Sprouts of capitalism
Sprouts of capitalism | |||||||
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Chinese name | |||||||
Traditional Chinese | Tư bổn chủ nghĩa manh nha | ||||||
Simplified Chinese | Tư bổn chủ nghĩa manh nha | ||||||
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Korean name | |||||||
Hangul | 자본주의맹아 | ||||||
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Japanese name | |||||||
Kanji | Tư bổn chủ nghĩa manh nha | ||||||
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Thesprouts of capitalism,seeds of capitalismorcapitalist sproutsare features of the economy of the lateMingand earlyQingdynasties (16th to 18th centuries) that mainland Chinese historians have seen as resembling developments in pre-industrial Europe, and as precursors of a hypothetical indigenous development ofindustrial capitalism.Korean nationalist historiographyhas also adopted the idea. In China the sprouts theory was denounced during theCultural Revolution,but saw renewed interest after the economy began to grow rapidly in the 1980s.
Origins of the idea
[edit]The Chinese term was first used in the first chapter, "Chinese Society", ofThe Chinese Revolution and the Chinese Communist Party,edited byMao Zedongin 1939:[1]
As China's feudal society had developed a commodity economy, and so carried within itself the seeds of capitalism, China would of herself have developed slowly into a capitalist society even without the impact of foreign capitalism.
— The Chinese Revolution and the Chinese Communist Party[2]
Similar ideas had been explored by Chinese Marxists in the 1920s and 1930s, and provided a way of reconciling Chinese history withKarl Marx's five stages ofmodes of production:primitive, slavery, feudal, capitalist and socialist.[3][4]
Shang Yueand other Chinese historians sought to justify Mao's hypothesis in the 1950s, producing a series of papers collected in two volumes entitledEssays on the debate on the sprouts of capitalism in Chinapublished in 1957 and 1960.[1][5] They identified a number of developments in the Chinese economy between the 16th and 18th centuries, including improved farming and handicraft technologies, improvement and expansion of markets, and changes in wage labor relationships. These developments were compared to earlier changes in European economies, and held to constitute a new proto-capitalist phase of Chinese economic history.[6][7] Some versions of the theory held that indigenous development of industrial capitalism was forestalled by the 17th-century Manchu invasion or 19th-century conflicts with European powers such as theOpium War,[8] while others believed that the sprouts were always weak and had withered by the 19th century.[9]
Later history of the idea
[edit]These ideas were also explored by Japanese historians of China in the 1950s, though they concluded that a decisive transformation was unlikely. In 1980 the late-Ming historian Mori Masao said this work "failed to produce satisfactory theoretical results, though it uncovered a wealth of historical facts which had hitherto been unknown".[10] Western economic historians have tended to dismiss the suggestion that these developments presaged a capitalist transformation.[5][11]
In China, Shang Yue and the "sprouts" theories were denounced in theAnti-rightist MovementandCultural Revolutionfor their emphasis on capitalism, and for contradicting Mao's emphasis on Chinese reaction to Western imperialism in the 19th century.[12][13] The fall of theGang of Fourin 1976 and theresurgence of the Chinese economyin the 1980s led to renewed Chinese interest in these ideas.[14][15] A notable contribution was the 3-volumeA History of the Development of Capitalism in China,by Wu Chengming and colleagues in 1985, with the second volume dealing with the sprouts of capitalism.[16][17] There have been few publications in the area since the early 1990s.[18] Wu Chengming himself abandoned the idea in the late 1990s.[19] Many Chinese historians now accept that the "sprouts" did not amount to a decisive new phase of economic development.[9]
Economists such as Philip Huang and Li Bozhong have attacked "sprouts" research and other approaches measuring Chinese economic history against developments in Western Europe. They challenge the underlying assumption of a single path of development reflected by the European experience, and argue that focusing on similarities with Europe distorts the study of Chinese history.[20][21][22]
