Golovnin Incident

Vasily Golovnin taken prisoner

TheGolovnin Incidentinvolved the capture of theRussianexplorer and naval captainVasily Golovninin 1811 by soldiers of the JapaneseTokugawa shogunatein accordance with Japan's policy of isolationism (Sakoku). Golovnin was interned inJapanfor two years before he was released in 1813. The incident was an important flashpoint inRusso-Japanese relationsover the control of theKuril Islands.Golovnin's bookMemoirs of a Captivity in Japan during the Years 1811, 1812 and 1813 with observations on the country and the people,recounted his captivity, was a popular work inEurope,and was translated into several languages.

Original mission

In April 1811, the Russian minister of the Marine directed thesloopDianato explore the SouthernKurilandShantar Islandsas well as theTartaryCoast. Golovnin had originally been dispatched fromKronstadtto the north-west of thePacificin 1807 to chart the eastern coast of theRussian Empire.

Japanese illustration of the sloopDiana

During the 18th century, Russianfur trappershad moved throughSiberiatowards the north-west of the Pacific, and some had even settled in theKuril.Prior attempts to map the islands had proved difficult because of the mists that rose from the islands, as well as the strong winds. The expedition would sail in the summer when conditions would be optimal, and Golovnin would then continue to the Shantar Islands.

TheDianaleftPetropavlovsk-Kamchatskyon 25 April through the ice flows and set to sea fromAvacha Bayon 4 May. Golovnin was conscientious of respecting relations between Russia and Japan, as his voyage came after several diplomatic incidents with Japan such as the castaway incident ofDaikokuya Kōdayūin 1784, theAdam Laxmanincident of 1791, andNikolai Rezanov's failed trade mission in 1805. Rezanov then visited theUnited Statesand was brought back to Siberia by Lieutenant Chwostoff in vessels belonging to theRussian-American Companybut died when he reached Siberia in 1807. Chwostoff, however, proceeded to raid Japanese villages inSakhalinand the Kurils without thetsardom's authority.

TheDianasailed to the island ofEetooroopand made contact with a group ofAinu,or Kuriles, who had been sent by the Japanese to investigate theEuropeans.Golovnin proceeded to meet the Japanese military commander of the island and declared his intention to collect wood and water and then to be on his way. The commander stated that he could not trust the Russians because of the actions of Chwostoff. He agreed to send a letter to other commanders to grant them access to supplies at the town of 'Oorbeetsch'.

The Russians set sail, but were then intercepted by abaidarawith the Kuriles on board, as well as a newcomer, Alexei Maximovitsch. Alexei joined the Russians as an interpreter though his proficiency in Russian was low.

Many of the Kuriles came from Russian-controlled islands and had been punished for Chwostoff's attack on Japanese settlements. That made them feared and resented the Japanese.Moreover, the Japanese had brutally crushed anAinu rebellionin 1789.

Capture

European explorers had not yet discoveredNemuro StraitbetweenHokkaido(Matsmai) andKunashir,which prompted Golovnin to explore them on 4 July. As theDianaapproached the harbour at Kunashir, it was fired upon by the Japanese castle. After several attempts, theDianamade contact with Japanese officers on the island. They offered the necessary supplies as well as a meeting with the island'sbugyō,or governor. To clear the Russian government of responsibility from the Chwostoff raids, Golovnin, two officers, four sailors, and the Kurile Alexei landed. There, they were met by the governor of Kunashir in his castle. Negotiations seemed amicable, but the Japanese had lured Golovnin onto the island and arrested him and the other crew members.

The crew was tightly bound with ropes, and theDiana,now under control of Petr Rikord, shot at the castle but was then forced to set sail to avoid capture.The captives were sailed across the straits to Hokkaido and encountered many villagers, who were curious to see the Russians, because of the almost-complete absence of foreigners in Japan. A Japanese drawing of their captivity shows the Russians' tall stature compared to the Japanese, which was also confirmed by Golovnin. The crew was led to a prison inHakodate,the capital of Hokkaido.

