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Song dynasty

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Song
Tống
960–1279
A map showing the territory of the Song, Liao, and Western Xia dynasties. The Song occupies the east half of what constitutes the territory of the modern China, except for the northernmost areas (modern Inner Mongolia and above). Western Xia occupies a small strip of land surrounding a river in what is now Inner Mongolia and Ningxia, and the Liao occupy a large section of what is today north-east China.
The Song dynasty at its greatest extent in 1111
Capital
Common languagesMiddle Chinese
Religion
Chinese Buddhism,Taoism,Confucianism,Chinese folk religion,Islam,Nestorian Christianity
GovernmentMonarchy
Emperor
• 960–976
Emperor Taizu(founder of Northern Song)
• 1127–1162
Emperor Gaozong(founder of Southern Song)
• 1278–1279
Zhao Bing(last)
Historical eraPostclassical
• Established
4 February 960[1]
• Signing of theChanyuan TreatywithLiao
1005
1115–1125
1127
• Beginning ofMongol invasion
1235
• Fall ofLin'an
1276
Battle of Yamen(end of dynasty)
19 March 1279
Area
958 est.[2]800,000 km2(310,000 sq mi)
980 est.[2]3,100,000 km2(1,200,000 sq mi)
1127 est.[2]2,100,000 km2(810,000 sq mi)
1204 est.[2]1,800,000 km2(690,000 sq mi)
Population
• 1120s
  • Northern: 80–110 million[3]
  • Southern: 65 million[4]
GDP(nominal)estimate
• Per capita
Increase26.5 taels[5]
CurrencyJiaozi,Guanzi,Huizi,Chinese cash
Preceded by
Succeeded by
Later Zhou
Jingnan
Later Shu
Southern Han
Southern Tang
Wuyue
Northern Han
Jin dynasty
Yuan dynasty
Song dynasty
"Song dynasty" inChinese characters
ChineseTống triều
Transcriptions
Standard Mandarin
Hanyu PinyinSòng cháo
Bopomofoㄙㄨㄥˋ ㄔㄠˊ
Gwoyeu RomatzyhSonq chaur
Wade–GilesSung4ch'ao2
Tongyong PinyinSòng cháo
IPA[sʊ̂ŋ ʈʂʰǎʊ]
Wu
RomanizationSon zau
Yue: Cantonese
Yale RomanizationSung chìuh
JyutpingSung3 ciu4
IPA[sʊŋ˧ tsʰiw˩]
Southern Min
Tâi-lôSòng tiâu
Middle Chinese
Middle Chinese/suoŋHʈˠiᴇu/

TheSong dynasty(/sʊŋ/) was animperial dynasty of Chinathat ruled from 960 to 1279. The dynasty was founded byEmperor Taizu of Song,who usurped the throne of theLater Zhoudynasty and went on to conquer the rest of theTen Kingdoms,ending theFive Dynasties and Ten Kingdoms period.The Song often came into conflict with the contemporaneousLiao,Western XiaandJindynasties in northern China. After retreating to southern China following attacks by the Jin dynasty, the Song was eventually conquered by the Mongol-ledYuan dynasty.

Thedynasty's historyis divided into two periods: during the Northern Song (Bắc tống;960–1127), the capital was in the northern city of Bianjing (nowKaifeng) and the dynasty controlled most of what is nowEastern China.TheSouthern Song(Nam tống;1127–1279) comprise the period following the loss of control over the northern half of Song territory to the Jurchen-ledJin dynastyin theJin–Song Wars.At that time, the Song court retreated south of theYangtzeand established its capital atLin'an(nowHangzhou). Although the Song dynasty had lost control of the traditional Chinese heartlands around theYellow River,the Southern Song Empire contained a large population and productive agricultural land, sustaining a robust economy. In 1234, the Jin dynasty wasconquered by the Mongols,who took control of northern China, maintaining uneasy relations with the Southern Song.Möngke Khan,the fourthGreat Khanof theMongol Empire,died in 1259 while besieging the mountain castleDiaoyuchenginChongqing.His younger brotherKublai Khanwas proclaimed the new Great Khan and in 1271 founded the Yuan dynasty.[6]After two decades of sporadic warfare, Kublai Khan's armiesconquered the Song dynastyin 1279 after defeating the Southern Song in theBattle of Yamen,and reunited China under the Yuan dynasty.[7]

Technology,science, philosophy, mathematics, andengineeringflourished during the Song era. The Song dynasty was the first in world history to issuebanknotesor true paper money and the first Chinese government to establisha permanent standing navy.This dynasty saw the first surviving records of the chemical formula forgunpowder,the invention ofgunpowder weaponssuch asfire arrows,bombs,and thefire lance.It also saw the first discernment oftrue northusing acompass,first recorded description of thepound lock,and improved designs ofastronomical clocks.Economically, the Song dynasty was unparalleled with agross domestic productthree times larger than that of Europe during the 12th century.[8][9]China's population doubled in size between the 10th and 11th centuries. This growth was made possible by expandedrice cultivation,use of early-ripening rice from Southeast and South Asia, and production of widespread food surpluses.[10][11]The Northern Song census recorded 20 million households, double that of theHanandTangdynasties. It is estimated that the Northern Song had a population of 90 million people,[12]and 200 million by the time of theMing dynasty.[13]This dramatic increase of population fomented aneconomic revolution in pre-modern China.

The expansion of the population, growth of cities, and emergence of a national economy led to the gradual withdrawal of the central government fromdirect involvement in economic affairs.Thelower gentryassumed a larger role in local administration and affairs.Social life during the Songwas vibrant. Citizens gathered toview and trade precious artworks,the populace intermingled at public festivals and private clubs, and cities had lively entertainment quarters. The spread of literature and knowledge was enhanced by the rapid expansion ofwoodblock printingand the 11th-century invention ofmovable typeprinting. Philosophers such asCheng YiandZhu XireinvigoratedConfucianismwith new commentary, infused withBuddhistideals, and emphasized a new organization of classic texts that established the doctrine ofNeo-Confucianism.Althoughcivil service examinationshad existed since theSui dynasty,they became much more prominent in the Song period. Officials gaining power throughimperial examinationled to a shift from amilitary-aristocraticelite to ascholar-bureaucraticelite.

History

[edit]

Northern Song, 960–1127

[edit]
Painted image of a portly man sitting in a red throne-chair with dragon-head decorations, wearing white silk robes, black shoes, and a black hat, and sporting a black mustache and goatee.
Court portrait ofEmperor Taizu of Song(r. 960–976)

Afterusurping the throneof theLater Zhou dynasty,Emperor Taizu of Song (r. 960–976) spent sixteen yearsconquering the restofChina proper,reuniting much of the territory that had once belonged to the Han and Tang empires and ending the upheaval of the Five Dynasties and Ten Kingdoms period.[1]InKaifeng,he established a strong central government over the empire. The establishment of this capital marked the start of theNorthern Songperiod. He ensured administrative stability by promoting thecivil service examinationsystem of drafting statebureaucratsby skill and merit (instead ofaristocraticor military position) and promoted projects that ensured efficiency in communication throughout the empire. In one such project,cartographerscreated detailed maps of each province and city that were then collected in a largeatlas.[14]Emperor Taizu also promoted groundbreaking scientific and technological innovations by supporting works like theastronomical clocktower designed and built by the engineerZhang Sixun.[15]

The Song court maintained diplomatic relations withChola India,theFatimid Caliphateof Egypt,Srivijaya,theKara-Khanid KhanateinCentral Asia,theGoryeoKingdom in Korea, and other countries that were also trade partners withJapan.[16][17][18][19][20]Chinese recordseven mentionan embassyfrom the ruler of "Fu lin" ( phất lâm, i.e. theByzantine Empire),Michael VII Doukas,and its arrival in 1081.[21]However, China's closest neighbouring states had the greatest impact on its domestic and foreign policy. From its inception under Taizu, the Song dynasty alternated between warfare and diplomacy with the ethnicKhitansof theLiao dynastyin the northeast and with theTangutsof theWestern Xiain the northwest. The Song dynasty used military force in an attempt to quell the Liao dynasty and to recapture theSixteen Prefectures,a territory under Khitan control since 938 that was traditionally considered to be part ofChina proper(Most parts of today'sBeijingandTianjin).[22]Song forces were repulsed by the Liao forces, who engaged in aggressive yearly campaigns into Northern Song territory until 1005, when the signing of theShanyuan Treatyended these northern border clashes. The Song were forced to provide tribute to the Khitans, although this did little damage to the Song economy since the Khitans were economically dependent upon importing massive amounts of goods from the Song.[23]More significantly, the Song state recognized the Liao state as its diplomatic equal.[24]The Song created an extensive defensive forest along the Song-Liao border to thwart potential Khitan cavalry attacks.[25]