Parallels identified in the sprouts literature
[edit]The sprouts researchers tended to identify the expansion of markets with capitalism.[23] In an influential study in 1957, Fu Yiling placed the origin of the sprouts in a 16th-century "commercial revolution".[24] Chinese exports to the West generated an inflow of silver from the Americas which expanded the money supply, driving the monetization of markets and taxation.[25][23] The following centuries saw increased regional specialization and the integration of rural markets.[23]
Researchers have pointed to the rise ofwage labourin late Ming and early Qing workshops in textile, paper and other industries.[26][27] However, they lacked the production accounting methods found in European factories, achieving large-scale production by using many small workshops, each with a small team of workers under a master craftsman.[28]
The organization of silk weaving in 18th-century Chinese cities was compared with theputting-out systemused in European textile industries between the 13th and 18th centuries. As the interregional silk trade grew, merchant houses began to organize manufacture to guarantee their supplies, providing silk to households for weaving aspiece work.[29] In contrast to Europe, where putting-out aimed to harness rural labour to bypass the urbanguildsystem, the Chinese system was a mechanism of spreading risk. In addition, although putting-out began much earlier in continental Europe, it was only in the English cotton industry that it led to industrialization.[30]
Korean historiography
[edit]Korean nationalist historiansadvanced a "sprouts" theory as a counter to the claim that Korean industrialization was the "offspring" of Japanese industrialization.[31] According to this theory, farmers responded to the 17th-century labour shortage caused by foreign invasions by adopting more efficient farming methods, leading to greater commercialization and proto-industrialization, which was curtailed by the Japanese interference from the late 19th century.[32] It became the orthodox theory in school textbooks in both North and South Korea.[33] However, since the 1980s South Korean historians have largely discredited the theory.[34]
Books
[edit]- Zhōngguó zīběn zhǔyì méngyá wèntí tǎolùn jíTrung quốc tư bổn chủ nghĩa manh nha vấn đề thảo luận tập[Essays on the debate on the sprouts of capitalism in China], Beijing:People's University of China,1957.
- Zhōngguó zīběn zhǔyì méngyá wèntí tǎolùn jí: xù biānTrung quốc tư bổn chủ nghĩa manh nha vấn đề thảo luận tập: Tục biên[Essays on the debate on the sprouts of capitalism in China, continued], Beijing: People's University of China, 1960.
- Xu, Dixin; Wu, Chengming (1985),Zhōngguó zīběn zhǔyì de méngyáTrung quốc tư bổn chủ nghĩa đích manh nha[Sprouts of Capitalism in China],Zhōngguó zīběn zhǔyì fāzhǎn shǐ《 trung quốc tư bổn chủ nghĩa phát triển sử 》[A History of the Development of Capitalism in China],vol. 2, Beijing: Renmin Chubanshe.
- Xu, Dixin; Wu, Chengming; Curwen, Peter (translator) (2000),Chinese capitalism, 1522–1840,Macmillan,ISBN978-0-312-21729-7
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has generic name (help),revised and abridged translation of the three volumes ofXu & Wu (1985).
See also
[edit]- Asiatic mode of production
- Economic history of China before 1912
- Great Divergence
- Proto-industrialization
References
[edit]- ^abFeuerwerker (1961),p. 327.
- ^Conners (2009),p. 117.
- ^Feuerwerker (1961),pp. 327–328.
- ^Dirlik (1982),p. 106.
- ^abBrook (2002),p. 150.
- ^Myers & Wang (2002),pp. 643–644.
- ^Faure (2006),pp. 16–17.
- ^Pomeranz (2000),p. 206.
- ^abMyers & Wang (2002),p. 644.
- ^Brook (2002),pp. 151–152.
- ^Pomeranz (2000),p. 217.
- ^Feuerwerker (1961),p. 329.
- ^Dirlik (1982),p. 111.
- ^Dirlik (1982),pp. 105–106.
- ^Brook (2002),pp. 152–153.
- ^Kwan (1998),pp. 54–55.
- ^Faure (2006),p. 102.
- ^Zhong (2003).
- ^Li (2008),p. 60, n. 22.
- ^Huang (1991),pp. 313–314.
- ^Li (1998),pp. 161–163.
- ^Ma (2004),p. 261.
- ^abcVon Glahn (1996),p. 2.
- ^Von Glahn (1996),p. 261.
- ^Myers & Wang (2002),pp. 589–590.
- ^Faure (2006),p. 17.
- ^Rowe (2002),p. 526.
- ^Faure (2006),p. 18.
- ^Li (1981),pp. 50–52.
- ^Li (1981),pp. 57–61.
- ^Eckert (1996),p. 2.
- ^Cha (2004),pp. 279–280.
- ^Cha (2004),p. 278.