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Captivity

The crew were kept in separate cells in a well-guarded wooden prison. During the imprisonment, the Japanese began interrogating the officers with many precise questions that revealed the lack of knowledge of both cultures toward each other. On 25 August, the commander brought Golovnin his personal wares from his cabin on theDiana,much to his surprise. However theDianahad not been captured but had simply sent these items ashore. He was later brought before the governor of Hokkaido and made to discuss the events that had taken place by Resanov and Chwostoff. The governor handed him a letter from the remaining officers of theDiana;they explained why they could not save them in the Kurils and that they would work towards their release. Golovnin was also provided with another letter that had been written in 1806 by Chwostoff and stated that he had annexed the island ofSakhalinin the name of thetsar.The Japanese had also annexed Sakhalin in 1807 in fear of growing Russian interference.The letter convinced many of the Japanese that Golovnin was a Russianspy.The Japanese continued pressing questions to Golovnin, and he and the crew were moved to a new prison inMatsumae.

Japanese Illustration of Golovnin

After in depth interrogations for weeks, the governor of Hokkaido contacted thecentral governmentinEdoto ask whether the Russians could be released. In response, the Japanese government sent a scholar called Teske (aDutch-speaker) to try to learnRussian,to question the Russians, and finally to make theirportraits.The government also sent the renowned explorerMamiya Rinzō,who had been wounded in the skirmish with Chwostoff on Etrop, to discover more about Russia's presence in the north-west of the Pacific.

Escape attempt

Golovnin and his crew began plotting to escape (despite a great improvement of their treatment by the Japanese). However, one of the officers ofGermanorigin, Moor, had resolved to stay and pursue a life in Japan and had made significant progress in learning theJapanese language.In March 1812, the Governor received a letter stating new orders fromEdoto burn any Russian ships and to imprison their crews.Golovnin and the crew, without Moor, decided to make their escape into the mountains.The crew went through the mountains to the shore to find a boat to commandeer but were arrested after eight days by soldiers and brought back into imprisonment.The new governor Oga-Sawara-Isseno-Kami, presented another letter from Chwostoff stating that his attack had been motivated by Japan's refusal to open trade with Russia.They were forgiven for their escape attempt and moved back to more comfortable lodging.

Release

After Golovnin's capture, Rikord returned to Kamchatka to gain permission to attempt to rescue. That was granted by the governor of Kamchatka, and he had a document condemning Chwostoff's raid given to him. He then attempted contact with the Japanese on Kunashir and was met with cannon fire and the message that all of the captured Russians were dead.On 9 September 1812, in retaliation for the capture of Golovnin, CommanderPyotr Ivanovich Ricordof theDianadetained the Japanese shipKansai Maruand took captive the wealthy merchantTakadaya Kaheias well as symbolically retaining four other Japanese and a Kurile and releasing the rest of the crew on Kunashir.Takadaya was taken to Kamchatka, where he would remain in custody for the rest of the winter.That action brought the two countries on the brink of war. In March, 1813 a new governor arrived who prohibited firing on Russian ships.To assure the Russians of their continuing survival, Golovnin and Moor wrote to Rikord to inform them that they were still alive.However, two of the Japanese and one of the Ainu had died in captivity in Kamchatka, seemingly ofscurvy.Moor, scared of retaliation by the Russians when he was released, endeavoured to upset the exchange of prisoners by warning that the Russians would attack the Japanese. Negotiations were made between Rikord, the governor of Hokkaido, and the Japanese government in Edo in which the Japanese were convinced that Chwostoff's action had not been condoned by the Russian government and that the crew of theDianahad gone to the Kurils without bad intent towards the Japanese. Kakadaya Kahei was released on 29 July as a show of good intentions by Rikord.An agreement was finally reached to negotiate with Rikord and offer safe passage to theDianaand Golovnin was released from prison in August 1813 with copies of all their negotiations with the Japanese as well as those of Resanov and Laxman to present to the Russian government. TheDianaarrived in late September. After deliberations with the governor, Golovnin and his crew were officially released on 6 October.

Aftermath

Golovnin's parting with the Japanese was amiable, both sides exchanged gifts, and Rikord hosted a party on board theDianafor the Japanese.The crew returned to Petropavlovsk, but in despair and possibly madness, Moor committed suicide.The crew returned toSt. Petersburgin 1814 and were rewarded for their service.

The Golovnin incident did not establish a renaissance in diplomacy between Europe and Japan, with the Japanese becoming increasingly fearful of the growing European presence inEast Asia.In 1825, the Japanese government enacted theEdict to Repel Foreign Vessels( dị quốc thuyền đả 払 lệnh Ikokusen Uchiharairei), requiring the burning of all European ships and the execution of their crews if they were to land outside ofNagasaki.