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A mosaic representing both the judicial and legislative aspects of law. The woman on the throne holds a sword to chastise the guilty and apalm branchto reward the meritorious.Glorysurrounds her head and theaegisofMinervasignifies the armor of righteousness and wisdom.[1]

Therule of lawis a politicalidealthat all citizens and institutions within a country, state, or community are accountable to the samelaws,including lawmakers and leaders.[2][3]It is sometimes stated simply as "no one is above the law".[4]The termrule of lawis closely related toconstitutionalismas well asRechtsstaat.It refers to a political situation, not to any specific legal rule.[5][6][7]The rule of law is defined in theEncyclopædia Britannicaas "the mechanism, process, institution, practice, or norm that supports the equality of all citizens before the law, secures a nonarbitrary form of government, and more generally prevents the arbitrary use of power."[8]

Use of the phrase can be traced to 16th-century Britain. In the following century, Scottish theologianSamuel Rutherfordemployed it in arguing against thedivine right of kings.[9]John Lockewrote that freedom in society means being subject only to laws written by a legislature that apply to everyone, with a person being otherwise free from both governmental and private restrictions on his liberty. "The rule of law" was further popularized in the 19th century by British juristA. V. Dicey.However, the principle, if not the phrase itself, was recognized by ancient thinkers.Aristotlewrote: "It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws."[10]

The rule of law implies that every person is subject to the law, including persons who are lawmakers, law enforcement officials, and judges.[11]Distinct is therule of man,where one person or group of persons rule arbitrarily.[12]

History[edit]

Early history (to 15th century)[edit]

The earliest conception of rule of law can be traced back to the Indian epicsRamayanaandMahabharata- the earliest versions of which date around to 8th or 9th centuries BC[13][14][15]although they were written down as texts much later owing to theshruti-smrititradition. TheMahabharatadeals with the concepts ofDharma(used to mean law and duty interchangeably),Rajdharma(duty of the king) and Dharmaraja (asYudhishthir,the eldest of the fivePandavabrothers was known) and states in one of its slokas that, "A King who after having sworn that he shall protect his subjects fails to protect them should be executed like a mad dog." and also that, "The people should execute a king who does not protect them, but deprives them of their property and assets and who takes no advice or guidance from any one. Such a king is not a king but misfortune."[16][17]

Other sources for the philosophy of rule of law can be traced to theUpanishadswhich state that, "The law is the king of the kings. No one is higher than the law. Not even the king." Other commentaries includeKautilya'sArthashastra(4th-century BC),Manusmriti(dated to the 1st to 3rd century CE),Yajnavalkya-Smriti(dated between the 3rd and 5th century CE),Brihaspati Smriti(dated between 15 CE and 16 CE).[18][19]

Several scholars have also traced the concept of the rule of law back to 4th-century BCAthens,seeing it either as the dominant value of theAthenian democracy,[20]or as one held in conjunction with the concept ofpopular sovereignty.[21]However, these arguments have been challenged and the present consensus is that upholding an abstract concept of the rule of law was not "the predominant consideration" of the Athenian legal system.[22]

Alfred the Great,Anglo-Saxon king in the 9th century, reformed the law of his kingdom and assembled a law code (theDoom Book) which he grounded on biblical commandments. He held that the same law had to be applied to all persons, whether rich or poor, friends or enemies. This was likely inspired byLeviticus19:15: "You shall do no iniquity in judgment. You shall not favor the wretched and you shall not defer to the rich. In righteousness you are to judge your fellow."[23][better source needed]

In 1215, ArchbishopStephen Langtongathered the Barons in England and forcedKing Johnand future sovereigns and magistrates back under the rule of law, preserving ancient liberties byMagna Cartain return for exacting taxes.[24][25]The influence of Magna Carta ebbs and wanes across centuries. The weakening of royal power it demonstrated was based more upon the instability presented by contested claims than thoughtful adherence to constitutional principles. Until 1534, the Church excommunicated people for violations, but after a time Magna Carta was simply replaced by other statutes considered binding upon the king to act according to "process of the law". Magna Carta's influence is considered greatly diminished by the reign ofHenry VI,after theWars of the Roses.[26]The ideas contained in Magna Carta are widely considered to have influenced theUnited States Constitution.

In 1481, during the reign ofFerdinand II of Aragon,theConstitució de l'Observançawas approved by theGeneral Court of Catalonia,establishing the submission of royal power (included its officers) to the laws of thePrincipality of Catalonia.[27]

The first known use of this English phrase occurred around 1500.[28]Another early example of the phrase "rule of law" is found in a petition toJames I of Englandin 1610, from theHouse of Commons:

Amongst many other points of happiness and freedom which your majesty's subjects of this kingdom have enjoyed under your royal progenitors, kings and queens of this realm, there is none which they have accounted more dear and precious than this, to be guided and governed by the certainrule of the lawwhich giveth both to the head and members that which of right belongeth to them, and not by any uncertain or arbitrary form of government...[29]

Modern period (1500 CE – present)[edit]

In 1607, English Chief JusticeSir Edward Cokesaid in theCase of Prohibitions(according to his own report) "that the law was the golden met-wand and measure to try the causes of the subjects; and which protected His Majesty in safety and peace: with which the King was greatly offended, and said, that then he should be under the law, which was treason to affirm, as he said; to which I said, that Bracton saith,quod Rex non debet esse sub homine, sed sub Deo et lege(That the King ought not to be under any man but under God and the law.). "

Among the first modern authors to use the term and give the principle theoretical foundations wasSamuel RutherfordinLex, Rex(1644).[9]The title, Latin for "the law is king", subverts the traditional formulationrex lex( "the king is law" ).[30]James Harringtonwrote inOceana(1656), drawing principally on Aristotle'sPolitics,that among forms of government an "Empire of Laws, and not of Men" was preferable to an "Empire of Men, and not of Laws".[31]

John Lockealso discussed this issue in hisSecond Treatise of Government(1690):