A man in heavy white robes, wearing a black hat with long horizontal protrusions coming from the bottom of the hat.
Portrait ofEmperor Taizong of Song(r.976–997)

The Song dynasty managed to win several military victories over the Tanguts in the early 11th century, culminating in a campaign led by the polymath scientist, general, and statesmanShen Kuo(1031–1095).[26]However, this campaign was ultimately a failure due to a rival military officer of Shen disobeying direct orders, and the territory gained from the Western Xia was eventually lost.[27]The Song fought against the Vietnamese kingdom ofĐại Việttwice, the first conflict in981and later asignificant warfrom 1075 to 1077 over a border dispute and the Song's severing of commercial relations with Đại Việt.[28]After the Vietnamese forces inflicted heavy damages in a raid onGuangxi,the Song commander Guo Kui (1022–1088) penetrated as far as Thăng Long (modernHanoi).[29]Heavy losses on both sides prompted the Vietnamese commander Thường Kiệt (1019–1105) to make peace overtures, allowing both sides to withdraw from the war effort; captured territories held by both Song and Vietnamese were mutually exchanged in 1082, along with prisoners of war.[30]

A Song-era wooden Bodhisattva

During the 11th century, political rivalries divided members of the court due to the ministers' differing approaches, opinions, and policies regarding the handling of the Song's complex society and thriving economy. The idealistChancellor,Fan Zhongyan(989–1052), was the first to receive a heated political backlash when he attempted to institute theQingli Reforms,which included measures such as improving the recruitment system of officials, increasing the salaries for minor officials, and establishing sponsorship programs to allow a wider range of people to be well educated and eligible for state service.[31]

After Fan was forced to step down from his office,Wang Anshi(1021–1086) became Chancellor of the imperial court. With the backing ofEmperor Shenzong(1067–1085), Wang Anshi severely criticized the educational system and state bureaucracy. Seeking to resolve what he saw as state corruption and negligence, Wang implemented a series of reforms called theNew Policies.These involvedland value taxreform, the establishment of several government monopolies, the support of local militias, and the creation of higher standards for the Imperial examination to make it more practical for men skilled in statecraft to pass.[32]

The reforms created political factions in the court. Wang Anshi's "New Policies Group" (Xin Fa), also known as the "Reformers", were opposed by the ministers in the "Conservative" faction led by the historian and ChancellorSima Guang(1019–1086).[33]As one faction supplanted another in the majority position of the court ministers, it would demote rival officials and exile them to govern remote frontier regions of the empire.[32]One of the prominent victims of the political rivalry, the famous poet and statesmanSu Shi(1037–1101), was jailed and eventually exiled for criticizing Wang's reforms.[32]

Auspicious Cranes,a painting of the Song royal palace byEmperor Huizong

The continual alternation between reform and conservatism had effectively weakened the dynasty. This decline can also be attributed toCai Jing(1047–1126), who was appointed byEmperor Zhezong(1085–1100) and who remained in power until 1125. He revived the New Policies and pursued political opponents, tolerated corruption and encouragedEmperor Huizong(1100–1126) to neglect his duties to focus on artistic pursuits. Later, a peasant rebellion broke out in Zhejiang and Fujian, headed byFang Lain 1120. The rebellion may have been caused by an increasing tax burden, the concentration of landownership and oppressive government measures.[34]

While the central Song court remained politically divided and focused upon its internal affairs, alarming new events to the north in the Liao state finally came to its attention. TheJurchen,a subject tribe of the Liao, rebelled against them and formed their own state, theJin dynasty (1115–1234).[35]The Song officialTong Guan(1054–1126) advised Emperor Huizong to form an alliance with the Jurchens, and the joint military campaign under thisAlliance Conducted at Seatoppled and completely conquered the Liao dynasty by 1125. During the joint attack, the Song's northern expedition army removed the defensive forest along the Song-Liao border.[25]

A wooden carving of a sitting Buddhist figure in loose fitting, painted robes.
A Liao dynasty (907–1125)polychromewood-carved statue ofGuanyin,Shanxi

However, the poor performance and military weakness of the Song army was observed by the Jurchens, who immediately broke the alliance, beginning theJin–Song Warsof 1125 and 1127. Because of the removal of the previous defensive forest, the Jin army marched quickly across the North China Plain to Kaifeng.[25]In theJingkang Incidentduring the latter invasion, the Jurchens captured not only the capital, but the retired Emperor Huizong, his successorEmperor Qinzong,and most of the Imperial court.[35]

The remaining Song forces regrouped under the self-proclaimedEmperor Gaozong of Song(1127–1162) and withdrew south of theYangtzeto establish a new capital at Lin'an (modern Hangzhou). The Jurchen conquest ofNorth Chinaand shift of capitals from Kaifeng to Lin'an was the dividing line between the Northern andSouthern Songdynasties.

After their fall to the Jin, the Song lost control of North China. Now occupying what has been traditionally known as "China Proper", the Jin regarded themselves the rightful rulers of China. The Jin later chose earth as their dynastic element and yellow as their royal color. According to the theory of theFive Elements(wuxing), the earth element follows the fire, the dynastic element of the Song, in the sequence of elemental creation. Therefore, their ideological move showed that the Jin considered Song reign in China complete, with the Jin replacing the Song as the rightful rulers of China Proper.[36]

Southern Song, 1127–1279

[edit]
A man in heavy white robes, wearing a black hat with long horizontal protrusions coming from the bottom of the hat.
A portrait ofEmperor Gaozong of Song(r. 1127–1162)
Southern Song in 1142. The western and southern borders remain unchanged from the previous map. However, the north of theQinling Huaihe Linewas under the control of the Jin dynasty. The Xia dynasty's territory generally remained unchanged. In the southwest, the Song dynasty bordered a territory about a sixth its size, theDali dynasty.

Although weakened and pushed south beyond theHuai River,theSouthern Songfound new ways to bolster its strong economy and defend itself against the Jin dynasty. It had able military officers such asYue FeiandHan Shizhong.The government sponsored massiveshipbuildingandharborimprovement projects, and the construction ofbeaconsand seaportwarehousesto support maritime trade abroad, including at the major internationalseaports,such asQuanzhou,Guangzhou,andXiamen,that were sustaining China's commerce.[37][38][39]

To protect and support the multitude of ships sailing for maritime interests into the waters of theEast China SeaandYellow Sea(toKoreaandJapan),Southeast Asia,theIndian Ocean,and theRed Sea,it was necessary to establish an official standingnavy.[40]The Song dynasty therefore established China's first permanent navy in 1132,[39]with a headquarters atDinghai.[41]With a permanent navy, the Song were prepared to face the naval forces of the Jin on the Yangtze River in 1161, in theBattle of Tangdaoand theBattle of Caishi.During these battles the Song navy employed swiftpaddle wheel drivennaval vessels armed withtraction trebuchet catapultsaboard the decks that launched gunpowderbombs.[41]Although the Jin forces commanded byWanyan Liang (the Prince of Hailing)boasted 70,000 men on 600 warships, and the Song forces only 3,000 men on 120 warships,[42]the Song dynasty forces were victorious in both battles due to the destructive power of the bombs and the rapid assaults bypaddlewheel ships.[43]The strength of the navy was heavily emphasized following these victories. A century after the navy was founded it had grown in size to 52,000 fighting marines.[41]

Clockwise from upper left: Anonymous painting ofCai Wenjiand herXiongnuhusband (Zuoxianwang) dating from the Southern Song. A head sculpture of anarhat,11th Century. A seated woodenBodhisattvastatue,Jin dynasty(1115–1234). A woodenBodhisattvastatue from the Song dynasty (960–1279)

