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Ballad

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Maria Wiik,Ballad(1898)

Aballadis a form of verse, often a narrative set to music. Ballads derive from the medieval Frenchchanson balladéeorballade,which were originally "dance songs". Ballads were particularly characteristic of the popular poetry and song of Britain and Ireland from theLate Middle Agesuntil the 19th century. They were widely used across Europe, and later in Australia, North Africa, North America and South America.

While ballads have no prescribed structure and may vary in their number of lines and stanzas, many ballads employquatrainswith ABCB or ABABrhyme schemes,the key being a rhymed second and fourth line. Contrary to a popular conception, it is rare if not unheard-of for a ballad to contain exactly 13 lines. Additionally,coupletsrarely appear in ballads.

Many ballads were written and sold as single-sheetbroadsides.The form was often used by poets and composers from the 18th century onwards to produce lyrical ballads. In the later 19th century, the term took on the meaning of a slow form of popularlove songand is often used for any love song, particularly thesentimental balladof pop or rock music, although the term is also associated with the concept of a stylized storytelling song or poem, particularly when used as a title for other media such as a film.

Origins[edit]

A ballad is a form of verse, often anarrativeset tomusic.Ballads derive from the medievalFrenchchanson balladéeorballade,which were originally "dancing songs" (L:ballare,to dance), yet becoming "stylized forms of solo song" before being adopted in England.[1]As a narrative song, their theme and function may originate fromScandinavianandGermanictraditions of storytelling that can be seen in poems such asBeowulf.[2]Musically they were influenced by the Minnelieder of theMinnesangtradition.[3]The earliest example of a recognizable ballad in form inEnglandis "Judas"in a 13th-centurymanuscript.[4]

Ballad form[edit]

A sixteenth-century printed ballad, theA Gest of Robyn Hode

Ballads were originally written to accompany dances, and so were composed incoupletswith refrains in alternate lines. These refrains would have been sung by the dancers in time with the dance.[5]Most northern and west European ballads are written inballad stanzasorquatrains(four-linestanzas) of alternating lines ofiambic(an unstressed followed by a stressed syllable)tetrameter(eight syllables) and iambictrimeter(six syllables), known asballad meter.Usually, only the second and fourth line of a quatrain are rhymed (in the scheme a, b, c, b), which has been taken to suggest that, originally, ballads consisted of couplets (two lines) of rhymed verse, each of 14 syllables.[6]This can be seen in this stanza from "Lord Thomas and Fair Annet":

Thehorse| fairAnn| etrode| upon|
Heamb| ledlike| thewind|,
Withsil| verhe| wasshod| before,
Withburn| inggold| behind|.[2]

There is considerable variation on this pattern in almost every respect, including length, number of lines and rhyming scheme, making the strict definition of a ballad extremely difficult. In southern and eastern Europe, and in countries that derive their tradition from them, ballad structure differs significantly, like Spanishromanceros,which areoctosyllabicand useconsonancerather than rhyme.[7]

Ballads usually are heavily influenced by the regions in which they originate and use the common dialect of the people.Scotland's ballads in particular, both in theme and language, are strongly characterised by their distinctive tradition, even exhibiting some pre-Christian influences in the inclusion of supernatural elements such as travel to theFairyKingdom in theScotsballad "Tam Lin".[8]The ballads do not have any known author or correct version; instead, having been passed down mainly by oral tradition since the Middle Ages, there are many variations of each. The ballads remained an oral tradition until the increased interest in folk songs in the 18th century led collectors such asBishop Thomas Percy(1729–1811) to publish volumes of popular ballads.[5]

In all traditions most ballads are narrative in nature, with a self-contained story, often concise, and rely on imagery, rather than description, which can be tragic, historical, romantic or comic.[6]Themes concerning rural labourers and their sexuality are common, and there are many ballads based on the Robin Hood legend.[9]Another common feature of ballads is repetition, sometimes of fourth lines in succeeding stanzas, as arefrain,sometimes of third and fourth lines of a stanza and sometimes of entire stanzas.[2]

Composition[edit]

Scholars of ballads have been divided into "communalists", such asJohann Gottfried Herder(1744–1803) and theBrothers Grimm,who argue that ballads are originally communal compositions, and "individualists" such asCecil Sharp,who assert that there was one single original author.[4]Communalists tend to see more recent, particularly printed, broadside ballads of known authorship as a debased form of the genre, while individualists see variants as corruptions of an original text.[10]More recently scholars have pointed to the interchange of oral and written forms of the ballad.[11]