The natural liberty of man is to be free from any superior power on earth, and not to be under the will or legislative authority of man, but to have only the law of nature for his rule. The liberty of man, in society, is to be under no other legislative power, but that established, by consent, in the commonwealth; nor under the dominion of any will, or restraint of any law, but what that legislative shall enact, according to the trust put in it. Freedom then is not what Sir Robert Filmer tells us, Observations, A. 55. a liberty for every one to do what he lists, to live as he pleases, and not to be tied by any laws: but freedom of men under government is, to have a standing rule to live by, common to every one of that society, and made by the legislative power erected in it; a liberty to follow my own will in all things, where the rule prescribes not; and not to be subject to the inconstant, uncertain, unknown, arbitrary will of another man: as freedom of nature is, to be under no other restraint but the law of nature.[32]

The principle was also discussed byMontesquieuinThe Spirit of Law(1748).[33]The phrase "rule of law" appears inSamuel Johnson'sDictionary(1755).[34]

In 1776, the notion that no one is above the law was popular during the founding of the United States. For example,Thomas Painewrote in his pamphletCommon Sensethat "in America,the law is king.For as in absolute governments the King is law, so in free countries the lawoughtto be king; and there ought to be no other. "[35]In 1780,John Adamsenshrined this principle in Article VI of the Declaration of Rights in theConstitution of the Commonwealth of Massachusetts:

No man, nor corporation, or association of men, have any other title to obtain advantages, or particular and exclusive privileges, distinct from those of the community, than what arises from the consideration of services rendered to the public; and this title being in nature neither hereditary, nor transmissible to children, or descendants, or relations by blood, the idea of a man born a magistrate, lawgiver, or judge, is absurd and unnatural.[36]

The influence of Britain, France and the United States contributed to spreading the principle of the rule of law to other countries around the world.[37][38]

Philosophical influences[edit]

Although credit for popularizing the expression "the rule of law" in modern times is usually given toA. V. Dicey,[39][40]development of the legal concept can be traced through history to many ancient civilizations, includingancient Greece,Mesopotamia,India,andRome.[41]

The idea of Rule of Law is often regarded as a modern iteration of the ideas of ancient Greek philosophers who argued that the best form of government was rule by the best men.[42]Platoadvocated abenevolent monarchyruled by an idealizedphilosopher king,who was above the law.[42]Plato nevertheless hoped that the best men would be good at respecting established laws, explaining that "Where the law is subject to some other authority and has none of its own, the collapse of the state, in my view, is not far off; but if law is the master of the government and the government is its slave, then the situation is full of promise and men enjoy all the blessings that the gods shower on a state."[43]More than Plato attempted to do,Aristotleflatly opposed letting the highest officials wield power beyond guarding and serving the laws.[42]In other words, Aristotle advocated the rule of law:

It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws.[10]

The Roman statesmanCicerois often cited as saying, roughly: "We are all servants of the laws in order to be free."[44]During the Roman Republic, controversial magistrates might be put on trial when their terms of office expired. Under the Roman Empire, the sovereign was personally immune (legibus solutus), but those with grievances could sue the treasury.[39]

In China, members of the school oflegalismduring the 3rd century BC argued for using law as a tool of governance, but they promoted "rulebylaw "as opposed to" ruleoflaw, "meaning that they placed the aristocrats and emperor above the law.[45]In contrast, theHuang–Laoschool ofDaoismrejectedlegal positivismin favor of anatural lawthat even the ruler would be subject to.[46]

Meaning and categorization of interpretations[edit]

TheOxford English Dictionaryhas definedrule of lawthis way:[47]

The authority and influence of law in society, esp. when viewed as a constraint on individual and institutional behaviour; (hence) the principle whereby all members of a society (including those in government) are considered equally subject to publicly disclosed legal codes and processes.

Rule of law implies that every citizen is subject to the law. It stands in contrast to the idea that the ruler is above the law, for example bydivine right.

Despite wide use by politicians, judges and academics, the rule of law has been described as "an exceedingly elusive notion".[48]Among modernlegal theorists,one finds that at least two principal conceptions of the rule of law can be identified: aformalistor "thin" definition, and a substantive or "thick"definition; one occasionally encounters a third" functional "conception.[49]Formalist definitions of the rule of law do not make a judgment about the "justness" of law itself, but define specific procedural attributes that a legal framework must have in order to be in compliance with the rule of law. Substantive conceptions of the rule of law go beyond this and include certain substantive rights that are said to be based on, or derived from, the rule of law.[50]

Most legal theorists believe that the rule of law has purely formal characteristics. For instance, such theorists claim that law requires generality (general rules that apply to classes of persons and behaviors as opposed to individuals), publicity (no secret laws), prospective application (little or no retroactive laws), consistency (no contradictory laws),[51]equality (applied equally throughout all society), and certainty (certainty of application for a given situation), but formalists contend that there are no requirements with regard to the content of the law. Others, including a few legal theorists, believe that the rule of law necessarily entails protection of individual rights. Within legal theory, these two approaches to the rule of law are seen as the two basic alternatives, respectively labelled the formal and substantive approaches. Still, there are other views as well. Some believe that democracy is part of the rule of law.[52]

The "formal" interpretation is more widespread than the "substantive" interpretation. Formalists hold that the law must be prospective, well-known, and have characteristics of generality, equality, and certainty. Other than that, the formal view contains no requirements as to the content of the law.[49]This formal approach allows laws that protect democracy and individual rights, but recognizes the existence of "rule of law" in countries that do not necessarily have such laws protecting democracy or individual rights. The best known arguments for the formal interpretation have been made by A.V Dicey, F.A.Hayek, Joseph Raz, and Joseph Unger.

The substantive interpretation preferred by Dworkin, Laws, and Allan, holds that the rule of law intrinsically protects some or all individual rights.