The Song government confiscated portions of land owned by the landed gentry in order to raise revenue for these projects, an act which caused dissension and loss of loyalty amongst leading members of Song society but did not stop the Song's defensive preparations.[44][45][46]Financial matters were made worse by the fact that many wealthy, land-owning families—some of which had officials working for the government—used their social connections with those in office in order to obtain tax-exempt status.[47]

Although the Song dynasty was able to hold back the Jin, a new foe came to power over the steppe, deserts, and plains north of the Jin dynasty. TheMongols,led byGenghis Khan(r. 1206–1227), initially invaded the Jin dynasty in 1205 and 1209, engaging in large raids across its borders, and in 1211 an enormous Mongol army was assembled to invade the Jin.[48]The Jin dynasty was forced to submit and pay tribute to the Mongols asvassals;when the Jin suddenly moved their capital city from Beijing to Kaifeng, the Mongols saw this as a revolt.[49]Under the leadership ofÖgedei Khan(r.1229–1241), both the Jin dynasty and Western Xia dynasty were conquered by Mongol forces in 1233/34.[49][50]

The Mongols were allied with the Song, but this alliance was broken when the Song recaptured the former imperial capitals of Kaifeng,Luoyang,andChang'anat the collapse of the Jin dynasty. After thefirst Mongol invasion of Vietnamin 1258, Mongol generalUriyangkhadaiattackedGuangxifromHanoias part of a coordinated Mongol attack in 1259 with armies attacking inSichuanunder Mongol leaderMöngke Khanand other Mongol armies attacking in modern-dayShandongandHenan.[51][52]On August 11, 1259, Möngke Khan died during thesiege of Diaoyu CastleinChongqing.[53]

His successorKublai Khancontinued the assault against the Song, gaining a temporary foothold on the southern banks of the Yangtze.[54]By the winter of 1259, Uriyangkhadai's army fought its way north to meet Kublai's army, which was besiegingEzhouinHubei.[51]Kublai made preparations to takeEzhou,but a pending civil war with his brotherAriq Böke—a rival claimant to the Mongol Khaganate—forced Kublai to move back north with the bulk of his forces.[55]In Kublai's absence, the Song forces were ordered by ChancellorJia Sidaoto make an immediate assault and succeeded in pushing the Mongol forces back to the northern banks of the Yangtze.[56]There were minor border skirmishes until 1265, when Kublai won a significant battle inSichuan.[57]

From 1268 to 1273, Kublai blockaded the Yangtze River with his navy andbesieged Xiangyang,the last obstacle in his way to invading the rich Yangtze River basin.[57]Kublai officially declared the creation of the Yuan dynasty in 1271. In 1275, a Song force of 130,000 troops under ChancellorJia Sidaowas defeated by Kublai's newly appointed commander-in-chief, generalBayan.[58]By 1276, most of the Song territory had been captured by Yuan forces, including the capital Lin'an.[50]

In theBattle of Yamenon thePearl River Deltain 1279, the Yuan army, led by the generalZhang Hongfan,finally crushed the Song resistance. The last remaining ruler, the 13-year-old emperorZhao Bing,committed suicide, along with Prime MinisterLu Xiufu[59]and 1300 members of the royal clan. On Kublai's orders, carried out by his commander Bayan, the rest of the former imperial family of Song were unharmed; the deposedEmperor Gongwas demoted, being given the title 'Duke of Ying', but was eventually exiled toTibetwhere he took up a monastic life. The former emperor would eventually be forced to commit suicide under the orders of Kublai's great-great-grandson,Gegeen Khan,out of fear that Emperor Gong would stage a coup to restore his reign.[60]Other members of the Song imperial family continued to live in the Yuan dynasty, includingZhao Mengfuand Zhao Yong.

Culture and society

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A city gate ofShaoxing,Zhejiangprovince, built in 1223 during the Song dynasty
Model of the capital city Kaifeng

The Song dynasty[61]was an era of administrative sophistication and complex social organization. Some of the largest cities in the world were found in China during this period (Kaifeng and Hangzhou had populations of over a million).[62][63]People enjoyed various social clubs and entertainment in the cities, and there were many schools and temples to provide the people with education and religious services.[62]The Song government supportedsocial welfareprograms including the establishment ofretirement homes,publicclinics,andpaupers'graveyards.[62]The Song dynasty supported a widespreadpostal servicethat was modeled on the earlierHan dynasty(202 BCE – CE 220) postal system to provide swift communication throughout the empire.[64]The central government employed thousands of postal workers of various ranks to provide service for post offices and larger postal stations.[65]In rural areas, farming peasants eitherowned their own plots of land,paid rents astenant farmers,or wereserfson large estates.[66]

Emperor Taizu of Song,Emperor Taizong of Song,prime minister Zhao Pu and other ministers playingCuju,an early form offootball,byQian Xuan(1235–1305)
Two young girls play with a toy consisting of a long feather attached to a stick, while a cat watches them. There is a large rock formation and a flowering tree to the left of the girls and the cat.
A 12th-century painting by Su Hanchen; a girl waves apeacockfeather banner like the one used in dramatical theater to signal an acting leader of troops.

Although women were on a lower social tier than men according to Confucian ethics, they enjoyed many social and legal privileges and wielded considerable power at home and in their own small businesses. As Song society became more and more prosperous and parents on the bride's side of the family provided largerdowriesfor her marriage, women naturally gained many new legal rights in ownership of property.[67]Under certain circumstances, an unmarried daughter without brothers, or a surviving mother without sons, could inherit one-half of her father's share of undivided family property.[68][69][70]There were many notable and well-educated women, and it was a common practice for women to educate their sons during their earliest youth.[71][72]The mother of the scientist, general, diplomat, and statesman Shen Kuo taught him essentials of military strategy.[72]There were also exceptional women writers and poets, such asLi Qingzhao(1084–1151), who became famous even in her lifetime.[67]

Religion in Chinaduring this period had a great effect on people's lives, beliefs, and daily activities, andChinese literatureon spirituality was popular.[73]The major deities ofDaoismandBuddhism,ancestral spirits,and the many deities ofChinese folk religionwere worshipped with sacrificial offerings. Tansen Sen asserts that moreBuddhist monksfromIndiatraveled to China during the Song than in the previousTang dynasty(618–907).[74]With many ethnic foreigners travelling to China to conduct trade or live permanently, there came many foreign religions; religious minorities in China includedMiddle Eastern Muslims,theKaifeng Jews,andPersian Manichaeans.[75][76]

The populace engaged in a vibrant social and domestic life, enjoying such public festivals as theLantern Festivaland theQingming Festival.There were entertainment quarters in the cities providing a constant array of amusements. There were puppeteers, acrobats, theatre actors, sword swallowers, snake charmers,storytellers,singers and musicians, prostitutes, and places to relax, including tea houses, restaurants, and organized banquets.[62][77][78]People attended social clubs in large numbers; there were tea clubs, exotic food clubs,antiquarianand art collectors' clubs, horse-loving clubs, poetry clubs, and music clubs.[62]Like regional cooking and cuisines in the Song, the era was known for its regional varieties of performing arts styles as well.[79]Theatrical dramawas very popular amongst the elite and general populace, althoughClassical Chinese—notthe vernacular language—was spoken by actors on stage.[80][81]The four largest drama theatres in Kaifeng could hold audiences of several thousand each.[82]There were also notable domestic pastimes, as people at home enjoyed activities such as thegoandxiangqiboard games.

Civil service examinations and the gentry

[edit]
Clockwise from upper left:A Literary Garden,byZhou Wenju,10th century; Zhou Wenju,Go players,Palace Museum, Beijing; "Four Generals of Zhongxing" by Southern Song dynasty artistLiu Songnian(1174–1224); the renowned generalYue Fei(1103–1142) is the second person from the left in the latter painting.

