring, most important states opposed Berlin's effort to reorganize the German states by force. The Prussian cabinet saw German unity as an issue of power and a question of who had the strength and will to wield that power. Meanwhile, the liberals in the Frankfurt assembly saw German unity as a process of negotiation that would lead to the distribution of power among the many parties.[82]

Austria isolated

[edit]
officer on horseback ordering his enthusiastic massed infantry into battle
Prussian PrinceFriedrich Carlordering his enthusiastic troops to attack at theBattle of Königgrätz

Although several German states initially sided with Austria, they stayed on the defensive and failed to take effective initiatives against Prussian troops. The Austrian army therefore faced thetechnologically superiorPrussian army with support only fromSaxony.France promised aid, but it came late and was insufficient.[83]Complicating the situation for Austria, the Italian mobilization on Austria's southern border required a diversion of forces away from battle with Prussia to fight theThird Italian War of Independenceon a second front inVenetiaand on the Adriatic sea.[84]

Aftermath of the war:
Prussia
Territories annexed by Prussia
Prussia's allies
Austria
Austria's allies
Neutral members of the German Confederation

A quick peace was essential to keep Russia from entering the conflict on Austria's side.[85]In the day-longBattle of Königgrätz,near the village ofSadová,Friedrich Carland his troops arrived late, and in the wrong place. Once he arrived, however, he ordered his troops immediately into the fray. The battle was a decisive victory for Prussia and forced the Habsburgs to end the war with the unfavorablePeace of Prague,[86]laying the groundwork for theKleindeutschland(little Germany) solution, or "Germany without Austria."

Founding a unified state

[edit]

There is, in political geography, no Germany proper to speak of. There are Kingdoms and Grand Duchies, and Duchies and Principalities, inhabited by Germans, and each [is] separately ruled by an independent sovereign with all the machinery of State. Yet there is a natural undercurrent tending to a national feeling and toward a union of the Germans into one great nation, ruled by one common head as a national unit.

— article fromThe New York Timespublished on July 1, 1866[87]

Peace of Prague and the North German Confederation

[edit]

ThePeace of Praguesealed the dissolution of theGerman Confederation.Its former leading state, the Austrian Empire, was along with the majority of its allies excluded from the ensuingNorth German Confederation Treatysponsored by Prussia which directly annexedHanover,Hesse-Kassel,Nassau,and thecity of Frankfurt,whileHesse Darmstadtlost some territory but kept its statehood. At the same time, the original East Prussian cradle of the Prussian statehood as well as the Prussian-held Polish- or Kashubian-speaking territories ofProvince of PosenandWest Prussiawere formally annexed into theNorth German Confederation,thus Germany. Following adoption of theNorth German Constitution,the new state obtained its own constitution, flag, and governmental and administrative structures.

Through military victory, Prussia under Bismarck's influence had overcome Austria's active resistance to the idea of a unified Germany. The states south of theMainRiver (Baden, Württemberg, and Bavaria) signed separate treaties requiring them to pay indemnities and to form alliances bringing them into Prussia's sphere of influence.[88]Austria's influence over the German states may have been broken, but the war also splintered the spirit of pan-German unity, as many German states resented Prussian power politics.[89]

Unified Italy and Austro-Hungarian Compromise

[edit]

ThePeace of Pragueoffered lenient terms to Austria but its relationship with the new nation-state of Italy underwent major restructuring. Although the Austrians were far more successful in the military field against Italian troops, the monarchy lost the important province ofVenetia.The Habsburgs ceded Venetia to France, which then formally transferred control to Italy.[90]

The end of Austrian dominance of the German states shifted Austria's attention to the Balkans. The reality of defeat for Austria also caused a reevaluation of internal divisions, local autonomy, and liberalism.[91]In 1867, the Austrian emperorFranz Josephaccepted a settlement (theAustro-Hungarian Compromise of 1867) in which he gave his Hungarian holdings equal status with his Austrian domains, creating the Dual Monarchy ofAustria-Hungary.[92]

War with France

[edit]

The French public resented the Prussian victory and demandedRevanche pour Sadová( "Revenge for Sadova" ), illustrating anti-Prussian sentiment in France—a problem that would accelerate in the months leading up to theFranco-Prussian War.[93]The Austro-Prussian War also damaged relations with the French government. At a meeting inBiarritzin September 1865 withNapoleon III,Bismarck had let it be understood (or Napoleon had thought he understood) that France might annex parts of Belgium andLuxembourgin exchange for its neutrality in the war. These annexations did not happen, resulting in animosity from Napoleon towards Bismarck.

Background

[edit]

By 1870 three of the important lessons of the Austro-Prussian war had become apparent. The first lesson was that, through force of arms, a powerful state could challenge the old alliances and spheres of influence established in 1815. Second, through diplomatic maneuvering, a skilful leader could create an environment in which a rival state would declare war first, thus forcing states allied with the "victim" of external aggression to come to the leader's aid. Finally, as Prussian military capacity far exceeded that of Austria, Prussia was clearly the only state within the Confederation (or among the German states generally) capable of protecting all of them from potential interference or aggression. In 1866, most mid-sized German states had opposed Prussia, but by 1870 these states had been coerced and coaxed into mutually protective alliances with Prussia. If a European state declared war on one of their members, then they all would come to the defense of the attacked state. With skilful manipulation of European politics, Bismarck created a situation in which France would play the role of aggressor in German affairs, while Prussia would play that of the protector of German rights and liberties.[94]

At the Congress of Vienna in 1815, Metternich and his conservative allies had reestablished the Spanish monarchy underKing Ferdinand VII.Over the following forty years, the great powers supported the Spanish monarchy, but events in 1868 would further test the old system, finally providing the external trigger needed by Bismarck.

Spanish prelude

[edit]

A revolution in Spain overthrewQueen Isabella II,and the throne remained empty while Isabella lived in sumptuous exile in Paris. The Spanish, looking for a suitable Catholic successor, had offered the post to three European princes, each of whom was rejected byNapoleon III,who served as regional power-broker.