The functional interpretation of the term rule of law, consistent with the traditional English meaning, contrasts the rule of law with therule of man.[52]According to the functional view, a society in which government officers have a great deal of discretion has a low degree of "rule of law", whereas a society in which government officers have little discretion has a high degree of "rule of law".[52]Upholding the rule of law can sometimes require the punishment of those who commit offenses that arejustifiableundernatural lawbut not statutory law.[53]The rule of law is thus somewhat at odds with flexibility, even when flexibility may be preferable.[52]

The ancient concept of ruleoflaw can be distinguished from rulebylaw, according to political science professor Li Shuguang: "The difference... is that, under the rule of law, the law is preeminent and can serve as a check against the abuse of power. Under rule by law, the law is a mere tool for a government, that suppresses in a legalistic fashion."[54]

Status in various jurisdictions[edit]

Countries by adherence to the Rule of Law according to the 2017–18World Justice Projectreport

The rule of law has been considered one of the key dimensions that determine the quality andgood governanceof a country.[55]Research, like theWorldwide Governance Indicators,defines the rule of law as "the extent to which agents have confidence and abide by the rules of society, and in particular the quality of contract enforcement, the police and the courts, as well as the likelihood of crime or violence."[55]Based on this definition the Worldwide Governance Indicators project has developed aggregate measurements for the rule of law in more than 200 countries, as seen in the map at right.[56]Other evaluations such as theWorld Justice ProjectRule of Law Index[57]show that adherence to rule of law fell in 61% of countries in 2022. Globally, this means that 4.4 billion people live in countries where rule of law declined in 2021.[58]

Europe[edit]

The preamble of the rule of lawEuropean Convention for the Protection of Human Rights and Fundamental Freedomssays "the governments of European countries which are like-minded and have a common heritage of political traditions, ideals, freedom and the rule of law".

In France and Germany the concepts of rule of law (Etat de droitandRechtsstaatrespectively) are analogous to the principles of constitutional supremacy and protection of fundamental rights from public authorities (seepublic law), particularly thelegislature.[59][60]France was one of the early pioneers of the ideas of the rule of law.[61]The German interpretation is more "rigid" but similar to that of France and the United Kingdom.[62][63]

Finland'sconstitutionexplicitly requires rule of law by stipulating that "the exercise of public powers shall be based on an Act. In all public activity, the law shall be strictly observed."

United Kingdom[edit]

In the United Kingdom the rule of law is a long-standing principle of the way the country is governed, dating from England'sMagna Cartain 1215 and theBill of Rights 1689.[30][64][65]In the 19th century classic workIntroduction to the Study of the Law of the Constitution(1885),A. V. Dicey,a constitutional scholar and lawyer, wrote of the twin pillars of theBritish constitution:the rule of law andparliamentary sovereignty.[66]

Americas[edit]

United States[edit]

Since July 1, 2024 and the Supreme Court decisionTrump v. United States,the existence of rule of law in the United States is disputed. In a 6-3 decision where all members appointed by republicans (including 3 appointed by a party to the case) supported and all appointed by democrats dissented, former presidents were held to hold absolute immunity for crimes committed using the powers of their office. In her dissent, Justice Sotomayor stated "Today’s decision to grant former Presidents criminal immunity reshapes the institution of the Presidency. It makes a mockery of the principle, foundational to our Constitution and system of Government, that no man is above the law. Relying on little more than its own misguided wisdom about the need for" bold and unhesitating action” by the President, ante, at 3, 13, the Court gives former President Trump all the immunity he asked for and more. ".[67]Per the Sotomayor dissent, theU.S. Constitutionmakes no use of the word 'immunity' as applied to presidents or former presidents. Legal scholars have warned of the negative impact of this decision on the status of rule of law in the United States.[68]

All government officers of the United States, including thePresident,theJustices of the Supreme Court,state judges and legislators, and allmembers of Congress,pledge first and foremost to uphold theConstitution.These oaths affirm that the rule of law is superior to the rule of any human leader.[69]At the same time, thefederal governmenthas considerable discretion: the legislative branch is free to decide what statutes it will write, as long as it stays within itsenumerated powersand respects the constitutionally protectedrights of individuals.Likewise, the judicial branch has a degree ofjudicial discretion,[70]and the executive branch also has various discretionary powers includingprosecutorial discretion.Per opinions released by theOffice of Legal Counselwithin theDepartment of Justicein 1973 and 2000, asitting president cannot be indicted or prosecuted,[71][72]but it is constitutional to indict and try a former president for the same offenses for which the President wasimpeached by the House of Representativesandacquitted by the Senateunder theImpeachment Disqualification Clause of Article I, Section III.[73][74][75]The question of whether a president may only be criminally charged if they have first survived an impeachment is presently before the District of Columbia Circuit Court of Appeals for decision in the case of United States of America versus Donald J. Trump (docket no. 23–3228).

Scholars continue to debate whether the U.S. Constitution adopted a particular interpretation of the "rule of law", and if so, which one. For example, John Harrison asserts that the word "law" in the Constitution is simply defined as that which is legally binding, rather than being "defined by formal or substantive criteria", and therefore judges do not have discretion to decide that laws fail to satisfy such unwritten and vague criteria.[76]Law ProfessorFrederick Mark Gedicksdisagrees, writing thatCicero,Augustine,Thomas Aquinas,and the framers of the U.S. Constitution believed that an unjust law was not really a law at all.[77]

Some modern scholars contend that the rule of law has been corroded during the past century by the instrumental view of law promoted bylegal realistssuch asOliver Wendell HolmesandRoscoe Pound.For example, Brian Tamanaha asserts: "The rule of law is a centuries-old ideal, but the notion that law is a means to an end became entrenched only in the course of the nineteenth and twentieth centuries."[78]