Transmission[edit]

Walter Scott'sMinstrelsy of the Scottish Border

The transmission of ballads comprises a key stage in their re-composition. In romantic terms this process is often dramatized as a narrative of degeneration away from the pure 'folk memory' or 'immemorial tradition'.[12]In the introduction toMinstrelsy of the Scottish Border(1802) the romantic poet and historical novelistWalter Scottargued a need to 'remove obvious corruptions' in order to attempt to restore a supposed original. For Scott, the process of multiple recitations 'incurs the risk of impertinent interpolations from the conceit of one rehearser, unintelligible blunders from the stupidity of another, and omissions equally to be regretted, from the want of memory of a third.' Similarly, John Robert Moore noted 'a natural tendency to oblivescence'.[13]

Classification[edit]

European Ballads have been generally classified into three major groups: traditional, broadside and literary. In America a distinction is drawn between ballads that are versions of European, particularly British and Irish songs, and 'Native American ballads', developed without reference to earlier songs. A further development was the evolution of the blues ballad, which mixed the genre with Afro-American music. For the late 20th century the music publishing industry found a market for what are often termed sentimental ballads, and these are the origin of the modern use of the term 'ballad' to mean a slow love song.

Traditional ballads[edit]

Illustration byArthur Rackhamof the Scots ballad "The Twa Corbies"

The traditional, classical or popular (meaning of the people) ballad has been seen as beginning with the wanderingminstrelsof late medieval Europe.[2]From the end of the 15th century there are printed ballads that suggest a rich tradition of popular music. A reference inWilliam Langland'sPiers Plowmanindicates that ballads aboutRobin Hoodwere being sung from at least the late 14th century and the oldest detailed material isWynkyn de Worde'scollection of Robin Hood ballads printed about 1495.[14]

Early collections of English ballads were made bySamuel Pepys(1633–1703) and in theRoxburghe Balladscollected byRobert Harley,(1661–1724), which paralleled the work in Scotland byWalter ScottandRobert Burns.[14]Inspired by his reading as a teenager ofReliques of Ancient English PoetrybyThomas Percy,Scott began collecting ballads while he attended Edinburgh University in the 1790s. He published his research from 1802 to 1803 in a three-volume work,Minstrelsy of the Scottish Border.Burns collaborated withJames Johnsonon the multi-volumeScots Musical Museum,a miscellany of folk songs and poetry with original work by Burns. Around the same time, he worked withGeorge ThompsononA Select Collection of Original Scottish Airs for the Voice.[15]

Both Northern English and Southern Scots shared in the identified tradition ofBorder ballads,particularly evinced by the cross-border narrative in versions of "The Ballad of Chevy Chase"sometimes associated with the Lancashire-born sixteenth-century minstrelRichard Sheale.[16]

Illustration byArthur RackhamtoYoung Bekie.

It has been suggested that the increasing interest in traditional popular ballads during the eighteenth century was prompted by social issues such as the enclosure movement as many of the ballads deal with themes concerning rural laborers.[17]James Davey has suggested that the common themes of sailing and naval battles may also have prompted the use (at least in England) of popular ballads as naval recruitment tools.[18]

Key work on the traditional ballad was undertaken in the late 19th century in Denmark bySvend Grundtvigand for England and Scotland by the Harvard professorFrancis James Child.[4]They attempted to record and classify all the known ballads and variants in their chosen regions. Since Child died before writing a commentary on his work it is uncertain exactly how and why he differentiated the 305 ballads printed that would be published asThe English and Scottish Popular Ballads.[19]There have been many different and contradictory attempts to classify traditional ballads by theme, but commonly identified types are the religious, supernatural, tragic, love ballads, historic, legendary and humorous.[2]The traditional form and content of the ballad were modified to form the basis for twenty-three bawdy pornographic ballads that appeared in the underground Victorian magazineThe Pearl,which ran for eighteen issues between 1879 and 1880. Unlike the traditional ballad, these obscene ballads aggressively mocked sentimental nostalgia and local lore.[20]

Broadsides[edit]

An 18th-century broadside ballad:The tragical ballad: or, the lady who fell in love with her serving-man.