Finally, in 1870 the Regency offered the crown toLeopoldofHohenzollern-Sigmaringen,a prince of the Catholic cadet Hohenzollern line. The ensuing furor has been dubbed by historians as the Hohenzollern candidature.[95]Over the next few weeks, the Spanish offer turned into the talk of Europe. Bismarck encouraged Leopold to accept the offer.[96]A successful installment of a Hohenzollern-Sigmaringen king in Spain would mean that two countries on either side of France would both have German kings of Hohenzollern descent. This may have been a pleasing prospect for Bismarck, but it was unacceptable to either Napoleon III or toAgenor, duc de Gramont,his minister of foreign affairs. Gramont wrote a sharply formulated ultimatum to Wilhelm, as head of the Hohenzollern family, stating that if any Hohenzollern prince should accept the crown of Spain, the French government would respond—although he left ambiguous the nature of such response. The prince withdrew as a candidate, thus defusing the crisis, but the French ambassador to Berlin would not let the issue lie.[97]He approached the Prussian king directly while Wilhelm was vacationing inEms Spa,demanding that the King release a statement saying he would never support the installation of a Hohenzollern on the throne of Spain. Wilhelm refused to give such an encompassing statement, and he sent Bismarck a dispatch by telegram describing the French demands. Bismarck used the king's telegram, called theEms Dispatch,as a template for a short statement to the press. With its wording shortened and sharpened by Bismarck—and further alterations made in the course of its translation by the French agencyHavas—the Ems Dispatch raised an angry furor in France. The French public, still aggravated over the defeat at Sadová, demanded war.[98]

Open hostilities and the disastrous end of the Second French Empire

[edit]
a tired sick old man in French military uniform, sitting beside an erect senior officer in Prussian uniform, spiked helmet, and sword
Emperor Napoleon III (left) at Sedan, on 2 September 1870, seated next to Prussian Chancellor Otto von Bismarck, holding Napoleon's surrendered sword. The defeat of the French army destabilized Napoleon's regime; a revolution in Paris established theThird French Republic,and the war continued.

Napoleon III had tried to secure territorial concessions from both sides before and after the Austro-Prussian War, but despite his role as mediator during the peace negotiations, he ended up with nothing. He then hoped that Austria would join in a war of revenge and that its former allies—particularly the southern German states of Baden, Württemberg, and Bavaria—would join in the cause. This hope would prove futile since the 1866 treaty came into effect and united all German states militarily—if not happily—to fight against France. Instead of a war of revenge against Prussia, supported by various German allies, France engaged in a war against all of the German states without any allies of its own.[99]

The reorganization of the military byvon Roonand the operational strategy ofMoltkecombined against France to great effect. The speed of Prussian mobilization astonished the French, and the Prussian ability to concentrate power at specific points—reminiscent of Napoleon I's strategies seventy years earlier—overwhelmed French mobilization. Utilizing their efficiently laid rail grid, Prussian troops were delivered to battle areas rested and prepared to fight, whereas French troops had to march for considerable distances to reach combat zones. After a number of battles, notablySpicheren,Wörth,Mars la Tour,andGravelotte,the Prussians defeated the main French armies and advanced on the primary city ofMetzand the French capital of Paris. They captured Napoleon III and took an entire army as prisoners atSedanon 1 September 1870.[100]

Proclamation of the German Empire

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painting of well dressed and portly princes and dukes cheering a king on a dais
January 18, 1871: The proclamation of theGerman Empirein theHall of Mirrorsat thePalace of Versailles.Bismarckappears in white. The Grand Duke of Baden stands beside Wilhelm, leading the cheers. Crown Prince Friedrich, laterFriedrich III,stands on his father's right. Painting byAnton von Werner

The humiliating capture of the French emperor and the loss of the French army itself, which marched into captivity at a makeshift camp in the Saarland ( "Camp Misery" ), threw the French government into turmoil; Napoleon's energetic opponents overthrew his government and proclaimed theThird Republic.[101]"In the days after Sedan, Prussian envoys met with the French and demanded a large cash indemnity as well as the cession of Alsace and Lorraine. All parties in France rejected the terms, insisting that any armistice be forged" on the basis of territorial integrity. "France, in other words, would pay reparations for starting the war, but would, in Jules Favre's famous phrase," cede neither a clod of our earth nor a stone of our fortresses ".[102]The German High Command expected an overture of peace from the French, but the new republic refused to surrender. The Prussian armyinvestedParis andheld it under siege until mid-January,with the city being "ineffectually bombarded".[103]Nevertheless, in January, the Germans fired some 12,000 shells, 300–400 grenades daily into the city.[104]On January 18, 1871, the German princes and senior military commandersproclaimed Wilhelm "German Emperor"in the Hall of Mirrors at the Palace of Versailles.[105]Under the subsequentTreaty of Frankfurt,France relinquished most of its traditionally German regions (Alsaceand the German-speaking part ofLorraine); paid an indemnity, calculated (on the basis of population) as the precise equivalent of the indemnity that Napoleon Bonaparte imposed on Prussia in 1807;[106]and accepted German administration of Paris and most of northern France, with "German troops to be withdrawn stage by stage with each installment of the indemnity payment".[107]

War as ″the capstone of the unification process″

[edit]

Victory in the Franco-Prussian War proved the capstone of the unification process. In the first half of the 1860s, Austria and Prussia both contended to speak for the German states; both maintained they could support German interests abroad and protect German interests at home. In responding to the Schleswig-Holstein Question, they both proved equally diligent in doing so. After the victory over Austria in 1866, Prussia began internally asserting its authority to speak for the German states and defend German interests, while Austria began directing more and more of its attention to possessions in the Balkans. The victory over France in 1871 expanded Prussian hegemony in the German states (aside from Austria) to the international level. With the proclamation of Wilhelm asKaiser,Prussia assumed the leadership of the new empire. The southern states became officially incorporated into a unified Germany at theTreaty of Versailles of 1871(signed 26 February 1871; later ratified in theTreaty of Frankfurtof 10 May 1871), which formally ended the war.[108]Although Bismarck had led the transformation of Germany from a loose confederation into a federalnation state,he had not done it alone. Unification was achieved by building on a tradition of legal collaboration under the Holy Roman Empire and economic collaboration through theZollverein.The difficulties of theVormärz,the impact of the 1848 liberals, the importance of von Roon's military reorganization, and von Moltke's strategic brilliance all played a part in political unification.[109]"Einheit – unity – was achieved at the expense of Freiheit – freedom. The German Empire became," in Karl Marx's words, "a military despotism cloaked in parliamentary forms with a feudal ingredient, influenced by the bourgeoisie, festooned with bureaucrats and guarded by police." Indeed, many historians would see Germany's "escape into war" in 1914 as a flight from all of the internal-political contradictions forged by Bismarck at Versailles in the fall of 1870.[110]