Others argue that the rule of law has survived but was transformed to allow for the exercise of discretion by administrators. For much of American history, the dominant notion of the rule of law, in this setting, has been some version of A. V. Dicey's: "no man is punishable or can be lawfully made to suffer in body or goods except for a distinct breach of law established in the ordinary legal manner before the ordinary Courts of the land." That is, individuals should be able to challenge an administrative order by bringing suit in a court of general jurisdiction. As the dockets of worker compensation commissions, public utility commissions and other agencies burgeoned, it soon became apparent that letting judges decide for themselves all the facts in a dispute (such as the extent of an injury in a worker's compensation case) would overwhelm the courts and destroy the advantages of specialization that led to the creation of administrative agencies in the first place. Even Charles Evans Hughes, a Chief Justice of the United States, believed "you must have administration, and you must have administration by administrative officers." By 1941, a compromise had emerged. If administrators adopted procedures that more or less tracked "the ordinary legal manner" of the courts, further review of the facts by "the ordinary Courts of the land" was unnecessary. That is, if you had your "day in commission", the rule of law did not require a further "day in court". Thus Dicey's rule of law was recast into a purely procedural form.[79]

James Wilsonsaid during thePhiladelphia Conventionin 1787 that, "Laws may be unjust, may be unwise, may be dangerous, may be destructive; and yet not be so unconstitutional as to justify the Judges in refusing to give them effect."George Masonagreed that judges "could declare an unconstitutional law void. But with regard to every law, however unjust, oppressive or pernicious, which did not come plainly under this description, they would be under the necessity as judges to give it a free course."[80]Chief JusticeJohn Marshall(joined by JusticeJoseph Story) took a similar position in 1827: "When its existence as law is denied, that existence cannot be proved by showing what are the qualities of a law."[81]

United States and definition and goal of rule of law[edit]

Various and countless way to define rule of law are known in the United States and might depend on one organization's goal including in territories with security risk:[82]

First the Rule of Law should protect against anarchy and the Hobbesian war of all against all. Second, the Rule of Law should allow people to plan their affairs with reasonable confidence that they can know in advance the legal consequences of various actions. Third, the Rule of Law should guarantee against at least some types of official arbitrariness.

— Richard H. Fallon Jr.,The Rule of Law as a Concept in International Discourse, 97 COLUM. L. REV. 1, 7-8 (1997)[82]

the purpose of law is served by five "elements" of the rule of law:

(1) The first element is the capacity of legal rules, standards, or principles to guide people in the conduct of their affairs. People must be able to understand the law and comply with it.
(2) The second element of the Rule of Law is efficacy. The law should actually guide people, at least for the most part. In Joseph Raz's phrase, "people should be ruled by the law and obey it."
(3) The third element is stability. The law should be reasonably stable, in order to facilitate planning and coordinated action over time.
(4) The fourth element of the Rule of Law is the supremacy of legal authority. The law should rule officials, including judges, as well as ordinary citizens.

(5) The final element involves instrumentalities of impartial justice. Courts should be available to enforce the law and should employ fair procedures.

— Fallon

concept in terms of five (different) "goals" of the rule of law:

  • making the state abide by the law
  • ensuring equality before the law
  • supplying law and order
  • providing efficient and impartial justice, and
  • upholding human rights
    — Rachel Kleinfeld[82]

US Army doctrine and US Government inter-agency agreement[edit]

US Army doctrine and U.S. Government (USG) inter-agency agreement might see rule of law as a principle of governance[82]

Rule of law is a principle of governance in which all persons, institutions and entities, public and private, including the state itself, are accountable to laws that are publicly promulgated, equally enforced, and independently adjudicated, and which are consistent with international human rights principles.

That principle can be broken down into seven effects:

  • The state monopolizes the use of force in the resolution of disputes
  • Individuals are secure in their persons and property
  • The state is itself bound by law and does not act arbitrarily
  • The law can be readily determined and is stable enough to allow individuals to plan their affairs
  • Individuals have meaningful access to an effective and impartial legal system
  • The state protects basic human rights and fundamental freedoms.
  • Individuals rely on the existence of justice institutions and the content of law in the conduct of their daily lives

The complete realization of these effects represents an ideal.

Canada[edit]

In Canada, the Rule of Law is associated withA.V. Dicey:(1) that government must follow the law that it makes; (2) that no one is exempt from the operation of the law – that it applies equally to all; and (3) that general rights emerge from particular cases decided by the courts.[83]It is mentioned in the preamble to theConstitution Act, 1982.The Constitution of Canadais "similar in principle" to theBritish constitution,and includes unwritten constitutional principles of democracy, judicial independence, federalism, constitutionalism and the rule of law, and the protection of minorities.[84]

In 1959,Roncarelli v Duplessis,theSupreme Court of Canadacalled the Rule of Law a "fundamental postulate" of theCanadian Constitution.According toReference Re Secession of Quebec,it encompasses, "a sense of orderliness, of subjection to known legal rules and of executive accountability to legal authority." InCanadian law,it means that the relationship between the state and the individual must be regulated by law and that the Constitution binds all governments, bothfederal and provincial,including theexecutive.With the adoption of theCanadian Charter of Rights and Freedoms,the Canadian system of government was transformed to a significant extent from a system of Parliamentary supremacy to one of constitutional supremacy. The principle of the rule of law andconstitutionalismis aided by acknowledging that the constitution isentrenchedbeyond simplemajority rule.[85]However,the notwithstanding clauseoperates to provide a limited "legislative override" of certain fundamental freedoms contained in the Charter, and has been invoked at different times by provincial legislatures.