During this period greater emphasis was laid upon thecivil servicesystem of recruiting officials; this was based upon degrees acquired through competitiveexaminations,in an effort to select the most capable individuals for governance. Selecting men for office through proven meritwas an ancient idea in China.The civil service system became institutionalized on a small scale during theSuiand Tang dynasties, but by the Song period, it became virtually the only means for drafting officials into the government.[83]The advent of widespreadprintinghelped to widely circulate Confucian teachings and to educate more and more eligible candidates for the exams.[84]This can be seen in the number of exam takers for the low-level prefectural exams rising from 30,000 annual candidates in the early 11th century to 400,000 candidates by the late 13th century.[84]The civil service and examination system allowed for greatermeritocracy,social mobility,and equality in competition for those wishing to attain an official seat in government.[85]Using statistics gathered by the Song state, Edward A. Kracke, Sudō Yoshiyuki, and Ho Ping-ti supported the hypothesis that simply having a father, grandfather, or great-grandfather who had served as an official of state did not guarantee one would obtain the same level of authority.[85][86][87]Robert HartwellandRobert P. Hymescriticized this model, stating that it places too much emphasis on the role of thenuclear familyand considers only three paternal ascendants of exam candidates while ignoring the demographic reality of Song China, the significant proportion of males in each generation that had no surviving sons, and the role of theextended family.[86][87]Many felt disenfranchised by what they saw as a bureaucratic system that favored the land-holding class able to afford the best education.[85]One of the greatest literary critics of this was the official and famous poetSu Shi.Yet Su was a product of his times, as the identity, habits, and attitudes of thescholar-officialhad become lessaristocraticand morebureaucraticwith the transition of the periods from Tang to Song.[88]At the beginning of the dynasty, government posts were disproportionately held by two elite social groups: a founding elite who had ties with the founding emperor and a semi-hereditary professional elite who used long-held clan status,family connections,and marriage alliances to secure appointments.[89]By the late 11th century, the founding elite became obsolete, while political partisanship and factionalism at court undermined the marriage strategies of the professional elite, which dissolved as a distinguishable social group and was replaced by a multitude of gentry families.[90]

TheDonglin Academy,an educational institution equivalent to modern-day college. It was originally built in 1111 during the Northern Song dynasty.

Due to Song's enormous population growth and the body of its appointed scholar-officials being accepted in limited numbers (about 20,000 active officials during the Song period), the larger scholarlygentry classwould now take over grassroots affairs on the vast local level.[91]Excluding the scholar-officials in office, this elite social class consisted of exam candidates, examination degree-holders not yet assigned to an official post, local tutors, and retired officials.[92]These learned men, degree-holders, and local elites supervised local affairs and sponsored necessary facilities of local communities; any local magistrate appointed to his office by the government relied upon the cooperation of the few or many local gentry in the area.[91]For example, the Song government—excluding the educational-reformist government under Emperor Huizong—spared little amount of state revenue to maintainprefecturalandcountyschools; instead, the bulk of the funds for schools was drawn from private financing.[93]This limited role of government officials was a departure from the earlier Tang dynasty (618–907), when the government strictly regulated commercial markets and local affairs; now the government withdrew heavily from regulating commerce and relied upon a mass of local gentry to perform necessary duties in their communities.[91]

The gentry distinguished themselves in society through their intellectual and antiquarian pursuits,[94][95][96]while the homes of prominent landholders attracted a variety ofcourtiers,including artisans, artists, educational tutors, and entertainers.[97]Despite the disdain for trade, commerce, and the merchant class exhibited by the highly cultured and elite exam-drafted scholar-officials,commercialismplayed a prominent role in Song culture and society.[77]A scholar-official would be frowned upon by his peers if he pursued means of profiteering outside of his official salary; however, this did not stop many scholar-officials from managing business relations through the use of intermediary agents.[98]

Law, justice, and forensic science

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The Songjudicial systemretained most of thelegal codeof the earlier Tang dynasty, the basis oftraditional Chinese lawup until the modern era.[99]Roving sheriffs maintained law and order in the municipal jurisdictions and occasionally ventured into the countryside.[100]Official magistrates overseeing court cases were not only expected to be well-versed in written law but also to promote morality in society.[99]Magistrates such as the famedBao Zheng(999–1062) embodied the upright, moral judge who upheld justice and never failed to live up to his principles. Song judges specified the guilty person or party in a criminal act and meted out punishments accordingly, often in the form ofcaning.[99][101]A guilty individual or parties brought to court for a criminal or civil offense were not viewed as wholly innocent until proven otherwise, while even accusers were viewed with a high level of suspicion by the judge.[101]Due to costly court expenses and immediate jailing of those accused of criminal offenses, people in the Song preferred to settle disputes and quarrels privately, without the court's interference.[101]

Shen Kuo'sDream Pool Essaysargued against traditional Chinese beliefs inanatomy(such as his argument for two throat valves instead of three); this perhaps spurred the interest in the performance of post-mortemautopsiesin China during the 12th century.[102][103]The physician and judge known asSong Ci(1186–1249) wrotea pioneering workofforensic scienceon the examination ofcorpsesin order to determine cause of death (strangulation, poisoning, drowning, blows, etc.) and to prove whether death resulted from murder, suicide, or accidental death.[104]Song Ci stressed the importance of propercoroner's conduct during autopsies and the accurate recording of theinquestof each autopsy by official clerks.[105]

Military and methods of warfare

[edit]
Traction trebuchet on an Early Song dynasty warship from theWujing Zongyao.Trebuchets like this were used to launch the earliest type of explosive bombs.

The Song military was chiefly organized to ensure that the army could not threaten Imperial control, often at the expense of effectiveness in war. Northern Song's Military Council operated under a Chancellor, who had no control over the imperial army. The imperial army was divided among three marshals, each independently responsible to the Emperor. Since the Emperor rarely led campaigns personally, Song forces lacked unity of command.[106]The imperial court often believed that successful generals endangered royal authority, and relieved or even executed them (notably Li Gang,[107]Yue Fei, andHan Shizhong[108]).

Armoured Song cavalry

Although the scholar-officials viewedmilitary soldiersas lower members in the hierarchic social order,[109]a person could gain status and prestige in society by becoming a high-ranking military officer with a record of victorious battles.[110]At its height, the Song military had one million soldiers[32]divided intoplatoonsof 50 troops, companies made of two platoons, battalions composed of 500 soldiers.[111][112]Crossbowmenwere separated from the regular infantry and placed in their own units as they were prized combatants, providing effective missile fire against cavalry charges.[112]The government was eager to sponsor new crossbow designs that could shoot at longer ranges, while crossbowmen were also valuable when employed as long-rangesnipers.[113]Song cavalry employed a slew of different weapons, including halberds, swords, bows, spears, and 'fire lances' that discharged a gunpowder blast of flame andshrapnel.[114]

TheLiaodi Pagoda,the tallest pre-modernChinese pagoda,built in 1055; it was intended as aBuddhist religious structure,yet served a military purpose as awatchtowerfor observation of potential dangers.[115]

Military strategy and military training were treated as sciences that could be studied and perfected; soldiers were tested in their skills of using weaponry and in their athletic ability.[116]The troops were trained to follow signal standards to advance at the waving of banners and to halt at the sound of bells and drums.[112]

The Song navy was of great importance during the consolidation of the empire in the 10th century; during the war against theSouthern Tangstate, the Song navy employed tactics such as defending large floatingpontoon bridgesacross theYangtze Riverin order to secure movements of troops and supplies.[117]There were large ships in the Song navy that could carry 1,000 soldiers aboard their decks,[118]while the swift-movingpaddle-wheel craftwere viewed as essential fighting ships in any successful naval battle.[118][119]

In a battle on January 23, 971, massive arrow fire from Song dynasty crossbowmen decimated thewar elephantcorps of theSouthern Hanarmy.[120]This defeat not only marked the eventual submission of the Southern Han to the Song dynasty, but also the last instance where a war elephant corps was employed as a regular division within a Chinese army.[120]

There was a total of 347 military treatises written during the Song period, as listed by the history text of theSong Shi(compiled in 1345).[121]However, only a handful of these military treatises have survived, which includes theWujing Zongyaowritten in 1044. It was the first known book to have listed formulas for gunpowder;[122]it gave appropriate formulas for use in several different kinds of gunpowder bombs.[123]It also provided detailed descriptions and illustrations of double-piston pumpflamethrowers,as well as instructions for the maintenance and repair of the components and equipment used in the device.[124]

Arts, literature, philosophy, and religion

[edit]
Ts'ui Po 002
Close up onDouble Happiness (Cui Bai).It was painted byCui Bai,active during the reign of Shenzong.National Palace Museum
Mao I 001
Cats in the Garden,by Mao Yi, 12th century.