Internal political and administrative unification

[edit]

The newGerman Empireincluded 26 political entities: twenty-five constituent states (orBundesstaaten) and one Imperial Territory (orReichsland). It realized theKleindeutsche Lösung( "Lesser German Solution", with the exclusion of Austria) as opposed to aGroßdeutsche Lösungor "Greater German Solution", which would have included Austria. Unifying various states into one nation required more than some military victories, however much these might have boosted morale. It also required a rethinking of political, social, and cultural behaviors and the construction of new metaphors about "us" and "them". Who were the new members of this new nation? What did they stand for? How were they to be organized?[111]

Constituent states of the Empire

[edit]

Though often characterized as a federation of monarchs, the German Empire, strictly speaking, federated a group of 26 constituent entities with different forms of government, ranging from the main four constitutional monarchies to the three republicanHanseaticcities.[112]


Duchy of Saxe-MeiningenDuchy of Saxe-MeiningenDuchy of Saxe-MeiningenDuchy of Saxe-MeiningenDuchy of Saxe-MeiningenDuchy of Saxe-MeiningenDuchy of Saxe-MeiningenSaxe-Coburg and GothaSaxe-Coburg and GothaSaxe-Coburg and GothaSaxe-Coburg and GothaSaxe-Coburg and GothaSaxe-Coburg and GothaSaxe-Coburg and GothaSchwarzburg-SondershausenSchwarzburg-SondershausenSchwarzburg-SondershausenSchwarzburg-SondershausenSchwarzburg-SondershausenSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtSchwarzburg-RudolstadtGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachGrand Duchy of Saxe-Weimar-EisenachPrincipality of Reuss-GreizPrincipality of Reuss-GreizPrincipality of Reuss-GreizPrincipality of Reuss-GreizPrincipality of Reuss-GreizPrincipality of Reuss-GreizPrincipality of Reuss-GreizDuchy of Saxe-AltenburgDuchy of Saxe-AltenburgDuchy of Saxe-AltenburgDuchy of Saxe-AltenburgDuchy of Saxe-AltenburgPrincipality of Reuss-GeraPrincipality of Reuss-GeraPrincipality of Reuss-GeraPrincipality of Reuss-GeraPrincipality of Reuss-GeraPrincipality of Reuss-GeraKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaThuringian statesThuringian statesThuringian statesThuringian statesAlsace–LorraineGrand Duchy of BadenKingdom of WürttembergKingdom of BavariaKingdom of BavariaKingdom of BavariaKingdom of SaxonyGrand Duchy of HesseGrand Duchy of HesseDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltDuchy of AnhaltWaldeck (state)Waldeck (state)Waldeck (state)Duchy of BrunswickDuchy of BrunswickDuchy of BrunswickDuchy of BrunswickDuchy of BrunswickDuchy of BrunswickDuchy of BrunswickDuchy of BrunswickPrincipality of LippePrincipality of LippePrincipality of Schaumburg-LippePrincipality of Schaumburg-LippeHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgHamburgFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckFree City of LübeckBremen (state)Bremen (state)Bremen (state)Bremen (state)Bremen (state)Bremen (state)Grand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of OldenburgGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-StrelitzGrand Duchy of Mecklenburg-SchwerinGrand Duchy of Mecklenburg-SchwerinGrand Duchy of Mecklenburg-SchwerinGrand Duchy of Mecklenburg-SchwerinKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of PrussiaKingdom of Prussia
State Capital
Kingdoms(Königreiche)
Prussia(Preußen) as a whole Berlin
Bavaria(Bayern) Munich
Saxony(Sachsen) Dresden
Württemberg Stuttgart
Grand Duchies(Großherzogtümer)
Baden Karlsruhe
Hesse(Hessen) Darmstadt
Mecklenburg-Schwerin Schwerin
Mecklenburg-Strelitz Neustrelitz
Oldenburg Oldenburg
Saxe-Weimar-Eisenach(Sachsen-Weimar-Eisenach) Weimar
Duchies(Herzogtümer)
Anhalt Dessau
Brunswick(Braunschweig) Braunschweig
Saxe-Altenburg(Sachsen-Altenburg) Altenburg
Saxe-Coburg and Gotha(Sachsen-Coburg und Gotha) Coburg
Saxe-Meiningen(Sachsen-Meiningen) Meiningen
Principalities(Fürstentümer)
Lippe Detmold
Reuss-Gera(Junior Line) Gera
Reuss-Greiz(Elder Line) Greiz
Schaumburg-Lippe Bückeburg
Schwarzburg-Rudolstadt Rudolstadt
Schwarzburg-Sondershausen Sondershausen
Waldeck and Pyrmont(Waldeck und Pyrmont) Arolsen
Free and Hanseatic Cities(Freie und Hansestädte)
Bremen
Hamburg
Lübeck
Imperial Territories(Reichsländer)
Alsace–Lorraine(Elsass-Lothringen) Straßburg

Political structure of the Empire

[edit]