InCanadian administrative law,"all exercises of public authority must find their source in law. All decision-making powers have legal limits, derived from the enabling statute itself, the common or civil law or the Constitution.Judicial reviewis the means by which the courts supervise those who exercise statutory powers, to ensure that they do not overstep their legal authority. The function of judicial review is therefore to ensure the legality, the reasonableness and the fairness of the administrative process and its outcomes. "[86]Administrative decision makers must adopt a culture of justification and demonstrate that their exercise of delegated public power can be “justified to citizens in terms of rationality and fairness.”[87]

Asia[edit]

East Asian cultures are influenced by two schools of thought,Confucianism,which advocated good governance as rule by leaders who are benevolent and virtuous, andLegalism,which advocated strict adherence to law. The influence of one school of thought over the other has varied throughout the centuries. One study indicates that throughout East Asia, only South Korea, Singapore, Japan, Taiwan and Hong Kong have societies that are robustly committed to a law-bound state.[88]According to Awzar Thi, a member of theAsian Human Rights Commission,the rule of law in Cambodia, and most of Asia is weak or nonexistent:

Apart from a number of states and territories, across the continent there is a huge gulf between the rule of law rhetoric and reality. In Thailand, the police force is favor over the rich and corrupted. In Cambodia, judges are proxies for the ruling political party... That a judge may harbor political prejudice or apply the law unevenly are the smallest worries for an ordinary criminal defendant in Asia. More likely ones are: Will the police fabricate the evidence? Will the prosecutor bother to show up? Will the judge fall asleep? Will I be poisoned in prison? Will my case be completed within a decade?[89]

In countries such as China and Vietnam, the transition to a market economy has been a major factor in a move toward the rule of law, because the rule of law is important to foreign investors and to economic development. It remains unclear whether the rule of law in countries like China and Vietnam will be limited to commercial matters or will spill into other areas as well, and if so whether that spillover will enhance prospects for related values such as democracy and human rights.[90]

China[edit]

In China, the phrase fǎzhì ( pháp trị ), which can be translated as "rule of law," means using the law as an instrument to facilitate social control.[91]

Late Qing dynasty legal reforms unsuccessfully sought to implement Western legal principles including the rule of law and judicial independence.[92]: 122–123 Judicial independence further decreased in theRepublic of ChinaunderChiang Kai-shekper theKuomintang's policy of particization (danghua) under which administrative judges were required to have "deep comprehension" of the KMT's principles.[92]: 123 

After China'sReform and Opening Up,the Communist Party emphasized the rule of law as a basic strategy and method for state management of society.[93]: 110 Jiang Zeminfirst called for establishing a socialist rule of law at theFifteenth Party Congressin 1997.[93]: 110 Despite the CCP'sDocument 9arguing that Western values have corrupted many people's understanding of the rule of law, the CCP has simultaneously endorsed governing the country in accordance with the rule of law.[94]These factors likely suggest that the CCP is creating a rule of law with Chinese characteristics, which may simply entail modifying the Western notion of rule of law to best match China's unique political, social, and historical conditions. As Document 9 suggests, the CCP does not see judicial independence, separation of power, or constitutional forms of governance as defined by Western society, to suit China's unique form of governance.[95][96]This unique version of rule of law with Chinese characteristics has led to different attempts to define China's method of governing the country by rule of law domestically and internationally.[97][96]In his writings on socialist rule of law in China,Xi Jinpinghas emphasized traditional Chinese concepts including people as the root of the state (mingben), "the ideal of no lawsuit" (tianxia wusong), "respecting rite and stressing law" (longli zhongfa), "virtue first, penalty second" (dezhu xing fu), and "promoting virtue and being prudent in punishment" (mingde shenfa).[93]: 110–111 Xi states that the two fundamental aspects of the socialist rule of law are: (1) that the political and legal organs (including courts, the police, and the procuratorate) must believe in the law and uphold the law, and (2) all political and legal officials must follow the Communist Party.[93]: 115 

Thailand[edit]

In Thailand, a kingdom that has had a constitution since the initial attempt to overthrow the absolute monarchy system in 1932, the rule of law has been more of a principle than actual practice.[citation needed]Ancient prejudices and political bias have been present in the three branches of government with each of their foundings, and justice has been processed formally according to the law but in fact more closely aligned with royalist principles that are still advocated in the 21st century.[citation needed]In November 2013, Thailand faced still further threats to the rule of law when the executive branch rejected a supreme court decision over how to select senators.[citation needed]

India[edit]

In India, the longest constitutional text in the history of the world has governed that country since 1950. TheConstitution of Indiais intended to limit the opportunity for governmental discretion and the judiciary usesjudicial reviewto uphold the Constitution, especially theFundamental Rights.[98]Although some people have criticized the Indian judiciary for itsjudicial activism,[99]others believe such actions are needed to safeguard the rule of law based on the Constitution as well as to preservejudicial independence,an important part of thebasic structure doctrine.[100]

Japan[edit]

Japan had centuries of tradition prior toWorld War II,during which there were laws, but they did not provide a central organizing principle for society, and they did not constrain the powers of government (Boadi, 2001). As the 21st century began, the percentage of people who were lawyers and judges in Japan remained very low relative to western Europe and the United States, and legislation in Japan tended to be terse and general, leaving much discretion in the hands of bureaucrats.[101][102]

Organizations[edit]

Various organizations are involved in promoting the rule of law.

EU Commission[edit]

The rule of law is enshrined in Article 2 of the Treaty on European Union as one of the common values for all Member States. Under the rule of law, all public powers always act within the constraints set out by law, in accordance with the values of democracy and fundamental rights, and under the control of independent and impartial courts. The rule of law includes principles such as legality, implying a transparent, accountable, democratic and pluralistic process for enacting laws; legal certainty; prohibiting the arbitrary exercise of executive power; effective judicial protection by independent and impartial courts, effective judicial review including respect for fundamental rights; separation of powers; and equality before the law. These principles have been recognised by the European Court of Justice and the European Court of Human Rights. In addition, the Council of Europe has developed standards and issued opinions and recommendations which provide well-established guidance to promote and uphold the rule of law.[103]

The Council of Europe[edit]

The Statuteofthe Council of Europecharacterizes the rule of law as one of the core principles which the establishment of the organization based on. The paragraph 3 of the preamble of the Statute of the Council of Europe states: "Reaffirming their devotion to the spiritual and moral values which are the common heritage of their peoples and the true source of individual freedom, political liberty and the rule of law, principles which form the basis of all genuine democracy." The Statute lays the compliance with the rule of law principles as a condition for the European states to be a full member of the organization.[104]

International Commission of Jurists[edit]