The visual arts during the Song dynasty were heightened by new developments such as advances in landscape and portrait painting. The gentry elite engaged in the arts as accepted pastimes of the cultured scholar-official, includingpainting,composingpoetry,and writingcalligraphy.[125]The poet and statesman Su Shi and his associateMi Fu(1051–1107) enjoyed antiquarian affairs, often borrowing or buying art pieces to study and copy.[31]Poetry andliteratureprofited from the rising popularity and development of theci poetry form.Enormous encyclopedic volumes were compiled, such as works ofhistoriographyand dozens of treatises on technical subjects. This included theuniversal historytext of theZizhi Tongjian,compiled into 1000 volumes of 9.4 million writtenChinese characters.The genre of Chinesetravel literaturealso became popular with the writings of the geographerFan Chengda(1126–1193) and Su Shi, the latter of whom wrote the 'daytrip essay' known asRecord of Stone Bell Mountainthat usedpersuasive writingto argue for a philosophical point.[126]Although an early form of the local geographicgazetteerexisted in China since the 1st century, the matured form known as "treatise on a place", orfangzhi,replaced the old "map guide", ortransl. zho– transl. tujing,during the Song dynasty.[127]

The imperial courts of the emperor's palace were filled with his entourage of court painters, calligraphers, poets, and storytellers.Emperor Huizongwas the eighth emperor of the Song dynasty and he was a renowned artist as well as a patron of the art and the catalogue of his collection listed over 6,000 known paintings.[128]A prime example of a highly venerated court painter wasZhang Zeduan(1085–1145) who painted an enormouspanoramic painting,Along the River During the Qingming Festival.Emperor Gaozong of Song initiated a massive art project during his reign, known as theEighteen Songs of a Nomad Flutefrom the life story ofCai Wenji(b. 177). This art project was a diplomatic gesture to the Jin dynasty while he negotiated for the release of his mother from Jurchen captivity in the north.[129]

Four lines of vertically oriented Chinese characters. The two on the left are formed from a continuous line, the calligraphy equivalent of cursive. The two on the right use a more traditional multiple stroke writing style.
Chinese calligraphyof mixed styles written by Song dynasty poetMi Fu(1051–1107)
A portrait of an older, balding man in a half pale green and half sky blue robe. He is sitting on an armchair holding a thin wooden stick, possibly a folded up fan.
Portrait of the ChineseZenBuddhistWuzhun Shifan,painted in 1238 AD.

In philosophy,Chinese Buddhismhad waned in influence but it retained its hold on the arts and on the charities of monasteries. Buddhism had a profound influence upon the budding movement ofNeo-Confucianism,led byCheng Yi(1033–1107) andZhu Xi(1130–1200).[130]MahayanaBuddhism influenced Fan Zhongyan and Wang Anshi through its concept of ethicaluniversalism,[131]while Buddhistmetaphysicsdeeply affected the pre–Neo-Confucian doctrine of Cheng Yi.[130]The philosophical work of Cheng Yi in turn influenced Zhu Xi. Although his writings were not accepted by his contemporary peers, Zhu's commentary and emphasis upon the Confucian classics of theFour Booksas an introductory corpus to Confucian learning formed the basis of the Neo-Confucian doctrine. By the year 1241, under the sponsorship ofEmperor Lizong,Zhu Xi's Four Books and his commentary on them became standard requirements of study for students attempting to pass the civil service examinations.[132]The neighbouring countries ofJapanandKoreaalso adopted Zhu Xi's teaching, known as the Shushigaku ( chu tử học, School of Zhu Xi) of Japan, and in Korea the Jujahak (주자학). Buddhism's continuing influence can be seen in painted artwork such asLin Tinggui'sLuohanLaundering.However, the ideology was highly criticized and even scorned by some. The statesman and historianOuyang Xiu(1007–1072) called the religion a "curse" that could only be remedied by uprooting it fromChinese cultureand replacing it with Confucian discourse.[133]TheChan sectexperienced a literary flourishing in the Song period, which saw the publication of several major classicalkoan collectionswhich remain influential inZenphilosophy and practice to the present day. A true revival of Buddhism in Chinese society would not occur until the Mongol rule of the Yuan dynasty, with Kublai Khan's sponsorship ofTibetan BuddhismandDrogön Chögyal Phagpaas the leadinglama.The Christian sect ofNestorianism,which had entered China in the Tang era, would also be revived in China under Mongol rule.[134]

Cuisine and clothing

[edit]

Sumptuary lawsregulated the food that one consumed and the clothes that one wore according to status and social class. Clothing was made of hemp or cotton cloths, restricted to a color standard of black and white. Trousers were the acceptable attire for peasants, soldiers, artisans, and merchants, although wealthy merchants might choose to wear more ornate clothing and male blouses that came down below the waist. Acceptable apparel for scholar-officials was rigidly defined by the social ranking system. However, as time went on this rule of rank-graded apparel for officials was not as strictly enforced. Each official was able to display his awarded status by wearing different-colored traditionalsilken robesthat hung to the ground around his feet, specific types of headgear, and even specific styles of girdles that displayed his graded-rank of officialdom.[135]

Women wore long dresses, blouses that came down to the knee, skirts, and jackets with long or short sleeves, while women from wealthy families could wear purple scarves around their shoulders. The main difference in women's apparel from that of men was that it was fastened on the left, not on the right.[136]

A bowl of reddish-purple, oval-shaped fruits with raisin texture.
Driedjujubessuch as these were imported to Song China from South Asia and the Middle East.[137]

The main food staples in the diet of the lower classes remained rice, pork, and salted fish.[138]In 1011,Emperor Zhenzong of SongintroducedChampa riceto China fromVietnam'sKingdom of Champa,which sent 30,000 bushels as a tribute to Song. Champa rice was drought-resistant and able to grow fast enough to offer two harvests a year instead of one.[139]

Song restaurant and tavern menus are recorded. They list entrees for feasts, banquets, festivals, and carnivals. They reveal a diverse and lavish diet for those of the upper class. They could choose from a wide variety of meats and seafood, including shrimp, geese, duck, mussel, shellfish,fallow deer,hare, partridge, pheasant, francolin, quail, fox, badger, clam, crab, and many others.[138][140][141]Dairy products were rare in Chinese cuisine at this time. Beef was rarely consumed since the bull was a valuable draft animal, and dog meat was absent from the diet of the wealthy, although the poor could choose to eat dog meat if necessary (yet it was not part of their regular diet).[142]People also consumeddates,raisins,jujubes,pears, plums, apricots, pear juice,lychee-fruit juice, honey and ginger drinks, spices and seasonings ofSichuan pepper,ginger,soy sauce, vegetable oil, sesame oil, salt, and vinegar.[140][143]

Economy

[edit]
City views of the Song dynasty from paintings. Clockwise from upper left: A Northern Song dynasty (960–1127) era Chinese painting of a water-powered mill for grain, with surrounding river transport. The bridge scene fromZhang Zeduan's (1085–1145) paintingAlong the River During Qingming Festival.Shipsdepicted inAlong the River During Qingming Festival.Leifeng Pagodaduring the Southern Song dynasty byLi Song.

The Song dynasty had one of the most prosperous and advanced economies in the medieval world. Song Chinese invested their funds injoint stock companiesand in multiple sailing vessels at a time when monetary gain was assured from the vigorous overseas trade and domestic trade along theGrand Canaland Yangtze River.[144]Both private and government-controlled industries met the needs of a growing Chinese population in the Song; prominent merchant families and private businesses were allowed to occupy industries that were not already government-operated monopolies.[32][145]Economic historiansemphasize this toleration of market mechanisms over population growth or new farming technologies as the major cause of Song economic prosperity.[146][page needed]Artisans and merchants formedguildsthat the state had to deal with when assessing taxes, requisitioning goods, and setting standard workers' wages and prices on goods.[144][147]

Theiron industrywas pursued by both private entrepreneurs who owned their own smelters as well as government-supervised smelting facilities.[148]The Song economy was stable enough to produce over 100,000,000 kg (220,000,000 lb) of iron products per year.[149]Large-scaleDeforestation in Chinawould have continued if not for the 11th-century innovation of the use of coal instead ofcharcoalinblast furnacesfor smeltingcast iron.[149]Much of this iron was reserved for military use in crafting weapons and armouring troops, but some was used to fashion the many iron products needed to fill the demands of the growing domestic market. The iron trade within China was advanced by the construction of new canals, facilitating the flow of iron products from production centres to the large market in the capital city.[150]

Junksfrom the 13th century featuredhullswithwatertight compartments.
A painting shows a pair of cargo ships with stern-mounted rudders accompanied by a smaller craft.