The 1866North German Constitutionbecame (with some semantic adjustments) the 1871Constitution of the German Empire.With this constitution, the new Germany acquired some democratic features: notably theImperial Diet,which—in contrast to the parliament of Prussia—gave citizens representation on the basis of elections by direct and equalsuffrageof all males who had reached the age of 25. Furthermore, elections were generally free of chicanery, engendering pride in the national parliament.[113]However, legislation required the consent of theBundesrat,the federal council of deputies from the states, in and over which Prussia had a powerful influence; Prussia could appoint 17 of 58 delegates with only 14 votes needed for a veto. Prussia thus exercised influence in both bodies, with executive power vested in the Prussian King asKaiser,who appointed the federal chancellor. The chancellor was accountable solely to, and served entirely at the discretion of, the Emperor. Officially, the chancellor functioned as a one-man cabinet and was responsible for the conduct of all state affairs; in practice, theState Secretaries(bureaucratic top officials in charge of such fields as finance, war, foreign affairs, etc.) acted as unofficial portfolio ministers. With the exception of the years 1872–1873 and 1892–1894, the imperial chancellor was always simultaneously the prime minister of the imperial dynasty's hegemonic home-kingdom, Prussia. The Imperial Diet had the power to pass, amend, or reject bills, but it could not initiate legislation. (The power of initiating legislation rested with the chancellor.) The other states retained their own governments, but the military forces of the smaller states came under Prussian control. The militaries of the larger states (such as the Kingdoms ofBavariaandSaxony) retained some autonomy, but they underwent major reforms to coordinate with Prussian military principles and came under federal government control in wartime.[114]

Historical arguments and the Empire's social anatomy

[edit]
Statue of the allegorical figure Germania
Germania,also called theNiederwald Monument,was erected in 1877–83 atRüdesheim.

TheSonderweghypothesis attributed Germany's difficult 20th century to the weak political, legal, and economic basis of the new empire. The Prussianlanded elites,theJunkers,retained a substantial share of political power in the unified state. TheSonderweghypothesis attributed their power to the absence of a revolutionary breakthrough by the middle classes, or by peasants in combination with the urban workers, in 1848 and again in 1871. Recent research into the role of the Grand Bourgeoisie—which included bankers, merchants, industrialists, and entrepreneurs—in the construction of the new state has largely refuted the claim of political and economic dominance of theJunkersas a social group. This newer scholarship has demonstrated the importance of the merchant classes of theHanseatic citiesand the industrial leadership (the latter particularly important in the Rhineland) in the ongoing development of the Second Empire.[115]

Additional studies of different groups in Wilhelmine Germany have all contributed to a new view of the period. Although theJunkersdid, indeed, continue to control the officer corps, they did not dominate social, political, and economic matters as much as theSonderwegtheorists had hypothesized. EasternJunkerpower had a counterweight in the western provinces in the form of the Grand Bourgeoisie and in the growing professional class of bureaucrats, teachers, professors, doctors, lawyers, scientists, etc.[116]

Beyond the political mechanism: forming a nation

[edit]
high angle view the confluence of two major rivers, marked by the statue of a man on a horse, with a city behind
Monument to Kaiser Wilhelm, atKoblenz,where theMoselle River(upper river) meets theRhine River(lower river), called theDeutsches Eck,or the German corner

If the Wartburg and Hambach rallies had lacked a constitution and administrative apparatus, that problem was addressed between 1867 and 1871. Yet, as Germans discovered, grand speeches, flags, and enthusiastic crowds, a constitution, a political reorganization, and the provision of an imperial superstructure; and the revised Customs Union of 1867–68, still did not make anation.[117]

A key element of thenation-stateis the creation of a national culture, frequently—although not necessarily—through deliberate national policy.[118][111]In the new German nation, aKulturkampf(1872–78) that followed political, economic, and administrative unification attempted to address, with a remarkable lack of success, some of the contradictions in German society. In particular, it involved a struggle over language, education, and religion. A policy ofGermanizationof non-German people of the empire's population, including thePolishandDanishminorities, started with language, in particular, theGerman language,compulsory schooling (Germanization), and the attempted creation of standardized curricula for those schools to promote and celebrate the idea of a shared past. Finally, it extended to the religion of the new Empire's population.[119]

Kulturkampf

[edit]

For some Germans, the definition ofnationdid not include pluralism, andCatholicsin particular came under scrutiny; some Germans, and especially Bismarck, feared that the Catholics' connection to the papacy might make them less loyal to the nation. Aschancellor,Bismarck tried without much success to limit the influence of theRoman Catholic Churchand of its party-political arm, theCatholic Centre Party,in schools and education- and language-related policies. The Catholic Centre Party remained particularly well entrenched in the Catholic strongholds of Bavaria and southern Baden, and in urban areas that held high populations of displaced rural workers seeking jobs in the heavy industry, and sought to protect the rights not only of Catholics, but other minorities, including the Poles, and the French minorities in the Alsatian lands.[120]The May Laws of 1873 brought the appointment of priests, and their education, under the control of the state, resulting in the closure of many seminaries, and a shortage of priests. TheCongregations Lawof 1875 abolished religious orders, ended state subsidies to the Catholic Church, and removed religious protections from the Prussian constitution.[121]

Integrating the Jewish community

[edit]
allegorical figure of Germania (woman with flowing robes, sword, flowing hair) standing, holding crown in right hand, sword partially sheathed
In this close-up of the Niederwald Monument (see long shot above),Germaniatowers 40 meters (131 ft) above the town of Rüdesheim. She holds a crown in her right hand and carries a sword at her side. The NiederwaldGermaniawas erected 1877–1883.