In 1959, an event took place inNew Delhiand speaking as theInternational Commission of Jurists,made a declaration as to the fundamental principle of the rule of law. The event consisted of over 185 judges, lawyers, and law professors from 53 countries. This later became known as theDeclaration of Delhi.During the declaration they declared what the rule of law implied. They included certain rights and freedoms, an independent judiciary and social, economic and cultural conditions conducive to human dignity. The one aspect not included in The Declaration of Delhi, was for rule of law requiring legislative power to be subject tojudicial review.[105]

United Nations[edit]

TheSecretary-General of the United Nationsdefines the rule of law as:[106]

a principle of governance in which all persons, institutions and entities, public and private, including the State itself, are accountable to laws that are publicly promulgated, equally enforced and independently adjudicated, and which are consistent with international human rights norms and standards. It requires, as well, measures to ensure adherence to the principles of supremacy of law, equality before the law, accountability to the law, fairness in the application of the law, separation of powers, participation in decision-making, legal certainty, avoidance of arbitrariness and procedural and legal transparency.

The General Assembly has considered rule of law an agenda item since 1992, with renewed interest since 2006 and has adopted resolutions at its last three sessions.[107]The Security Council has held a number of thematic debates on the rule of law,[108]and adopted resolutions emphasizing the importance of these issues in the context of women, peace and security,[109]children in armed conflict,[110]and the protection of civilians in armed conflict.[111]ThePeacebuilding Commissionhas also regularly addressed rule of law issues with respect to countries on its agenda.[112]TheVienna Declaration and Programme of Actionalso requires the rule of law be included inhuman rights education.[113]Additionally, theSustainable Development Goal 16,a component of the 2030 Agenda is aimed at promoting the rule of law at national and international levels.[114]

In Our Common Agenda,[115]theUnited NationsSecretary Generalwrote in paragraph 23: "In support of efforts to put people at the center of justice systems, I will promote a new vision for the rule of law, building on Sustainable Development Goal 16 and the 2012 Declaration of the High-level Meeting of the General Assembly on the Rule of Law at the National and International Levels (see resolution 67/1)."

International Bar Association[edit]

The Council of theInternational Bar Associationpassed a resolution in 2009 endorsing a substantive or "thick" definition of the rule of law:[116]

An independent, impartial judiciary; the presumption of innocence; the right to a fair and public trial without undue delay; a rational and proportionate approach to punishment; a strong and independent legal profession; strict protection of confidential communications between lawyer and client; equality of all before the law; these are all fundamental principles of the Rule of Law. Accordingly, arbitrary arrests; secret trials; indefinite detention without trial; cruel or degrading treatment or punishment; intimidation or corruption in the electoral process, are all unacceptable. The Rule of Law is the foundation of a civilised society. It establishes a transparent process accessible and equal to all. It ensures adherence to principles that both liberate and protect. The IBA calls upon all countries to respect these fundamental principles. It also calls upon its members to speak out in support of the Rule of Law within their respective communities.

World Justice Project[edit]

The World Justice Project (WJP)[117]is an international organization that produces independent research and data, in order to build awareness, and stimulate action to advance the rule of law.[118]

The World Justice Project defines the rule of law as a durable system of laws, institutions, norms, and country commitment that uphold four universal principles:[119]

  1. Accountability: the government and its officials and agents are accountable under the law.
  2. Just Law: the law is clear, publicized, and stable, and is applied evenly. It ensures human rights as well as properly, contract, and procedural rights.
  3. Open Government: the processes enforced are accessible, fair, and efficient.
  4. Accessible and Impartial Justice: justice is delivered timely by competent, ethical, and independent representatives and neutrals who are accessible, have adequate resources, and reflect the makeup of the communities they serve.

Their flagship WJP Rule of Law Index,[120]measures the extent to which 140 countries and jurisdictions[121]adhere to the rule of law across eight dimensions:[122]Constraints on Government Powers,Absence of Corruption,Open Government,Fundamental Rights,Order and Security,Regulatory Enforcement,Civil Justice,andCriminal Justice.

International Development Law Organization[edit]

TheInternational Development Law Organization(IDLO) is an intergovernmental organization with a joint focus on the promotion of rule of law and development. It works to empower people and communities to claim their rights, and provides governments with the know-how to realize them.[123]It supports emerging economies and middle-income countries to strengthen their legal capacity and rule of law framework for sustainable development and economic opportunity.[124]It is the only intergovernmental organization with an exclusive mandate to promote the rule of law and has experience working in more than 90 countries around the world.[125]

The International Development Law Organization has a holistic definition of the rule of law:

More than a matter of due process, the rule of law is an enabler of justice and development. The three notions are interdependent; when realized, they are mutually reinforcing. For IDLO, as much as a question of laws and procedure, the rule of law is a culture and daily practice. It is inseparable from equality, from access to justice and education, from access to health and the protection of the most vulnerable. It is crucial for the viability of communities and nations, and for the environment that sustains them.[126]

IDLO is headquartered in Rome and has a branch office inThe Hagueand has Permanent Observer Status at theUnited Nations General Assemblyin New York City.

International Network to Promote the Rule of Law[edit]

The International Network to Promote the Rule of Law (INPROL) is a network of over 3,000 law practitioners from 120 countries and 300 organizations working on rule of law issues in post-conflict and developing countries from a policy, practice and research perspective. INPROL is based at the US Institute of Peace (USIP) in partnership with the US Department of State Bureau of International Narcotics and Law Enforcement, the Organization for Security and Cooperation in Europe (OSCE) Strategic Police Matters Unit, the Center of Excellence for Police Stability Unit, and William and Marry School of Law in the United States.[127]Its affiliate organizations include the United Nations Office on Drugs and Crime, Folke Bernadotte Academy, International Bar Association, International Association of Chiefs of Police, International Association of Women Police, International Corrections and Prisons Association, International Association for Court Administration, International Security Sector Advisory Team at the Geneva Centre for the Democratic Control of Armed Forces, Worldwide Association of Women Forensic Experts (WAWFE), and International Institute for Law and Human Rights.