Broadside ballads (also known as 'broadsheet', 'stall', 'vulgar' or 'come all ye' ballads) were a product of the development of cheap print in the 16th century. They were generally printed on one side of a medium to large sheet of poor quality paper. In the first half of the 17th century, they were printed in black-letter or gothic type and included multiple, eye-catching illustrations, a popular tune title, as well as an alluring poem.[21]By the 18th century, they were printed in white letter or roman type and often without much decoration (as well as tune title). These later sheets could include many individual songs, which would be cut apart and sold individually as "slip songs." Alternatively, they might be folded to make small cheap books or "chapbooks" which often drew on ballad stories.[22]They were produced in huge numbers, with over 400,000 being sold in England annually by the 1660s.[23]Tessa Watt estimates the number of copies sold may have been in the millions.[24]Many were sold by travellingchapmenin city streets or at fairs.[25]The subject matter varied from what has been defined as the traditional ballad, although many traditional ballads were printed as broadsides. Among the topics were love, marriage, religion, drinking-songs, legends, and early journalism, which included disasters, political events and signs, wonders and prodigies.[26]

Literary ballads[edit]

Literary or lyrical ballads grew out of an increasing interest in the ballad form among social elites and intellectuals, particularly in theRomantic movementfrom the later 18th century. Respected literary figuresRobert BurnsandWalter Scottin Scotland collected and wrote their own ballads. Similarly in EnglandWilliam WordsworthandSamuel Taylor Coleridgeproduced a collection ofLyrical Balladsin 1798 that included Coleridge'sThe Rime of the Ancient Mariner.Wordsworth, Coleridge, and Keats were attracted to the simple and natural style of these folk ballads and tried to imitate it.[5]At the same time in GermanyGoethecooperated withSchilleron a series of ballads, some of which were later set to music bySchubert.[27]Later important examples of the poetic form included Rudyard Kipling's "Barrack-Room Ballads"(1892-6) andOscar Wilde'sThe Ballad of Reading Gaol(1897).[28]

Ballad operas[edit]

Painting based onThe Beggar's Opera,Act III Scene 2,William Hogarth,c. 1728

In the 18th century ballad operas developed as a form ofEnglishstage entertainment,partly in opposition to the Italian domination of the London operatic scene.[29]It consisted of racy and oftensatiricalspoken (English) dialogue, interspersed with songs that are deliberately kept very short to minimize disruptions to the flow of the story. Rather than the more aristocratic themes and music of the Italian opera, the ballad operas were set to the music of popular folk songs and dealt with lower-class characters.[30]Subject matter involved the lower, often criminal, orders, and typically showed a suspension (or inversion) of the high moral values of the Italian opera of the period.

The first, most important and successful wasThe Beggar's Operaof 1728, with a libretto byJohn Gayand music arranged byJohn Christopher Pepusch,both of whom probably influenced byParisianvaudeville and the burlesques and musical plays ofThomas d'Urfey(1653–1723), a number of whose collected ballads they used in their work.[31]Gay produced further works in this style, including a sequel under the titlePolly.Henry Fielding,Colley Cibber,Arne, Dibdin, Arnold, Shield, Jackson of Exeter, Hook and many others produced ballad operas that enjoyed great popularity.[32]Ballad opera was attempted in America and Prussia. Later it moved into a more pastoral form, likeIsaac Bickerstaffe'sLove in a Village(1763) andShield'sRosina(1781), using more original music that imitated, rather than reproduced, existing ballads. Although the form declined in popularity towards the end of the 18th century its influence can be seen in light operas like that ofGilbert and Sullivan'searly works likeThe Sorcereras well as in the modern musical.[33]

In the 20th century, one of the most influential plays,Kurt WeillandBertolt Brecht's(1928)The Threepenny Operawas a reworking ofThe Beggar's Opera,setting a similar story with the same characters, and containing much of the same satirical bite, but only using one tune from the original.[34]The term ballad opera has also been used to describe musicals using folk music, such asThe Martins and the Coysin 1944, andPeter Bellamy'sThe Transportsin 1977.[35]The satiric elements of ballad opera can be seen in some modern musicals such asChicagoandCabaret.[36]

Beyond Europe[edit]

American ballads[edit]