TheGermanized Jewsremained another vulnerable population in the new German nation-state. Since 1780, after emancipation by the Holy Roman EmperorJoseph II,Jews in the former Habsburg territories had enjoyed considerable economic and legal privileges that their counterparts in other German-speaking territories did not: they could own land, for example, and they did not have to live in a Jewish quarter (also called theJudengasse,or "Jews' alley" ). They could also attend universities and enter the professions. During the Revolutionary and Napoleonic eras, many of the previously strong barriers between Jews and Christians broke down. Napoleon had ordered theemancipation of Jewsthroughout territories under French hegemony. Like their French counterparts, wealthy German Jews sponsoredsalons;in particular, several Jewishsalonnièresheld important gatherings in Frankfurt and Berlin during which German intellectuals developed their own form of republican intellectualism. Throughout the subsequent decades, beginning almost immediately after the defeat of the French, reaction against the mixing of Jews and Christians limited the intellectual impact of these salons. Beyond the salons, Jews continued a process ofGermanizationin which they intentionally adopted German modes of dress and speech, working to insert themselves into the emerging 19th-century Germanpublic sphere.The religious reform movement among German Jews reflected this effort.[122]

By the years of unification, German Jews played an important role in the intellectual underpinnings of the German professional, intellectual, and social life. The expulsion of Jews from Russia in the 1880s and 1890s complicated integration into the German public sphere. Russian Jews arrived in north German cities in the thousands; considerably less educated and less affluent, their often dismal poverty dismayed many of the Germanized Jews. Many of the problems related to poverty (such as illness, overcrowded housing, unemployment, school absenteeism, refusal to learn German, etc.) emphasized their distinctiveness for not only the Christian Germans, but for the local Jewish populations as well.[123]

Writing the story of the nation

[edit]

Another important element in nation-building, the story of the heroic past, fell to such nationalist German historians as the liberal constitutionalistFriedrich Dahlmann(1785–1860), his conservative studentHeinrich von Treitschke(1834–1896), and others less conservative, such asTheodor Mommsen(1817–1903) andHeinrich von Sybel(1817–1895), to name two. Dahlmann himself died before unification, but he laid the groundwork for the nationalist histories to come through his histories of the English and French revolutions, by casting these revolutions as fundamental to the construction of a nation, and Dahlmann himself viewed Prussia as the logical agent of unification.[124]

Heinrich von Treitschke'sHistory of Germany in the Nineteenth Century,published in 1879, has perhaps a misleading title: it privileges the history of Prussia over the history of other German states, and it tells the story of the German-speaking peoples through the guise of Prussia's destiny to unite all German states under its leadership. The creation of thisBorussianmyth(Borussiais the Latin name for Prussia) established Prussia as Germany's savior; it was the destiny of all Germans to be united, this myth maintains, and it was Prussia's destiny to accomplish this.[125]According to this story, Prussia played the dominant role in bringing the German states together as a nation-state; only Prussia could protect German liberties from being crushed by French or Russian influence. The story continues by drawing on Prussia's role in saving Germans from the resurgence of Napoleon's power in 1815, at Waterloo, creating some semblance of economic unity, and uniting Germans under one proud flag after 1871.[e]

Mommsen's contributions to theMonumenta Germaniae Historicalaid the groundwork for additional scholarship on the study of the German nation, expanding the notion of "Germany" to mean other areas beyond Prussia. A liberal professor, historian, and theologian, and generally a titan among late 19th-century scholars, Mommsen served as a delegate to the Prussian House of Representatives from 1863 to 1866 and 1873 to 1879; he also served as a delegate to theReichstagfrom 1881 to 1884, for the liberalGerman Progress Party(Deutsche Fortschrittspartei) and later for theNational Liberal Party.He opposed theantisemiticprograms of Bismarck'sKulturkampfand the vitriolic text that Treitschke often employed in the publication of hisStudien über die Judenfrage(Studies of the Jewish Question), which encouraged assimilation and Germanization of Jews.[127]

See also

[edit]

References

[edit]

Informational notes

  1. ^Although the Prussian army had gained its reputation in theSeven Years' War,its humiliating defeat atJenaandAuerstadtcrushed the pride many Prussians felt in their soldiers. During their Russian exile, several officers, includingCarl von Clausewitz,contemplated reorganization and new training methods.[12]
  2. ^They traced the roots of the German language, and drew its different lines of development together..[44]
  3. ^The remainder of the letter exhorts the Germans to unification: "This role of world leadership, left vacant as things are today, might well be occupied by the German nation. You Germans, with your grave and philosophic character, might well be the ones who could win the confidence of others and guarantee the future stability of the international community. Let us hope, then, that you can use your energy to overcome your moth-eaten thirty tyrants of the various German states. Let us hope that in the center of Europe you can then make a unified nation out of your fifty millions. All the rest of us would eagerly and joyfully follow you."[64]
  4. ^Bismarck had "cut his teeth" on German politics, and German politicians, in Frankfurt: a quintessential politician, Bismarck had built his power-base by absorbing and co-opting measures from throughout the political spectrum. He was first and foremost a politician, and in this lied his strength. Furthermore, since he trusted neither Moltke nor Roon, he was reluctant to enter a military enterprise over which he would have no control.[71]
  5. ^Many modern historians describe this myth, without subscribing to it.[126]