- ^Cha (2004),pp. 278, 288–289.
Works cited
- Brook, Timothy(2002), "Capitalism and the writing of modern history in China", in Brook, Timothy; Blue, Gregory (eds.),China and Historical Capitalism: Genealogies of Sinological Knowledge,Studies in Modern Capitalism, Cambridge University Press, pp. 110–157,ISBN978-0-521-52591-6.
- Cha, Myung Soo (2004),"Facts and Myths about Korea's Economic Past"(PDF),Australian Economic History Review,44(3): 278–293,doi:10.1111/j.1467-8446.2004.00122.x.
- Conners, Shawn, ed. (2009),Collected Writings of Chairman Mao – Politics and Tactics,Special Edition Books,ISBN978-1-934255-25-4.
- Dirlik, Arif(1982), "Chinese Historians and the Marxist Concept of Capitalism: A Critical Examination",Modern China,8(1): 105–132,doi:10.1177/009770048200800103,JSTOR188834,S2CID143571079.
- Eckert, Carter J.(1996),Offspring of empire: the Koch'ang Kims and the colonial origins of Korean capitalism, 1876–1945,Korean studies of the Henry M. Jackson School of International Studies, University of Washington Press,ISBN978-0-295-97533-7.
- Faure, David (2006),China and capitalism: a history of business enterprise in modern China,Understanding China: New Viewpoints on History And Culture, Hong Kong University Press,ISBN978-962-209-784-1.
- Feuerwerker, Albert(1961), "China's History in Marxian Dress",The American Historical Review,66(2): 323–353,doi:10.2307/1844030,JSTOR1844030.
- Huang, Philip C. C. (1991), "The Paradigmatic Crisis in Chinese Studies: Paradoxes in Social and Economic History",Modern China,17(3): 299–341,doi:10.1177/009770049101700301,JSTOR189244,S2CID143999125.
- Kwan, Man Bun (1998), "Chinese Business History in the People's Republic of China", in Gardella, Robert; Leonard, Jane Kate; McElderry, Andrea Lee (eds.),Chinese Business History: Interpretive Trends and Priorities for the Future,M.E. Sharpe, pp. 35–64,ISBN978-0-7656-0346-3.
- Li, Bozhong (1998),Agricultural Development in Jiangnan, 1620–1850,New York: St. Martin's Press,ISBN978-0-312-17529-0.
- ——— (2008), "Retrospect and Prospect: The Rise of Economic History in China",The Chinese Historical Review,15(1): 50–64,doi:10.1179/tcr.2008.15.1.50,S2CID144240946.
- Li, Lillian M. (1981),China's silk trade: traditional industry in the modern world, 1842–1937,Harvard East Asian monographs, vol. 97, Harvard Univ Asia Center,ISBN978-0-674-11962-8.
- Ma, Debin (2004), "Growth, institutions and knowledge: a review and reflection on the historiography of 18th–20th century China",Australian Economic History Review,44(3): 259–277,doi:10.1111/j.1467-8446.2004.00121.x.
- Myers, H. Ramon; Wang, Yeh-Chien (2002), "Economic developments, 1644–1800", in Peterson, Willard (ed.),The Ch'ing Empire to 1800,The Cambridge History of China,vol. 9, Cambridge University Press, pp. 563–647,ISBN978-0-521-24334-6.
- Pomeranz, Kenneth(2000),The Great Divergence: China, Europe, and the Making of the Modern World Economy,Princeton University Press,ISBN978-0-691-09010-8.
- Rowe, William T.(2002), "Social stability and social change", in Peterson, Willard (ed.),The Ch'ing Empire to 1800,The Cambridge History of China,vol. 9, Cambridge University Press, pp. 473–562,ISBN978-0-521-24334-6.
- Von Glahn, Richard (1996),Fountain of fortune: money and monetary policy in China, 1000–1700,University of California Press,ISBN978-0-520-20408-9.
- Zhong, Weimin (2003),"Zīběnzhǔyì méngyá wèntí yánjiū de xuéshù shǐ huígù yǔ fǎnsī"Tư bổn chủ nghĩa manh nha vấn đề nghiên cứu đích học thuật sử hồi cố dữ phản tư[Review and Reflection on the Academic History of the Research on the Germination of Capitalism],Xuéshù jièHọc thuật giới[Academia] (4): 223–240.