Statue ofJohn Henryoutside the town of Talcott inSummers County, West Virginia

Some 300 ballads sung in North America have been identified as having origins in Scottish traditional or broadside ballads.[37]Examples include 'The Streets of Laredo', which was found in Britain and Ireland as 'The Unfortunate Rake'; however, a further 400 have been identified as originating in America, including among the best known, 'The Ballad of Davy Crockett' and 'Jesse James'.[37]They became an increasing area of interest for scholars in the 19th century and most were recorded or catalogued byGeorge Malcolm Laws,although some have since been found to have British origins and additional songs have since been collected.[37]They are usually considered closest in form to British broadside ballads and in terms of style are largely indistinguishable, however, they demonstrate a particular concern with occupations, journalistic style and often lack the ribaldry of British broadside ballads.[11]

Blues ballads[edit]

The blues ballad has been seen as a fusion of Anglo-American and Afro-American styles of music from the 19th century. Blues ballads tend to deal with active protagonists, often anti-heroes, resisting adversity and authority, but frequently lacking a strong narrative and emphasising character instead.[37]They were often accompanied by banjo and guitar which followedthe bluesmusical format.[11]The most famous blues ballads include those aboutJohn HenryandCasey Jones.[37]

Bush ballads[edit]

Cover toBanjo Paterson's seminal 1905 collection of bush ballads, entitledThe Old Bush Songs

The ballad was taken to Australia by early settlers from Britain and Ireland and gained particular foothold in the ruraloutback.The rhyming songs,poemsand tales written in the form of ballads often relate to the itinerant and rebellious spirit of Australia inThe Bush,and the authors and performers are often referred to as bush bards.[38]The 19th century was the golden age of bush ballads. Several collectors have catalogued the songs includingJohn Meredithwhose recording in the 1950s became the basis of the collection in theNational Library of Australia.[38]The songs tell personal stories of life in the wide open country of Australia. Typical subjects include mining, raising and droving cattle,sheep shearing,wanderings, war stories, the1891 Australian shearers' strike,class conflicts between the landless working class and thesquatters(landowners), andoutlawssuch asNed Kelly,as well as love interests and more modern fare such astrucking.[39]The most famous bush ballad is "Waltzing Matilda",which has been called" the unofficial national anthem of Australia ".[40]

Sentimental ballads[edit]

Sentimental ballads, sometimes called "tear-jerkers" or "drawing-room ballads" owing to their popularity with the middle classes, had their origins in the early "Tin Pan Alley"music industry of the later 19th century. They were generally sentimental, narrative, strophic songs published separately or as part of anopera(descendants perhaps ofbroadside ballads,but withprinted music,and usually newly composed). Such songs include "Little Rosewood Casket" (1870), "After the Ball"(1892) and"Danny Boy".[37]The association with sentimentality led to the term "ballad" being used for slowlove songsfrom the 1950s onwards. Modern variations include "jazz ballads","pop ballads","rock ballads","R&B ballads"and"power ballads".[41]

See also[edit]

Citations[edit]