Citations

  1. ^Heather, Peter."Germany: Ancient History".Encyclopædia Britannica Online.Encyclopædia Britannica, Inc.Archivedfrom the original on March 31, 2019.RetrievedNovember 21,2020.Within the boundaries of present-day Germany... Germanic peoples such as the eastern Franks, Frisians, Saxons, Thuringians, Alemanni, and Bavarians—all speaking West Germanic dialects—had merged Germanic and borrowed Roman cultural features. It was among these groups that a German language and ethnic identity would gradually develop during the Middle Ages.
  2. ^Minahan 2000,pp. 288–289.
  3. ^Minahan 2000,pp. 288–289[not specific enough to verify]
  4. ^See, for example:Vann, James Allen(1975).The Swabian Kreis: Institutional Growth in the Holy Roman Empire 1648–1715.Studies Presented to International Commission for the History of Representative and Parliamentary Institutions. Vol. LII. Bruxelles.OCLC2276157.OL4590654M.{{cite book}}:CS1 maint: location missing publisher (link);Walker, Mack(1998).German Home Towns: Community, State, and General Estate, 1648–1871.Ithaca: Cornell University Press.ISBN978-0-8014-8508-4.OL466977M.
  5. ^Gagliardo, John G. (1980).Reich and Nation. The Holy Roman Empire as Idea and Reality, 1763–1806.Indiana University Press. pp. 278–279.ISBN0-2531-6773-6.OCLC5563434.OL22078286M.
  6. ^Kann, Robert A. (1974).History of the Habsburg Empire: 1526–1918.Los Angeles: University of California Press. p. 221.ISBN978-0-5200-4206-3.OL7708659M.
  7. ^Mann 1958,p. 70.
  8. ^Fichte, Johann Gottlieb(1808)."Address to the German Nation".www.historyman.co.uk.RetrievedJune 6,2009.
  9. ^Sheehan 1989,p. 434.
  10. ^Walter, Jakob (1996). Raeff, Marc (ed.).The diary of a Napoleonic foot soldier.Windrush Press.ISBN0-9000-7537-6.OCLC59977347.OL20208714M.
  11. ^Sheehan 1989,pp. 384–387.
  12. ^Sheehan 1989,p. 323.
  13. ^Sheehan 1989,pp. 322–323.
  14. ^Blackbourn & Eley 1984,Part 1;Nipperdey 1996,Chapter 1.
  15. ^Sheehan 1989,pp. 398–410;Scott, Hamish M.(2006).The Birth of a Great Power System.London & New York: Longman. pp. 329–361.ISBN978-0-5822-1717-1.OCLC889270087.OL3311839M..
  16. ^Lee 1980.
  17. ^Zamoyski 2007,pp. 98–115, 239–40.
  18. ^Sheehan 1989,pp. 398–410.
  19. ^Berenger, Jean(1997) [1990].A History of the Habsburg Empire 1700–1918.Translated by Simpson, C.A. New York: Longman. pp. 96–97.ISBN978-0-5820-9007-1.OCLC891447020.OL7879682M..
  20. ^Sperber 1993.
  21. ^Namier, Lewis(1952).Avenues of History.New York: Macmillan. p. 34.OCLC422057575.OL6114891M.
  22. ^Nipperdey 1996,pp. 1–3.
  23. ^abcSheehan 1989,pp. 407–408, 444.
  24. ^Sheehan 1989,pp. 460–470;German Historical Institute
  25. ^abSheehan 1989,pp. 442–445.
  26. ^abSheehan 1989,pp. 610–613.
  27. ^Sheehan 1989,p. 610.
  28. ^Sheehan 1989,p. 612.
  29. ^Sheehan 1989,p. 613.
  30. ^Sheehan 1989,pp. 610–615.
  31. ^Blackbourn 1994.
  32. ^Sperber 1993,p. 3.
  33. ^Blackbourn 1998,p. 127.
  34. ^Sheehan 1989,pp. 465–467;Blackbourn 1998,pp. 106–107
  35. ^abKeller, Wolfgang; Shiue, Carol (March 5, 2013).The Trade Impact of the Zollverein.Boulder: University of Colorado. pp. 10, 18.
  36. ^Ploeckl, Florian (August 2010)."The Zollverein and the Formation of a Customs Union"(PDF).Economic and Social History Series, Nuffield College, Oxford, Nuffield College(Discussion Paper 84): 23.
  37. ^Sheehan 1989,p. 465.
  38. ^Sheehan 1989,p. 466.
  39. ^Sheehan 1989,pp. 467–468.
  40. ^Sheehan 1989,p. 502.
  41. ^Sheehan 1989,p. 469.
  42. ^Sheehan 1989,p. 458.
  43. ^Sheehan 1989,pp. 466–467.
  44. ^"The Brothers Grimm online".Grimm Brothers' Home Page.RetrievedApril 27,2023.
  45. ^(in German)Hans Lulfing,Baedecker, Karl,Neue Deutsche Biographie (NDB).Band 1, Duncker & Humblot, Berlin, 1953, p. 516 f.
  46. ^(in German)Peter Rühmkorf, Heinz Ludwig Arnold,Das Lied der DeutschenGöttingen: Wallstein, 2001,ISBN3-8924-4463-3,pp. 11–14.
  47. ^Dominick, Raymond III (1992).The Environmental Movement in Germany.Bloomington: Indiana University. pp. 3–41.ISBN0-2533-1819-X.OL1549008M.
  48. ^(in German)Badische Heimat/Landeskunde online 2006Veit's Pauls ChurchGermania.Retrieved 5 June 2009.
  49. ^Blackbourn 1998,pp. 138–164.
  50. ^Sperber, Jonathan(2000).Revolutionary Europe, 1780–1850.New York: Longman.ISBN0-5822-9446-0.OL6779824M..
  51. ^Blackbourn 1998,pp. 176–179.
  52. ^See, e.g.:Ralf Dahrendorf,German History[not specific enough to verify],(1968), pp. 25–32;Wehler, Hans-Ulrich(1973).Das Deutsche Kaiserreich, 1871–1918(in German). Göttingen: Vandenhoeck & Ruprecht. pp. 10–14.ISBN3-5253-3340-4.OCLC873428.OL23130743M.;Krieger 1957;Grew & Bien 1978,pp. 312–345;Kocka, Jürgen;Mitchell, Allan (1993).Bourgeois Society in Nineteenth Century Europe.Oxford University Press.ISBN978-0-8549-6414-7.OL8300088M.;Kocka, Jürgen(January 1988). "German History before Hitler: The Debate about the German Sonderweg".Journal of Contemporary History.23(1): 3–16.doi:10.1177/002200948802300101.JSTOR260865.S2CID159651458.;Berghahn, Volker(1982).Modern Germany: Society, Economy and Politics in the Twentieth Century.Cambridge University Press.ISBN978-0-5213-4748-8.OL2382839M.
  53. ^World Encyclopedia V.3 p. 542.
  54. ^For a summary of this argument, seeBlackbourn & Eley 1984,Part 1.
  55. ^Blackbourn & Eley 1984,Part 1.
  56. ^Blackbourn & Eley 1984,Chapter 2.