INPROL provides an online forum for the exchange of information about best practices. Members may post questions, and expect a response from their fellow rule of law practitioners worldwide on their experiences in addressing rule of law issues.

In relation to economics[edit]

One important aspect of the rule-of-law initiatives is the study and analysis of the rule of law's impact oneconomic development.The rule-of-law movement cannot be fully successful in transitional and developing countries without an answer to the question: does the rule of law matter to economic development or not?[128]Constitutional economicsis the study of the compatibility of economic and financial decisions within existing constitutional law frameworks, and such a framework includes government spending on thejudiciary,which, in many transitional anddeveloping countries,is completely controlled by the executive. It is useful to distinguish between the two methods ofcorruptionof the judiciary: corruption by the executive branch, in contrast to corruption by private actors.

The standards ofconstitutional economicscan be used during annualbudget process,and if that budget planning is transparent then the rule of law may benefit. The availability of an effective court system, to be used by thecivil societyin situations of unfair government spending and executive impoundment of previously authorized appropriations, is a key element for the success of the rule-of-law endeavor.[129]

The Rule of Law is especially important as an influence on the economic development in developing and transitional countries. The term "rule of law" has been used primarily in the English-speaking countries, and it is not yet fully clarified even with regard to such well-established democracies as, for instance, Sweden, Denmark, France, Germany, or Japan. A common language between lawyers of common law and civil law countries as well as between legal communities of developed and developing countries is critically important for research of links between the rule of law and real economy.[130]

The economistF. A. Hayekanalyzed how the rule of law might be beneficial to the free market. Hayek proposed that under the rule of law, individuals would be able to make wise investments and future plans with some confidence in a successful return on investment when he stated: "under the Rule of Law the government is prevented from stultifying individual efforts byad hocaction. Within the known rules of the game the individual is free to pursue his personal ends and desires, certain that the powers of government will not be used deliberately to frustrate his efforts. "[131]

Studies have shown that weak rule of law (for example, discretionary regulatory enforcement) discourages investment. Economists have found, for example, that a rise in discretionary regulatory enforcement caused US firms to abandon international investments.[132]

In relation to culture[edit]

The Treaty on the Protection of Artistic and Scientific Institutions and Historic Monuments orRoerich Pactis an inter-Americantreaty.The most important idea of the Roerich Pact is thelegal recognitionthat the defense ofcultural objectsis more important than the use or destruction of that culture for militarypurposes,and the protection of culture always has precedence over anymilitary necessity.[133] The Roerich Pact signed on 15 April 1935, by the representatives of 21 American states in theOval Officeof theWhite House(Washington, DC). It was the first international treaty signed in the Oval Office.[134] TheHague Convention for the Protection of Cultural Property in the Event of Armed Conflictis the firstinternational treatythat focuses on the protection ofcultural propertyin armed conflict. It was signed atThe Hague,Netherlandson 14 May 1954 and entered into force on 7 August 1956. As of June 2017, it has been ratified by 128 states.[135]

The rule of law can be hampered when there is a disconnect between legal and popular consensus. An example isintellectual property.Under the auspices of theWorld Intellectual Property Organization,nominally strong copyright laws have been implemented throughout most of the world; but because the attitude of much of the population does not conform to these laws, a rebellion against ownership rights has manifested in rampantpiracy,including an increase inpeer-to-peer file sharing.[136]Similarly, in Russia,tax evasionis common and a person who admits he does not pay taxes is not judged or criticized by his colleagues and friends, because the tax system is viewed as unreasonable.[137]Briberylikewise has different normative implications across cultures.[138]

In relation to education[edit]

Educationhas an important role in promoting the rule of law (RoL) and acultureof lawfulness. In essence, it provides an important protective function by strengthening learners' abilities to face and overcome difficult life situations. Young people can be important contributors to a culture of lawfulness, and governments can provide educational support that nurtures positive values and attitudes in future generations.[139]

Througheducation,learners are expected to acquire and develop thecognitive,socio-emotionalandbehaviouralexperiences and skills they need to develop into constructive and responsible contributors tosociety.Education also plays a key role in transmitting and sustaining socio-cultural norms and ensuring their continued evolution.[140]Through formal education, children and youth are socialized to adopt certain values, behaviours, attitudes and roles that form their personal and social identity and guide them in their daily choices.[139]

As they develop, children and youth also develop the capacity to reflect critically on norms, and to shape new norms that reflect contemporary conditions. As such,education for justicepromotes and upholds the principle of the RoL by:[139]

  • Encouraging learners to value, and apply, the principles of the RoL in their daily lives, and;
  • Equipping learners with the appropriate knowledge, values, attitudes, and behaviours they need to contribute to its continued improvement and regeneration in society more broadly. This can be reflected, for instance, in the way learners demand greatertransparencyin, or accountability of, public institutions, as well as through the everyday decisions that learners take asethicallyresponsible and engaged citizens, family members, workers, employers, friends, and consumers etc.[139]

Global Citizenship Education (GCE)is built on a lifelong learning perspective. It is not only for children and youth but also for adults. It can be delivered in formal, non-formal and informal settings. For this reason, GCE is part and parcel of theSustainable Development Goal 4on Education (SDG4, Target 4.7). A competency framework based on a vision of learning covers three domains to create a well-rounded learning experience: Cognitive, Socio-Emotional and Behavioural.[139]

Educationalpoliciesand programmes can support the personal and societal transformations that are needed to promote and uphold the RoL by:

  • Ensuring the development and acquisition of key knowledge, values, attitudes and behaviours.
  • Addressing the real learning needs and dilemmas of young people.
  • Supporting positive behaviours.
  • Ensuring the principles of the RoL are applied by all learning institutions and in all learning environments.[139]

See also[edit]

By jurisdiction[edit]

Legal scholars[edit]

Sources[edit]

This article incorporates text from afree contentwork. Licensed under CC BY-SA (license statement/permission). Text taken fromStrengthening the rule of law through education: A guide for policymakers​,63, UNESCO.