The annual output of minted copper currency in 1085 reached roughly six billion coins.[10]The most notable advancement in the Song economy was the establishment of the world's first government issued paper-printed money, known asJiaozi(see alsoHuizi).[10]For the printing ofpaper money,the Song court established several government-run factories in the cities ofHuizhou,Chengdu,Hangzhou,and Anqi.[151]The size of the workforce employed in paper money factories was large; it was recorded in 1175 that the factory at Hangzhou employed more than a thousand workers a day.[151]

The economic power of Song China can be attested by the growth of the urban population of its capital city Hangzhou. The population was 200,000 at the start of the 12th century and increased to 500,000 around 1170 and doubled to over a million a century later.[152]This economic power also heavily influenced foreign economies abroad. In 1120 alone, the Song government collected 18,000,000 ounces (510,000 kg) of silver in taxes.[153]The Moroccan geographeral-Idrisiwrote in 1154 of the prowess of Chinese merchant ships in the Indian Ocean and of their annual voyages that brought iron, swords, silk, velvet, porcelain, and various textiles to places such asAden(Yemen), theIndus River,and theEuphrates.[40]Foreigners, in turn, affected the Chinese economy. For example, many West and Central Asian Muslims went to China to trade, becoming a preeminent force in the import and export industry, while some were even appointed as officers supervising economic affairs.[76][154]Sea trade with the South-west Pacific, the Hindu world, the Islamic world, and East Africa brought merchants great fortune and spurred an enormous growth in theshipbuildingindustry of Song-eraFujian.[155]However, there was risk involved in such long overseas ventures. In order to reduce the risk of losing money on maritime trade missions abroad, wrote historians Ebrey, Walthall, and Palais:

Jiaozi note
Jiaozi printing plate
Jiaoziand corresponding printing plate. The Jiaozi was a form of promissory banknote which appeared around the 11th century in the Sichuan capital of Chengdu, China. Numismatists regard it as the first paper money in history.

[Song era] investors usually divided their investment among many ships, and each ship had many investors behind it. One observer thought eagerness to invest in overseas trade was leading to an outflow of copper cash. He wrote, "People along the coast are on intimate terms with the merchants who engage in overseas trade, either because they are fellow-countrymen or personal acquaintances.... [They give the merchants] money to take with them on their ships for purchase and return conveyance of foreign goods. They invest from ten to a hundred strings of cash, and regularly make profits of several hundred percent".[88]

Science and technology

[edit]

Gunpowder warfare

[edit]
Earliest known written formula for gunpowder from theWujing Zongyao(1044)

Advancements in weapons technology enhanced by gunpowder, including the evolution of the earlyflamethrower,explosivegrenades,firearms,cannons,andland mines,enabled the Song Chinese to ward off their militant enemies until the Song's ultimate collapse in the late 13th century.[156][157][158][159][160]TheWujing Zongyaomanuscript of 1044 was the first book in history to provide formulas for gunpowder and their specified use in different types of bombs.[161]While engaged in a war with the Mongols, in 1259 the official Li Zengbo wrote in hisKezhai Zagao, Xugaohouthat the city ofQingzhouwas manufacturing one to two thousand strong iron-cased bombshells a month, dispatching toXiangyangand Yingzhou about ten to twenty thousand such bombs at a time.[162]In turn, the invading Mongols employed northern Chinese soldiers and used these same types of gunpowder weapons against the Song.[163]By the 14th century the firearm and cannon could also be found in Europe, India, and the Middle East, during the early age ofgunpowder warfare.

Measuring distance and mechanical navigation

[edit]

As early as the Han dynasty,when the state needed to accurately measure distances traveled throughout the empire, the Chinese relied on a mechanicalodometer.[164]The Chinese odometer was a wheeled carriage, its gearwork being driven by the rotation of the carriage's wheels; specific units of distance—the Chineseli—were marked by the mechanical striking of a drum or bell as an auditory signal.[165]The specifications for the 11th-century odometer were written by Chief Chamberlain Lu Daolong, who is quoted extensively in the historical text of theSong Shi(compiled by 1345).[166]In the Song period, the odometer vehicle was also combined with another old complex mechanical device known as thesouth-pointing chariot.[167]This device, originally crafted byMa Junin the 3rd century, incorporated adifferential gearthat allowed a figure mounted on the vehicle to always point in the southern direction, no matter how the vehicle's wheels turned about.[168]The concept of the differential gear that was used in this navigational vehicle is now found in modern automobiles in order to apply an equal amount oftorqueto a car's wheels even when they are rotating at different speeds.

Polymaths, inventions, and astronomy

[edit]
Su Song Star Map 2
Star map of thesouth polar projectionfor Su's celestial globe,Xin Yi Xiang Fa Yao,1092
Su Song Star Map 1
One of thestar chartsfromSu Song'sXin Yi Xiang Fa Yaopublished in 1092, featuring cylindrical projection similar toMercator projectionand the corrected position of thepole starthanks to Shen Kuo's astronomical observations.[169][170]Su Song's celestial atlas of five star maps is actually the oldest inprintedform.[171]

Polymaths such as the scientists and statesmenShen Kuo(1031–1095) andSu Song(1020–1101) embodied advancements in all fields of study, includingbotany,zoology,geology,mineralogy,metallurgy,mechanics,magnetics,meteorology,horology,astronomy,pharmaceutical medicine,archeology,mathematics,cartography,optics,art criticism,hydraulics,and many other fields.[95][172][173]

Shen Kuo was the first to discernmagnetic declinationoftrue northwhile experimenting with a compass.[174][175]Shen theorized that geographicalclimates gradually shiftedover time.[176][177]He created a theory of land formation involving concepts accepted in moderngeomorphology.[178]He performed optical experiments withcamera obscurajust decades afterIbn al-Haythamwas the first to do so.[179]He also improved the designs of astronomical instruments such as the widened astronomicalsighting tube,which allowed Shen Kuo to fix the position of thepole star(which had shifted over centuries of time).[180]Shen Kuo was also known forhydraulicclockworks, as he invented a new overflow-tankclepsydrawhich had more efficient higher-orderinterpolationinstead of linear interpolation in calibrating the measure of time.[180]

Clock Tower from Su Song's Book desmear
An interior diagram of theastronomical clocktower of Kaifeng featured in Su Song's book, written by 1092 and published in print by 1094.
11th century long serpent fire arrow rocket launcher
A depiction of the 13th century "long serpent" rocket launcher. The holes in the frame are designed to keep the rockets separate, from the 1510 edition ofWujing Zongyao.
Chain drive, Su Song's book of 1092
The oldest known illustration of an endless power-transmitting chain drive. It was used for coupling the main driving shaft of the Kaifeng clock tower to the armillary sphere gear box.