  57. ^Blackbourn & Eley 1984,pp. 286–293.
  58. ^Kocka, Jürgen(February 2003). "Comparison and Beyond".History and Theory.42(1): 39–44.doi:10.1111/1468-2303.00228.;Kocka, Jürgen(February 1999). "Asymmetrical Historical Comparison: The Case of the GermanSonderweg".History and Theory.38(1): 40–50.doi:10.1111/0018-2656.751999075..
  59. ^For a representative analysis of this perspective, seeEvans 1987.
  60. ^Taylor, A. J. P.(1954).The Struggle for Mastery in Europe 1848–1918.Oxford: Clarendon. p. 37.ISBN978-0-1988-1270-8.OL7402365M.
  61. ^Droysen, Johann Gustav.Modern History Sourcebook: Documents of German Unification, 1848–1871.RetrievedApril 9,2009.
  62. ^Zamoyski 2007,pp. 100–115.
  63. ^Blackbourn 1998,pp. 160–175.
  64. ^Mack Smith, Denis (ed.).Garibaldi (Great Lives Observed),Prentice Hall, Englewood Cliffs, N.J., 1969, p. 76.
  65. ^Mack Smith, Denis (1994).Mazzini.Yale University Press. pp.11–12.ISBN978-0-300-05884-0.
  66. ^Holt & Chilton 1917,p. 27.
  67. ^Holt & Chilton 1917,pp. 13–14.
  68. ^Blackbourn 1998,pp. 175–179.
  69. ^Hollyday, Frederic B. M. (1970).Bismarck.Englewood Cliffs, New Jersey: Prentice Hall. pp. 16–18.ISBN978-0-1307-7362-3.OL4576160M.
  70. ^Blackbourn & Eley 1984,Part I.
  71. ^Mann 1958,pp. 316–395, Chapter 6.
  72. ^Hull, Isabel V.(2005).Absolute Destruction: Military Culture and the Practices of War in Imperial Germany(New ed.). Ithaca, New York: Cornell University Press. pp. 90–108, 324–333.ISBN978-0-8014-7293-0.OL7848816M.
  73. ^Howard 1961,p. 40.
  74. ^Mann 1958,pp. 390–395.
  75. ^Taylor 1988,Chapter 1 and Conclusion.
  76. ^Howard 1961,pp. 40–57.
  77. ^Sheehan 1989,pp. 900–904;Wawro 1996,pp. 4–32;Holt & Chilton 1917,p. 75
  78. ^Holt & Chilton 1917,p. 75.
  79. ^Sheehan, pp. 900–906.
  80. ^Sheehan 1989,p. 96;Wawro 1996,pp. 82–84.
  81. ^Sheehan 1989,pp. 905–906.
  82. ^Sheehan 1989,p. 909.
  83. ^Wawro 1996,pp. 50–60, 75–79.
  84. ^Wawro 1996,pp. 57–75.
  85. ^Taylor 1988,pp. 87–88.
  86. ^Sheehan 1989,pp. 908–909.
  87. ^The Situation of Germany.(PDF) –The New York Times,July 1, 1866.
  88. ^Sheehan 1989,p. 910.
  89. ^Blackbourn 1998,pp. 225–269, Chapter V:From Reaction to Unification.
  90. ^Schjerve, Rosita Rindler (2003).Diglossia and Power: Language Policies and Practice in the Nineteenth Century Habsburg Empire.Berlin: De Gruyter. pp. 199–200.ISBN978-3-1101-7654-4.OL9017475M.
  91. ^Sheehan 1989,pp. 909–910;Wawro 1996,Chapter 11.
  92. ^Sheehan 1989,pp. 905–910.
  93. ^Bridge, Roy; Bullen, Roger (2004).The Great Powers and the European States System 1814–1914(2nd ed.). Longman.ISBN978-0-5827-8458-1.OL7882098M.
  94. ^Howard 1961,pp. 4–60.
  95. ^Howard 1961,pp. 50–57.
  96. ^Howard 1961,pp. 55–56.
  97. ^Howard 1961,pp. 56–57.
  98. ^Howard 1961,pp. 55–59.
  99. ^Howard 1961,pp. 64–68.
  100. ^Howard 1961,pp. 218–222.
  101. ^Howard 1961,pp. 222–230.
  102. ^Wawro 2003,p. 235.
  103. ^Taylor 1988,p. 126.
  104. ^Howard 1961,pp. 357–370.
  105. ^Die Reichsgründung 1871(The Foundation of the Empire, 1871), Lebendiges virtuelles Museum Online, accessed 2008-12-22. German text translated: [...] on the wishes of Wilhelm I, on the 170th anniversary of the elevation of the House of Brandenburg to princely status on January 18, 1701, the assembled German princes and high military officials proclaimed Wilhelm I as German Emperor in the Hall of Mirrors at the Versailles Palace.
  106. ^Taylor 1988,p. 133.
  107. ^Crankshaw, Edward (1981).Bismarck.New York: The Viking Press. p. 299.ISBN0-3333-4038-8.OL28022489M.
  108. ^Howard 1961,pp. 432–456, Chapter XI: the Peace.
  109. ^Blackbourn 1998,pp. 255–257.
  110. ^Wawro 2003,p. 302.
  111. ^abConfino 1997.
  112. ^Evans 2005,p. 1.
  113. ^Blackbourn 1998,p. 267.
  114. ^Blackbourn 1998,pp. 225–301.
  115. ^Blackbourn & Eley 1984;Blickle 2004;Scribner & Ogilvie 1996.
  116. ^See, e.g.:Eley, Geoff(1980).Reshaping the German Right: Radical Nationalism and Political Change After Bismarck.New Haven: Yale University Press.ISBN0-3000-2386-3.OCLC5353122.OL4416729M.;Evans 2005;Evans, Richard J.(1978).Society and politics in Wilhelmine Germany.London and New York: Barnes & Noble.ISBN0-06-492036-4.OCLC3934998.OL21299242M.;Nipperdey 1996;Sperber 1984.
  117. ^Blackbourn 1998,pp. 240–290.
  118. ^See, e.g.:Llobera & Goldsmiths' College 1996;(in German)Alexandre Escudier, Brigitte Sauzay, and Rudolf von Thadden.Gedenken im Zwiespalt: Konfliktlinien europäischen Erinnerns,Genshagener Gespräche; vol. 4. Göttingen: 2001
  119. ^Blackbourn 1998,pp. 243–282.
  120. ^Blackbourn 1998,pp. 283, 285–300.
  121. ^Sperber 1984.
  122. ^Kaplan 1991.
  123. ^Kaplan 1991,in particular, pp. 4–7 and Conclusion.
  124. ^Blackbourn & Eley 1984,p. 241.
  125. ^Friedrich, Karin (2000).The Other Prussia: Royal Prussia, Poland and Liberty, 1569–1772.New York: Cambridge University Press. p. 5.ISBN978-0-5210-2775-5.OL7714437M.
  126. ^See, e.g.:Koshar, Rudy (1998).Germany's Transient Pasts: Preservation and the National Memory in the Twentieth Century.Chapel Hill: University of North Carolina Press.ISBN978-0-8078-4701-5.OCLC45729918.OL689805M.;Kohn, Hans(1954).German History; Some New German Views.Boston: Beacon.OCLC987529.OL24208090M.;Nipperdey 1996.
  127. ^Llobera & Goldsmiths' College 1996.