  1. ^Apel, Willi (December 20, 1944)."Harvard Dictionary Of Music"– via Internet Archive.
  2. ^abcdeJ. E. Housman,British Popular Ballads(1952, London: Ayer Publishing, 1969), p. 15.
  3. ^A. Jacobs,A Short History of Western Music(Penguin 1972, 1976), p. 20.
  4. ^abcA. N. Bold,The Ballad(Routledge, 1979), p. 5.
  5. ^abc"Popular Ballads",The Broadview Anthology of British Literature: The Restoration and the Eighteenth Century,p. 610.
  6. ^abD. Head and I. Ousby,The Cambridge Guide to Literature in English(Cambridge University Press, 2006), p. 66.
  7. ^T. A. Green,Folklore: An Encyclopedia of Beliefs, Customs, Tales, Music, and Art(ABC-CLIO,1997), p. 81.
  8. ^"Popular Ballads"The Broadview Anthology of British Literature: The Restoration and the Eighteenth Century,pp. 610-17.
  9. ^"Songs of Protest, Songs of Love: Popular Ballads in Eighteenth-Century Britain | Reviews in History".history.ac.uk.Retrieved2017-12-12.
  10. ^M. Hawkins-Dady,Reader's Guide to Literature in English(Taylor & Francis, 1996), p. 54.
  11. ^abcT. A. Green,Folklore: An Encyclopedia of Beliefs, Customs, Tales, Music, and Art(ABC-CLIO, 1997), p. 353.
  12. ^Ruth Finnegan,Oral Poetry: Its Nature, Significance and Social Context(Cambridge University Press, 1977), p. 140.
  13. ^"The Influence of transmission on the English Ballads",Modern Language Review11 (1916), p. 387.
  14. ^abB. Sweers,Electric Folk: The Changing Face of English Traditional Music(Oxford: Oxford University Press, 2005), p. 45.
  15. ^Gregory, E. David (April 13, 2006).Victorian Songhunters: The Recovery and Editing of English Vernacular Ballads and Folk Lyrics, 1820-1883.Scarecrow Press. pp.42–43.ISBN978-1-4616-7417-7.RetrievedAugust 30,2017.
  16. ^D. Gregory, ' "The Songs of the People for Me": The Victorian Rediscovery of Lancashire Vernacular Song',Canadian Folk Music/Musique folklorique canadienne,40 (2006), pp. 12-21.
  17. ^Robin Ganev,Songs of Protest, Songs of Love: Popular Ballads in 18th Century Britain
  18. ^"Talk examines ballads and naval recruitment in the 18th century - 2011 News - Articles - News - University of Greenwich Business and Enterprise".Archived fromthe originalon 2012-10-24.Retrieved2012-08-07.
  19. ^T. A. Green,Folklore: An Encyclopedia of Beliefs, Customs, Tales, Music, and Art(ABC-CLIO, 1997), p. 352.
  20. ^Thomas J. Joudrey, "Against Communal Nostalgia: Reconstructing Sociality in the Pornographic Ballad,"Victorian Poetry54.4 (2017).
  21. ^E. Nebeker,"The Heyday of the Broadside Ballad",English Broadside Ballad Archive, University of California-Santa Barbara,retrieved 15 August 2011.
  22. ^G. Newman and L. E. Brown,Britain in the Hanoverian Age, 1714–1837: An Encyclopedia(Taylor & Francis, 1997), pp. 39-40.
  23. ^B. Capp, 'Popular literature', in B. Reay, ed.,Popular Culture in Seventeenth-Century England(Routledge, 1985), p. 199.
  24. ^T. Watt,Cheap Print and Popular Piety, 1550-1640(Cambridge University Press, 1991), p. 11.
  25. ^M. Spufford,Small Books and Pleasant Histories: Popular Fiction and Its Readership in Seventeenth-Century England(Cambridge University Press, 1985), pp. 111-28.
  26. ^B. Capp, 'Popular literature', in B. Reay, ed.,Popular Culture in Seventeenth-Century England(Routledge, 1985), p. 204.
  27. ^J. R. Williams,The Life of Goethe(Blackwell Publishing, 2001), pp. 106-8.
  28. ^S. Ledger, S. McCracken,Cultural Politics at the Fin de Siècle(Cambridge University Press, 1995), p. 152.
  29. ^M. Lubbock,The Complete Book of Light Opera(New York: Appleton-Century-Crofts, 1962) pp. 467-68.
  30. ^"Ballad opera",Encyclopædia Britannica,retrieved 7 April 2015.
  31. ^F. Kidson,The Beggar's Opera: Its Predecessors and Successors(Cambridge University Press, 1969), p. 71.
  32. ^M. Lubbock,The Complete Book of Light Opera(New York: Appleton-Century-Crofts, 1962), pp. 467-68.
  33. ^G. Wren,A Most Ingenious Paradox: The Art of Gilbert and Sullivan(Oxford University Press, 2006), p. 41.
  34. ^K. Lawrence,Decolonizing Tradition: New Views of Twentieth-century "British" Literary Canons(University of Illinois Press, 1992), p. 30.
  35. ^A. J. Aby andP. Gruchow,The North Star State: A Minnesota History Reader,(Minnesota Historical Society Press, 2002), p. 461.
  36. ^L. Lehrman,Marc Blitzstein: A Bio-bibliography(Greenwood, 2005), p. 568.
  37. ^abcdefN. Cohen,Folk Music: a Regional Exploration(Greenwood, 2005), pp. 14-29.
  38. ^abKerry O'BrienDecember 10, 2003 7:30 Report,abc.net.auArchived2010-01-10 at theWayback Machine
  39. ^G. Smith,Singing Australian: A History of Folk and Country Music(Pluto Press Australia, 2005), p. 2.
  40. ^"Who'll come a waltzing Matilda with me?".National Library of Australia.Archived fromthe originalon 2 June 2003.Retrieved15 November2023.
  41. ^N. Cohen,Folk Music: a Regional Exploration(Greenwood, 2005), p. 297.

References and further reading[edit]

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