Su Song was best known for his horology treatise written in 1092, which described and illustrated in great detail hishydraulic-powered, 12 m (39 ft) tall astronomicalclock towerbuilt in Kaifeng. The clock tower featured large astronomical instruments of thearmillary sphereandcelestial globe,both driven by an early intermittently workingescapementmechanism (similarly to the westernverge escapementof truemechanical clocksappeared in medieval clockworks, derived from ancient clockworks of classical times).[181][182]Su's tower featured a rotating gear wheel with 133 clock jackmannequinswho were timed to rotate past shuttered windows whileringing gongs and bells, banging drums,and presenting announcement plaques.[183]In his printed book, Su published a celestial atlas of fivestar charts.These star charts feature a cylindrical projection similar toMercator projection,the latter being a cartographic innovation ofGerardus Mercatorin 1569.[169][170]

The Song Chinese observedsupernovae,includingSN 1054,the remnants of which would form theCrab Nebula.Moreover, theSoochow Astronomical Charton Chineseplanisphereswas prepared in 1193 for instructing the crown prince on astronomical findings. The planispheres were engraved in stone several decades later.[184][185]

Mathematics and cartography

[edit]
Facsimile of Zhu Shijie'sJade Mirror of Four Unknowns
Inverted image of a stone rubbing, comprising a map of eastern China, complete with detailed rivers. The area of the map covered by land features a near perfect grid pattern, which because it does not overlap any text, is clearly the work of the original mapmaker.
TheYu Ji Tu,or "Map of the Tracks of Yu", carved into stone in 1137, located in theStele ForestofXi'an.This 3 ft (0.91 m) squared map features agraduated scaleof 100lifor each rectangular grid. China's coastline and river systems are clearly defined and precisely pinpointed on the map.Yurefers to the Chinese deity described in thegeographical chapterof theBook of Documents,dated 5th–3rd centuries BCE.

There were many notable improvements toChinese mathematicsduring the Song era. MathematicianYang Hui's 1261 book provided the earliest Chinese illustration ofPascal's triangle,although it had earlier been described by Jia Xian in around 1100.[186]Yang Hui also provided rules for constructing combinatorial arrangements inmagic squares,provided theoretical proof forEuclid's forty-third proposition aboutparallelograms,and was the first to use negative coefficients of 'x' inquadratic equations.[187]Yang's contemporaryQin Jiushao(c. 1202–1261) was the first to introduce thezero symbolinto Chinese mathematics;[188]before this blank spaces were used instead of zeroes in the system ofcounting rods.[189]He is also known for working with theChinese remainder theorem,Heron's formula,and astronomical data used in determining thewinter solstice.Qin's major work was theMathematical Treatise in Nine Sectionspublished in 1247.

Geometrywas essential tosurveyingandcartography.Theearliest extant Chinese mapsdate to the 4th century BCE,[190]yet it was not until the time ofPei Xiu(224–271) that topographicalelevation,a formal rectangular grid system, and use of a standard graduated scale of distances was applied to terrain maps.[191][192]Following a long tradition,Shen Kuo created araised-relief map,while his other maps featured a uniform graduated scale of 1:900,000.[193][194]A 3 ft (0.91 m) squared map of 1137—carved into a stone block—followed a uniform grid scale of 100 li for each gridded square, and accurately mapped the outline of the coasts and river systems of China, extending all the way to India.[195]Furthermore, the world's oldest known terrain map in printed form comes from the edited encyclopedia of Yang Jia in 1155, which displayed western China without the formal grid system that was characteristic of more professionally made Chinese maps.[196]Althoughgazetteershad existed since 52 CE during the Han dynasty and gazetteers accompanied by illustrative maps (Chinese:tujing) since the Sui dynasty, the illustrated gazetteer became much more common during the Song dynasty, when the foremost concern was for illustrative gazetteers to serve political, administrative, and military purposes.[197]

Movable type printing

[edit]

The innovation ofmovable typeprinting was made by the artisanBi Sheng(990–1051), first described by the scientist and statesman Shen Kuo in hisDream Pool Essaysof 1088.[198][199]The collection of Bi Sheng's original clay-firedtypefacewas passed on to one of Shen Kuo's nephews, and was carefully preserved.[199][200]Movable type enhanced the already widespread use ofwoodblock methods of printingthousands of documents and volumes of written literature, consumed eagerly by an increasingly literate public. The advancement of printing deeply affected education and the scholar-official class, since more books could be made faster while mass-produced, printed books were cheaper in comparison to laborious handwritten copies.[84][88]The enhancement of widespread printing andprint culturein the Song period was thus a direct catalyst in the rise ofsocial mobilityand expansion of the educated class of scholar elites, the latter which expanded dramatically in size from the 11th to 13th centuries.[84][201]

The movable type invented by Bi Sheng was ultimately trumped by the use of woodblock printing due to the limitations ofChinese characters,yet movable type printing continued to be used and was improved in later periods. The Yuan scholar-officialWang Zhen(fl. 1290–1333) implemented a faster typesetting process, improved Bi's baked-clay movable type character set with a wooden one, and experimented with tin-metal movable type.[202]The wealthy printing patronHua Sui(1439–1513) of theMing dynastyestablished China's first metal movable type (using bronze) in 1490.[203]In 1638, thePeking Gazetteswitched their printing process from woodblock to movable type printing.[204]Yet it was during theQing dynastythat massive printing projects began to employ movable type printing. This includes the printing of sixty-six copies of a 5,020 volume long encyclopedia in 1725, theComplete Classics Collection of Ancient China,which necessitated the crafting of 250,000 movable type characters cast in bronze.[205]By the 19th century the European styleprinting pressreplaced the old Chinese methods of movable type, while traditional woodblock printing in modern East Asia is used sparsely and for aesthetic reasons.

Hydraulic and nautical engineering

[edit]

The most important nautical innovation of the Song period seems to have been the introduction of the magnetic mariner'scompass,which permitted accurate navigation on the open sea regardless of the weather.[193]The magnetized compass needle – known in Chinese as the "south-pointing needle" – was first described byShen Kuoin his 1088Dream Pool Essaysand first mentioned in active use by sailors inZhu Yu's 1119Pingzhou Table Talks.

A diagram of the pound lock system, from a bird's eye perspective and from a side perspective. The bird's eye view illustrates that water enters the enclosed area through two culverts on either side of the upper lock gate. The side view diagram illustrates how the elevation is higher before reaching the top gate than it is afterward.
A plan and side view of a canalpound lock,a concept pioneered in 984 by the Assistant Commissioner of Transport forHuainan,the engineer Qiao Weiyo.[206]

There were other considerable advancements inhydraulic engineeringand nautical technology during the Song dynasty. The 10th-century invention of thepound lockfor canal systems allowed different water levels to be raised and lowered for separated segments of a canal, which significantly aided the safety of canal traffic and allowed for larger barges.[207]There was the Song-era innovation ofwatertight bulkhead compartmentsthat allowed damage tohullswithout sinking the ships.[88][208]If ships were damaged, the Chinese of the 11th century employeddrydocksto repair them while suspended out of the water.[209]The Song used crossbeams to brace the ribs of ships in order to strengthen them in a skeletal-like structure.[210]Stern-mountedruddershad been mounted on Chinese ships since the 1st century, as evidenced by a preserved Han tomb model of a ship. In the Song period, the Chinese devised a way to mechanically raise and lower rudders in order for ships to travel in a wider range of water depths.[210]The Song arranged the protruding teeth of anchors in a circular pattern instead of in one direction.[210]David Graff and Robin Higham state that this arrangement "[made] them more reliable" for anchoring ships.[210]

Structural engineering and architecture

[edit]
A thin, thirteen story brick building with small, slightly curved eaves between each story. The bricks are a dark grey color, resembling the color of iron.
TheIron Pagodaof Kaifeng, built in 1049
A wide, octagonal pagoda. It has four tall, functional floors made of brick, and an additional five, short, purely decorative floors made of wood. Each floor is separated by an eave, and the top five-floor's eaves look as if they were simply stacked right on top of one another.
The Xiude Temple Pagoda inQuyang,Hebei

Architecture during the Song period reached new heights of sophistication. Authors such asYu Haoand Shen Kuo wrote books outlining the field of architectural layouts, craftsmanship, andstructural engineeringin the 10th and 11th centuries, respectively. Shen Kuo preserved the written dialogues of Yu Hao when describing technical issues such as slantingstrutsbuilt into pagoda towers for diagonal wind bracing.[211]Shen Kuo also preserved Yu's specified dimensions and units of measurement for various building types.[212]The architectLi Jie(1065–1110), who published theYingzao Fashi('Treatise on Architectural Methods') in 1103, greatly expanded upon the works of Yu Hao and compiled the standard building codes used by the central government agencies and by craftsmen throughout the empire.[213]He addressed the standard methods of construction, design, and applications of moats and fortifications, stonework, greater woodwork, lesser woodwork, wood-carving, turning and drilling, sawing, bamboo work, tiling, wall building, painting and decoration, brickwork, glazed tile making, and provided proportions formortarformulas inmasonry.[214][215]In his book, Li provided detailed and vivid illustrations of architectural components and cross-sections of buildings. These illustrations displayed various applications ofcorbelbrackets,cantileverarms,mortise and tenonwork of tie beams and cross beams, and diagrams showing the various building types of halls in graded sizes.[216]He also outlined the standard units of measurement and standard dimensional measurements of all building components described and illustrated in his book.[217]