Bibliography

Further reading

  • Bazillion, Richard J.Modernizing Germany: Karl Biedermann's career in the kingdom of Saxony, 1835–1901.American university studies. Series IX, History, vol. 84. New York, Peter Lang, 1990.ISBN0-8204-1185-X
  • Brose, Eric Dorn.German History, 1789–1871: From the Holy Roman Empire to the Bismarckian Reich.(1997)
  • Bucholz, Arden (1991).Moltke, Schlieffen, and Prussian War Planning.New York: Berg.ISBN0-8549-6653-6.
    • — (2001).Moltke and the German Wars 1864–1871.New York: Palgrave MacMillan.ISBN0-3336-8758-2.
  • Clark, Christopher.Iron Kingdom: The Rise and Downfall of Prussia, 1600–1947.Cambridge, Belknap Press of Harvard University Press, 2006, 2009.ISBN978-0-674-03196-8
  • Clemente, Steven E.For King and Kaiser!: The Making of the Prussian Army Officer, 1860–1914.Contributions in military studies, no. 123. New York: Greenwood, 1992.ISBN0-3132-8004-5
  • Cocks, Geoffrey and Konrad Hugo Jarausch.German Professions, 1800–1950.New York, Oxford University Press, 1990.ISBN0-1950-5596-9
  • Dwyer, Philip G.Modern Prussian history, 1830–1947.Harlow, England, New York: Longman, 2001.ISBN0-5822-9270-0
  • Friedrich, Otto.Blood and Iron: From Bismarck to Hitler the Von Moltke Family's Impact On German History.New York, Harper, 1995.ISBN0-0601-6866-8
  • Groh, John E.Nineteenth-Century German Protestantism: The Church As Social Model.Washington, D.C., University Press of America, 1982.ISBN0-8191-2078-2
  • Henne, Helmut, and Georg Objartel.German Student Jargon in the Eighteenth and Nineteenth Centuries.Berlin & NY, de Gruyter, 1983.OCLC9193308
  • Hughes, Michael.Nationalism and Society: Germany, 1800–1945.London & New York, Edward Arnold, 1988.ISBN0-7131-6522-7
  • Kollander, Patricia.Frederick III: Germany's Liberal Emperor,Contributions to the study of world history, no. 50. Westport, Conn., Greenwood, 1995.ISBN0-3132-9483-6
  • Lowenstein, Steven M.The Berlin Jewish Community: Enlightenment, Family, and Crisis, 1770–1830.Studies in Jewish history. New York, Oxford University Press, 1994.ISBN0-1950-8326-1
  • Lüdtke, Alf.Police and State in Prussia, 1815–1850.Cambridge, New York & Paris, Cambridge University Press, 1989.ISBN0-5211-1187-0
  • Ogilvie, Sheilagh, and Richard Overy.Germany: A New Social and Economic History Volume 3: Since 1800(2004)
  • Ohles, Frederik.Germany's Rude Awakening: Censorship in the Land of the Brothers Grimm.Kent, Ohio,Ohio State University Press,1992.ISBN0-8733-8460-1
  • Pflanze Otto, ed.The Unification of Germany, 1848–1871(1979), essays by historians
  • Schleunes, Karl A.Schooling and Society: The Politics of Education in Prussia and Bavaria, 1750–1900.Oxford & New York, Oxford University Press, 1989.ISBN0-8549-6267-0
  • Schulze, Hagen(1991).The Course of German Nationalism: From Frederick the Great to Bismarck, 1763–1867.Cambridge & New York: Cambridge University Press.ISBN978-0-5213-7759-1.OL2227160M.
  • Showalter, Dennis E. (2015).The Wars of German Unification(2nd ed.).
    • — (1975).Railroads and Rifles: Soldiers, Technology, and the Unification of Germany.Hamden, Connecticut: Hailer.ISBN0-9798-5009-6.
  • Sked, Alan.Decline and Fall of the Habsburg Empire 1815–1918.London, Longman, 2001.ISBN978-0-5823-5666-5
  • Smith, Woodruff D.Politics and the Sciences of Culture in Germany, 1840–1920.New York, Oxford University Press, 1991.ISBN0-1950-6536-0
  • Sorkin, David,The Transformation of German Jewry, 1780–1840,Studies in Jewish history. New York, Wayne State University Press, 1987.ISBN978-0-8143-2828-6
  • Sperber, Jonathan(1994).The European Revolutions, 1848–1851.New Approaches to European History. Cambridge University Press.ISBN978-0-5215-4779-6.OCLC27814087.OL24776092M.
  • Stargardt, Nicholas.The German Idea of Militarism: Radical and Socialist Critics, 1866–1914.Cambridge, Cambridge University Press, 1994.ISBN978-0-5214-6692-9
  • Steinberg, Jonathan.Bismarck: A Life(2011)
  • Wawro, Geoffrey(2000).Warfare and Society in Europe, 1792–1914.Routledge.ISBN978-0-4152-1445-2.OCLC50552980.OL45213M.
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