Notes and references[edit]

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  2. ^Sempill, Julian (2020). "The Rule of Law and the Rule of Men: History, Legacy, Obscurity".Hague Journal on the Rule of Law.12(3): 511–540.doi:10.1007/s40803-020-00149-9.S2CID256425870.
  3. ^"Rule of Law".National Geographic Society. 15 March 2019.Retrieved29 January2022.
  4. ^"Why do we say No man is above the law?".
  5. ^Ten, C. l (2017), "Constitutionalism and the Rule of Law",A Companion to Contemporary Political Philosophy,John Wiley & Sons, Ltd, pp. 493–502,doi:10.1002/9781405177245.ch22,ISBN978-1405177245
  6. ^Reynolds, Noel B. (1986)."Constitutionalism and the Rule of Law".All Faculty Publications (BYU ScholarsArchive).Archivedfrom the original on 2019-11-07.Retrieved2020-02-21.
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  8. ^"rule of law | Definition, Implications, Significance, & Facts | Britannica".Encyclopædia Britannica.Retrieved29 January2022.
  9. ^abRutherford, Samuel.Lex, rex: the law and the prince, a dispute for the just prerogative of king and people, containing the reasons and causes of the defensive wars of the kingdom of Scotland, and of their expedition for the ayd and help of their brethren of England,p. 237(1644): "The prince remaineth, even being a prince, a social creature, a man, as well as a king; one who must buy, sell, promise, contract, dispose: ergo, he is not regula regulans, but under rule of law..."
  10. ^abAristotle,Politics3.16
  11. ^Hobson, Charles.The Great Chief Justice: John Marshall and the Rule of Law,p. 57 (University Press of Kansas, 1996): according toJohn Marshall,"the framers of the Constitution contemplated that instrument as a rule for the government of courts, as well as of the legislature."
  12. ^Paul. "Resisting the Rule of Men.". Louis ULJ 62 (2017): 333."I will say that we have" the rule of men "or" personal rule "when those who wield the power of the state are not obliged to give reasons to those over whom that power is being wielded—from the standpoint of the ruled, the rulers may simply act on their brute desires."
  13. ^Austin, Christopher R. (2019).Pradyumna: Lover, Magician, and Son of the Avatara.Oxford University Press. p. 21.ISBN978-0-19-005411-3.Archivedfrom the original on 7 September 2023.Retrieved11 January2020.
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  28. ^Oxford English Dictionary(OED), "Rule of Law, n.",accessed 27 April 2013. According to the OED, this sentence from about 1500 was written byJohn Blount:"Lawes And constitutcions be ordeyned be cause the noysome Appetit of man maye be kepte vnder the Rewle of lawe by the wiche mankinde ys dewly enformed to lyue honestly." And this sentence from 1559 is attributed toWilliam Bavand:"A Magistrate should..kepe rekenyng of all mennes behauiours, and to be carefull, least thei despisyng the rule of lawe, growe to a wilfulnes."
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  32. ^Locke, John.Second Treatise of Civil Government,Ch. IV, sec. 22 (1690).
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  36. ^Constitution of the Commonwealth of Massachusetts (1780),Part the First, Art. VI.
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  44. ^In full: "The magistrates who administer the law, the judges who act as its spokesmen, all the rest of us who live as its servants, grant it our allegiance as a guarantee of our freedom." —Cicero (1975).Murder Trials.Penguin Classics. Translated by Michael Grant. Harmondsworth: Penguin. p. 217. Original Latin: "Legum ministri magistratus, legum interpretes iudices, legum denique idcirco omnes servi sumus ut liberi esse possimus." —"Pro Cluentio".The Latin Library.53:146.Retrieved5 March2018.
  45. ^Xiangming, Zhang.On Two Ancient Chinese Administrative Ideas: Rule of Virtue and Rule by LawArchived17 June 2017 at theWayback Machine,The Culture Mandala: Bulletin of the Centre for East-West Cultural and Economic Studies(2002): "Although Han Fei recommended that the government should rule by law, which seems impartial, he advocated that the law be enacted by the lords solely. The lords place themselves above the law. The law is thereby a monarchical means to control the people, not the people's means to restrain the lords. The lords are by no means on an equal footing with the people. Hence we cannot mention the rule by law proposed by Han Fei in the same breath as democracy and the rule of law advocated today."
    Bevir, Mark.The Encyclopedia of Political Theory,pp. 161–162.
    Munro, Donald.The Concept of Man in Early China.p. 4.
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  47. ^Oxford English Dictionaryonline (accessed 13 September 2018; spelling Americanized). The phrase "the rule of law" is also sometimes used in other senses.SeeGarner, Bryan A. (Editor in Chief).Black's Law Dictionary,9th Edition, p. 1448. (Thomson Reuters, 2009).ISBN978-0-314-26578-4.Black's provides five definitions of "rule of law": the lead definition is "A substantive legal principle"; the second is the "supremacy of regular as opposed to arbitrary power".
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  49. ^abTamanaha, Brian."The Rule of Law for Everyone?",Current Legal Problems,vol. 55, viaSSRN(2002).
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  81. ^Ogden v. Saunders,25U.S.213, 347(1827). This was Marshall's only dissent in a constitutional case. Theindividualist anarchistLysander Spoonerlater denounced Marshall for this part of hisOgdendissent. SeeSpooner, Lysander (2008).Let's Abolish Government.Ludwig Von Mises Institute. p. 87.These same issues were also discussed in an earlier U.S. Supreme Court case,Calder v. Bull,3U.S.386(1798), with JusticesJames IredellandSamuel Chasetaking opposite positions. See Presser, Stephen. "Symposium: Samuel Chase: In Defense of the Rule of Law and Against the Jeffersonians",Vanderbilt Law Review,vol. 62, p. 349 (March 2009).
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