A wide, octagonal pagoda. It has four tall, functional floors made of brick, and an additional five, short, purely decorative floors made of wood. Each floor is separated by an eave, and the top five-floor's eaves look as if they were simply stacked right on top of one another.
The 42-metre (138 ft) tall, brick and woodLingxiao PagodaofZhengding,Hebei, built in 1045.
Zhengding Tianning Si Lingxiao Ta
Close-up view of theLingxiao Pagoda

Grandiose building projects were supported by the government, including the erection of towering BuddhistChinese pagodasand the construction of enormous bridges (wood or stone,trestleor segmentalarch bridge). Many of the pagoda towers built during the Song period were erected at heights that exceeded ten stories. Some of the most famous are theIron Pagodabuilt in 1049 during the Northern Song and theLiuhe Pagodabuilt in 1165 during the Southern Song, though there were others. The tallest is theLiaodi Pagodabuilt in 1055 inHebei,towering 84 m (276 ft) in total height. Some of the bridges reached lengths of 1,220 m (4,000 ft), with many being wide enough to allow two lanes of cart traffic simultaneously over a waterway or ravine.[218]The government also oversaw construction of their own administrative offices, palace apartments, city fortifications, ancestral temples, and Buddhist temples.[219]

The professions of the architect, craftsman, carpenter, and structural engineer were not seen as professionally equal to that of a Confucian scholar-official. Architectural knowledge had been passed down orally for thousands of years in China, in many cases from a father craftsman to his son. Structural engineering and architecture schools were known to have existed during the Song period; one prestigious engineering school was headed by the renowned bridge-builderCai Xiang(1012–1067) in medievalFujianprovince.[220]

Goddess Temple Jinsi
Temple of the Saintly Mother,Jin Temple,Taiyuan, built in 1032
Yingzao Fashi 1 desmear
Bracketarm clusters containingcantilevers,fromLi Jie'sbuilding manualYingzao Fashi,printed in 1103.

Besides existing buildings and technical literature of building manuals,Song dynasty artworkportrayingcityscapesand other buildings aid modern-day scholars in their attempts to reconstruct and realize the nuances of Song architecture. Song dynasty artists such asLi Cheng,Fan Kuan,Guo Xi,Zhang Zeduan,Emperor Huizong of Song,and Ma Lin painted close-up depictions of buildings as well as large expanses of cityscapes featuringarched bridges,halls andpavilions,pagoda towers,and distinctChinese city walls.The scientist and statesman Shen Kuo was known for his criticism relating to architecture, saying that it was more important for an artist to capture a holistic view of a landscape than it was to focus on the angles and corners of buildings.[221]For example, Shen criticized the work of the painter Li Cheng for failing to observe the principle of "seeing the small from the viewpoint of the large" in portraying buildings.[221]

There were also pyramidal tomb structures in the Song era, such as the Song imperial tombs located in Gongxian,Henan.[222]About 100 km (62 mi) from Gongxian is another Song dynasty tomb at Baisha, which features "elaborate facsimiles in brick of Chinese timber frame construction, from door lintels to pillars and pedestals to bracket sets, that adorn interior walls."[222]The two large chambers of the Baisha tomb also feature conical-shaped roofs.[223]Flanking the avenues leading to these tombsare lines of Song dynasty stone statuesof officials, tomb guardians, animals, andlegendary creatures.

Archaeology

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A heavily tarnished bronze bowl adorned with several carvings of squares that curl in on themselves at the bottom. It has three stubby, unadorned legs and two small, square handles coming off from the top rim.
Scholars of the Song dynasty claim to have collected ancient relics dating back as far as theShang dynasty,such as thisbronzedingvessel.

In addition to the Song gentry's antiquarian pursuits of art collecting, scholar-officials during the Song became highly interested in retrieving ancient relics from archaeological sites, in order to revive the use of ancient vessels in ceremonies of state ritual.[224]Scholar-officials of the Song period claimed to have discovered ancient bronze vessels that were created as far back as theShang dynasty(1600–1046 BCE), which bore theoracle bone scriptof the Shang era.[225]Some attempted to recreate these bronze vessels by using imagination alone, not by observing tangible evidence of relics; this practice was criticized by Shen Kuo in his work of 1088.[224]Yet Shen Kuo had much more to criticize than this practice alone. Shen objected to the idea of his peers that ancient relics were products created by famous "sages" in lore or theancient aristocratic class;Shen rightfully attributed the discovered handicrafts and vessels from ancient times as the work of artisans and commoners from previous eras.[224]He also disapproved of his peers' pursuit of archaeology simply to enhance state ritual, since Shen not only took aninterdisciplinaryapproach with the study of archaeology, but he also emphasized the study of functionality and investigating what was the ancient relics' original processes of manufacture.[224]Shen used ancient texts and existing models ofarmillary spheresto create one based on ancient standards; Shen described ancient weaponry such as the use of ascaled sighting deviceon crossbows; while experimenting withancient musical measures,Shen suggested hangingan ancient bellby using a hollow handle.[224]

Despite the gentry's overriding interest in archaeology simply for reviving ancient state rituals, some of Shen's peers took a similar approach to the study of archaeology. His contemporaryOuyang Xiu(1007–1072) compiled an analytical catalogue of ancient rubbings on stone and bronze which pioneered ideas in earlyepigraphyand archaeology.[95]During the 11th century, Song scholars discovered the ancient shrine of Wu Liang (78–151 CE), a scholar of the Han dynasty; they produced rubbings of the carvings andbas-reliefsdecorating the walls of his tomb so that they could be analyzed elsewhere.[226]On the unreliability of historical works written after the fact, the epigrapher and poetZhao Mingcheng(1081–1129) stated "... the inscriptions on stone and bronze are made at the time the events took place and can be trusted without reservation, and thus discrepancies may be discovered."[227]Historian R.C. Rudolph states that Zhao's emphasis on consulting contemporary sources for accurate dating is parallel with the concern of the German historianLeopold von Ranke(1795–1886),[227]and was in fact emphasized by many Song scholars.[228]The Song scholar Hong Mai (1123–1202) heavily criticized what he called the court's "ridiculous" archaeological catalogueBogutucompiled during the Huizong reign periods of Zheng He and Xuan He (1111–1125).[229]Hong Mai obtained old vessels from the Han dynasty and compared them with the descriptions offered in the catalogue, which he found so inaccurate he stated he had to "hold my sides with laughter."[230]Hong Mai pointed out that the erroneous material was the fault of ChancellorCai Jing,who prohibited scholars from reading and consultingwritten histories.[230]

See also

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References

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Citations

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Sources

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Further reading

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  • Bol, Peter K. (1992)."This Culture of Ours": Intellectual Transitions in T'ang and Sung China.Stanford, CA: Stanford University Press.ISBN978-0-8047-1920-9.
  • Cotterell, Arthur (2007),The Imperial Capitals of China – An Inside View of the Celestial Empire,London: Pimlico,ISBN978-1-84595-009-5
  • Gascoigne, Bamber (2003),The Dynasties of China: A History,New York: Carroll & Graf,ISBN978-1-84119-791-3
  • Gernet, Jacques (1982),A history of Chinese civilization,Cambridge: Cambridge University Press,ISBN978-0-521-24130-4
  • Kruger, Rayne (2003),All Under Heaven: A Complete History of China,Chichester: John Wiley & Sons,ISBN978-0-470-86533-0
  • Kuhn, Dieter (2009).The Age of Confucian Rule: The Song Transformation of China.Cambridge, MA: Belknap Press of Harvard University Press.ISBN978-0-674-03146-3.
  • Rossabi, Morris (1983).China among Equals: The Middle Kingdom and Its Neighbors, 10th–14th Centuries.Berkeley, CA: University of California Press.ISBN978-0-520-04383-1.
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Preceded by Dynasties in Chinese history
960–1279
Succeeded by